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TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA) and
Evolved Packet Core (EPC);
User Equipment (UE) conformance specification;
Part 2: Implementation Conformance Statement (ICS)
proforma specification
(3GPP TS 36.523-2 version 14.1.0 Release 14)
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3GPP TS 36.523-2 version 14.1.0 Release 14 1 ETSI TS 136 523-2 V14.1.0 (2017-04)
Reference
RTS/TSGR-0536523-2ve10
Keywords
LTE
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3GPP TS 36.523-2 version 14.1.0 Release 14 2 ETSI TS 136 523-2 V14.1.0 (2017-04)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
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3GPP TS 36.523-2 version 14.1.0 Release 14 3 ETSI TS 136 523-2 V14.1.0 (2017-04)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 4
Introduction . 4
1 Scope . 5
2 References . 5
3 Definitions, symbols and abbreviations . 7
3.1 Definitions . 7
3.2 Symbols . 8
3.3 Abbreviations . 8
4 Recommended Test Case Applicability . 8
Annex A (normative): ICS proforma for E-UTRA/EPC Generation User Equipment . 111
A.1 Guidance for completing the ICS proforma . 111
A.1.1 Purposes and structure . 111
A.1.2 Abbreviations and conventions . 111
A.1.3 Instructions for completing the ICS proforma . 112
A.2 Identification of the User Equipment . 112
A.2.1 Date of the statement . 112
A.2.2 User Equipment Under Test (UEUT) identification . 112
A.2.3 Product supplier . 112
A.2.4 Client . 113
A.2.5 ICS contact person. 113
A.3 Identification of the protocol . 114
A.4 ICS proforma tables. 114
A.4.1 UE Implementation Types . 114
A.4.2 UE Service Capabilities . 115
A.4.2.1 3GPP Standardised UE Service Capabilities . 115
A.4.2.1.1 Bearer Services . 115
A.4.3 Baseline Implementation Capabilities . 116
A.4.3.1 RF Baseline Implementation Capabilities . 116
A.4.3.2 Physical Layer Baseline Implementation Capabilities . 118
A.4.3.3 CA Physical Layer Baseline Implementation Capabilities . 120
A.4.3.3.1 Intra-band contiguous CA Physical Layer Baseline Implementation Capabilities . 121
A.4.3.3.2 Intra-band non-contiguous CA Physical Layer Baseline Implementation Capabilities . 122
A.4.3.3.3 Inter-band CA Physical Layer Baseline Implementation Capabilities . 123
A.4.3.4 ProSe Physical Layer Implementation Capabilities . 128
A.4.4 Additional information . 129
A.4.5 Feature group indicators . 140
Annex B (informative): Test Case Branching . 177
B.1 Introduction . 177
B.2 Special ICS to identify optional branches . 177
B.3 Test Case Preambles and Postambles specific information. 178
Annex B (informative): Change history . 179
History . 196
ETSI
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3GPP TS 36.523-2 version 14.1.0 Release 14 4 ETSI TS 136 523-2 V14.1.0 (2017-04)
Foreword
rd
This Technical Specification has been produced by the 3 Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
Introduction
To evaluate conformance of a particular implementation, it is necessary to have a statement of which capabilities and
options have been implemented for a telecommunication specification. Such a statement is called an Implementation
Conformance Statement (ICS).
The present document is part 2 of a multi-part conformance test specification for User Equipment (UE).
3GPP TS 36.523-1 [19]: "Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Packet Core
(EPC); User Equipment (UE) conformance specification; Part 1: Protocol conformance specification".
3GPP TS 36.523-2: "Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Packet Core (EPC);
User Equipment (UE) conformance specification; Part 2: Implementation Conformance Statement (ICS)
proforma specification". (the present document)
3GPP TS 36.523-3 [20]: "Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Packet Core
(EPC); User Equipment (UE) conformance specification; Part 3: Abstract Test Suite (ATS)".
ETSI
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3GPP TS 36.523-2 version 14.1.0 Release 14 5 ETSI TS 136 523-2 V14.1.0 (2017-04)
1 Scope
rd
The present document provides the Implementation Conformance Statement (ICS) proforma for 3 Generation User
Equipment (UE), in compliance with the relevant EPS (E-UTRA/EPC) requirements, and in accordance with the
relevant guidance given in ISO/IEC 9646-1 [24] and ISO/IEC 9646-7 [25].
