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TECHNICAL SPECIFICATION
Electronic Signatures and Infrastructures (ESI);
Certificate Profiles;
Part 5: QCStatements
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2 ETSI TS 119 412-5 V2.0.13 (2015-06)
Reference
RTS/ESI-0019412-5-TS
Keywords
e-commerce, electronic signature, security,
trust services
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3 ETSI TS 119 412-5 V2.0.13 (2015-06)
Contents
Intellectual Property Rights . 4
Foreword . 4
Modal verbs terminology . 4
Introduction . 4
1 Scope . 5
2 References . 5
2.1 Normative references . 5
2.2 Informative references . 5
3 Definitions and abbreviations . 6
3.1 Definitions . 6
3.2 Abbreviations . 6
4 Qualified certificate statements . 7
4.1 General requirements . 7
4.2 QCStatements claiming compliance with the EU legislation . 7
4.2.1 QCStatement claiming that the certificate is a EU qualified certificate . 7
4.2.2 QCStatement claiming that the private key related to the certified public key resides in a QSCD . 7
4.2.3 QCStatement claiming that the certificate is a EU qualified certificate of a particular type . 8
4.3 Generic QCStatements . 8
4.3.1 Introduction. 8
4.3.2 QCStatement regarding limits on the value of transactions . 8
4.3.3 QCStatement indicating the duration of the retention period of material information . 9
4.3.4 QCStatement regarding location of PKI Disclosure Statements (PDS) . 9
5 Requirements on QCStatements in EU qualified certificates . 10
Annex A (informative): Relationship with the Regulation (EU) No 910/2014 . 11
A.1 EU qualified certificates for electronic signatures . 11
A.2 EU qualified certificates for electronic seals . 12
A.3 EU qualified certificates for website authentication . 13
Annex B (normative): ASN.1 declarations. 14
History . 16
ETSI
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4 ETSI TS 119 412-5 V2.0.13 (2015-06)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://ipr.etsi.org).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Technical Specification (TS) has been produced by ETSI Technical Committee Electronic Signatures and
Infrastructures (ESI).
The present document is part 5 of the multipart deliverable covering the Certificates Profiles. Full details of the entire
series can be found in part 1 [i.1].
The present document was previously published as ETSI TS 101 862 [i.4].
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
Introduction
ITU and ISO issued standards for certification of public keys in Recommendation ITU X.509 | ISO/IEC 9594-8 [i.7]
which are used for the security of communications and data for a wide range of electronic applications.
The IETF qualified certificate profile, IETF RFC 3739 [2] defines an extension to X.509 certificates, the
qcStatements extension, which can include statements relevant for qualified certificates. IETF RFC 3739 [2]
defines qualified certificates in a general context as "a certificate whose primary purpose is to identify a person with a
high level of assurance, where the certificate meets some qualification requirements defined by an applicable legal
framework". The use of IETF RFC 3739 [2] qcStatements in the present document goes beyond the scope of the
RFC which is directed at natural persons only.
The qcStatements certificate extension can contain any statement by the certificate issuer that can be useful to the
relying party in determining the applicability of the certificate for an intended usage. Such statement can be a
declaration that the certificate fulfils specific legal requirements for qualified certificates according to a defined legal
framework.
The present document is aiming to meet the general requirements of the international community to provide trust and
confidence in electronic transactions including, amongst others, applicable requirements from Regulation (EU)
No 910/2014 [i.8] annexes I, III and IV.
ETSI
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5 ETSI TS 119 412-5 V2.0.13 (2015-06)
1 Scope
The present document defines specific QCStatement for the qcStatements extension as defined in
IETF RFC 3739 [2], clause 3.2.6, including requirements for their use in EU qualified certificates. Some of these
QCStatements can be used for other forms of certificate.
The QCStatements defined in the present document can be used in combination with any certificate profile, either
defined in ETSI TS 119 412-2 [i.2], ETSI TS 119 412-3 [i.5] and ETSI TS 119 412-4 [i.6], or defined elsewhere.
The QCStatements defined in clause 4.3 may be applied to regulatory environments outside the EU. Other
requirements specified in clause 4 are specific to Regulation (EU) No 910/2014 [i.8] but may be adapted for other
regulatory environments.
2 References
2.1 Normative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
http://docbox.etsi.org/Reference.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are necessary for the application of the present document.
[1] ISO 639-1:2002: "Codes for the representation of names of languages -- Part 1: Alpha-2 code".
[2] IETF RFC 3739: "Internet X.509 Public Key Infrastructure: Qualified Certificates Profile".
[3] Recommendation ITU-T X.680-X.699: "Information technology - Abstract Syntax Notation One
(ASN.1)".
[4] ISO 4217: "Codes for the representation of currencies and funds".
[5] IETF RFC 2818: "HTTP Over TLS".
2.2 Informative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are not necessary for the application of the present document but they assist the
user with regard to a particular subject area.
[i.1] ETSI TS 119 412-1: "Electronic Signatures and Infrastructures (ESI); Certificate Profiles;
Part 1: Overview and common data structures".
[i.2] ETSI TS 119 412-2: "Electronic Signatures and Infrastructures (ESI); Certificate Profiles;
Part 2: Certificate Profile for certificates issued to natural persons".
[i.3] Directive 1999/93/EC of the European Parliament and of the Council of 13 December 1999 on a
Community framework for electronic signatures.
[i.4] ETSI TS 101 862: "Qualified Certificate profile".
ETSI
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6 ETSI TS 119 412-5 V2.0.13 (2015-06)
[i.5] ETSI TS 119 412-3: "Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 3:
Certificate Profile for certificates issued to legal persons".
[i.6] ETSI TS 119 412-4: "Electronic Signatures and Infrastructures (ESI); Certificate Profiles;
Part 4: Certificate Profile for website certificates issued to organisations".
[i.7] Recommendation ITU-T X.509/ISO/IEC 9594-8: "Information technology - Open systems
interconnection - The Directory: Public-key and attribute certificate frameworks".
[i.8] Regulation (EU) No 910/2014 of the European Parliament and of the Council on electronic
identification and trust services for electronic transactions in the internal market and repealing
Directive 1999/93/EC.
[i.9] IETF RFC 5280: "Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation
List (CRL) Profile".
[i.10] ETSI TS 119 411-2: "Electronic Signatures and Infrastructures (ESI); Policy and security
requirements for Trust Service Providers issuing certificates; Part 2: Requirements for trust service
providers issuing EU qualified certificates".
3 Definitions and abbreviations
3.1 Definitions
For the purposes of the present document, the terms and definitions given in ETSI TS 119 412-1 [i.1] and the following
apply:
EU qualified certificate: qualified certificate that is stated to be in accordance with Annex I, III or IV of the Regulation
(EU) No 910/2014 [i.8] or annex I of the Directive 1999/93/EC [i.3] whichever is in force at the time of issuance
QCStatement: statement for inclusion in a qcStatements certificates extension as specified in IETF RFC 3739 [2]
qualified electronic signature/seal creation device: As specified in Regulation (EU) No 910/2014 [i.8].
secure signature creation device: As specified in Directive 1999/93 [i.3].
3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply:
ASN.1 Abstract Syntax Notation One
CA Certification Authority
CRL Certificate Revocation List
EC European Commission
EU European Union
IETF Internet Engineering Task Force
ISO International Standards Organisation
PDS Policy Disclosure Statements
PKI Public Key Infrastructure
QC Qualified Certificate
QSCD Qualified electronic Signature/Seal Creation Device
RFC Request For Comments
URL Uniform resource locator
ETSI
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7 ETSI TS 119 412-5 V2.0.13 (2015-06)
4 Qualified certificate statements
4.1 General requirements
The qcStatements extension shall be as specified in clause 3.2.6 of IETF RFC 3739 [2]. The qcStatements
extension shall not be marked as critical.
The following clauses define a number of individual QCStatements to be included in the qcStatements
extension.
The syntax of the defined statements shall comply with ASN.1 [3]. The complete ASN.1 module for all defined
statements shall be as provided in Annex B; it takes precedence over the ASN.1 definitions provided in the body of the
present document, in case of discrepancy.
NOTE: This extension is not processed as part of IETF RFC 5280 [i.9] path validation and there are no security
implications with accepting a certificate in a system that cannot parse this extension.
4.2 QCStatements claiming compliance with the EU
legislation
4.2.1 QCStatement claiming that the certificate is a EU qualified
certificate
This QCstatement claims that the certificate is an EU qualified certificate that is issued according to Directive
1999/93/EC [.i.3] or the Annex I, III or IV of the Regulation (EU) No 910/2014 [i.8] whichever is in force at the time of
issuance.
Syntax:
esi4-qcStatement-1 QC-STATEMENT ::= { IDENTIFIED BY id-etsi-qcs-QcCompliance }
id-etsi-qcs-QcCompliance OBJECT IDENTIFIER ::= { id-etsi-qcs 1 }
The precise meaning of this statement is enhanced by the QC type statement defined in clause 4.2.3 according to the
table 1.
Table 1: esi4-qcStatement-1 meaning
QC type statement Meaning of this statement (esi4-qcStatement-1)
(clause 4.2.3)
Absent
The certificate is issued according to Directive 1999/93/EC [i.3] or Annex I of the Regulation
(EU) No 910/2014 [i.8] (for electronic signatures).
Present
The certificate is issued according to Annex I, III or IV of Regulation (EU) No 910/2014 [i.8]
as of the types declared by the QC type statement in accordance with clause 4.2.3.
A certificate that includes this statement shall comply with all requirements defined in clause 5.
4.2.2 QCStatement claiming that the private key related to the certified
public key resides in a QSCD
This QCstatement declares that the private key related to the certified public key resides in a Qualified
Signature/Seal Creation Device (QSCD) according to the Regulation (EU) No 910/2014 [i.8] or a secure signature
creation device as defined in the Directive 1999/93/EC [i.3].
Syntax:
esi4-qcStatement-4 QC-STATEMENT ::= { IDENTIFIED BY id-etsi-qcs-QcSSCD }
id-etsi-qcs-QcSSCD OBJECT IDENTIFIER ::= { id-etsi-qcs 4 }
ETSI
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8 ETSI TS 119 412-5 V2.0.13 (2015-06)
4.2.3 QCStatement claiming that the certificate is a EU qualified
certificate of a particular type
This QCStatement declares that a EU qualified certificate is issued as one or more specific types according to
Annexes I, III or IV of the Regulation (EU) No 910/2014 [i.8] when used in combination with the qcStatement as
defined in clause 4.2.1. When used on its own it indicates that it is used for the purposes of electronic signatures, seals
or web sites for "non-qualified certificates" within the context of Regulation (EU) No 910/2014 [i.8].
NOTE: This statement, without the one defined in clause 4.2.1, can be potentially used in other regulatory
environments which use electronic signature, electronic seal or web site with the same meaning.
Syntax:
esi4-qcStatement-6 QC-STATEMENT ::= { SYNTAX QcType IDENTIFIED
BY id-etsi-qcs-QcType }
Id-etsi-qcs-QcType OBJE
...