The present document also specifies a recommended applicability statement for the test cases included in TS 36.523-1
[19]. These applicability statements are based on the features implemented in the UE.
Special conformance testing functions can be found in TS 36.509 [6] and the common test environments are included in
3GPP TS 36.508 [18].
The present document is valid for UE complying with EPS (E-UTRA/EPC) and implemented according to 3GPP
releases starting from Release 8 up to the Release indicated on the cover page of the present document.
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
• References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document.
[1] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications".
[2] 3GPP TS 23.003: "Numbering, Addressing and Identification".
[3] 3GPP TS 23.122: "Non-Access-Stratum functions related to Mobile Station (MS) in idle mode".
[4] 3GPP TS 24.008: "Mobile Radio Interface Layer 3 specification; Core Network Protocols;
Stage 3".
[5] Void
[6] 3GPP TS 36.509: "Special conformance testing functions for User Equipment ".
[7] Void
[8] 3GPP TS 34.123-2: "User Equipment (UE) conformance specification; Part 2: Implementation
Conformance Statement (ICS) proforma specification".
[9] Void
[10] 3GPP TS 36.300: "Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Universal
Terrestrial Radio Access Network (E-UTRAN); Overall description; Stage 2".
[11] 3GPP TS 36.302: "Services provided by the physical layer for E-UTRA".
[12] 3GPP TS 36.304: "Evolved Universal Terrestrial Radio Access (E-UTRA) User Equipment (UE)
Procedures in idle mode ".
[13] 3GPP TS 36.306: "Evolved Universal Terrestrial Radio Access (E-UTRA) User Equipment (UE)
Radio Access capabilities ".
[14] 3GPP TS 36.321: "Evolved Universal Terrestrial Radio Access (E-UTRA) Medium Access
Control (MAC) protocol specification".
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[15] 3GPP TS 36.322: "Evolved Universal Terrestrial Radio Access (E-UTRA) Radio Link Control
(RLC) protocol specification".
[16] 3GPP TS 36.323: "Evolved Universal Terrestrial Radio Access (E-UTRA) Packet Data
Convergence Protocol (PDCP) specification".
[17] 3GPP TS 36.331: "Evolved Universal Terrestrial Radio Access (E-UTRA) Radio Resource
Control (RRC) Protocol Specification".
[18] 3GPP TS 36.508: "Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Packet
Core (EPC); Common Test Environments for User Equipment (UE) Conformance Testing".
[19] 3GPP TS 36.523-1: "Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Packet
Core (EPC); User Equipment (UE) conformance specification; Part 1: Protocol conformance
specification".
[20] 3GPP TS 36.523-3: " Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Packet
Core (EPC); User Equipment (UE) conformance specification; Part 3: Abstract Test Suites
(ATS)".
[21] 3GPP TR 24.801: "3GPP System Architecture Evolution; CT WG1 Aspects".
[22] 3GPP TS 23.401: "3GPP System Architecture Evolution; GPRS enhancements for E-UTRAN
access".
[23] 3GPP TS 51.010-1: "Mobile Station (MS) conformance specification; Part 1: Conformance
specification".
[24] ISO/IEC 9646-1: "Information technology - Open Systems Interconnection - Conformance testing
methodology and framework - Part 1: General concepts".
[25] ISO/IEC 9646-7: "Information technology - Open systems interconnection - Conformance testing
methodology and framework - Part 7: Implementation Conformance Statements".
[26] 3GPP2 C.S0024-A-v3.0: "cdma2000 High Rate Packet Data Air Interface Specification".
[27] 3GPP2 C.S0002-A: "Physical Layer Standard for cdma2000 Spread Spectrum Systems – Release
A".
[28] 3GPP TS 24.303: "Mobility management based on Dual-Stack Mobile IPv6; Stage 3".
[29] IEEE Std 802.11 (1999): "Standard for Information Technology - Telecommunications and
information exchange between systems - Local and Metropolitan Area networks - Specific
requirements - Part 11: Wireless LAN Medium Access Control (MAC) and Physical Layer (PHY)
specifications".
[30] 3GPP TS 36.307: "Requirements on User Equipments (UEs) Supporting a release-independent
frequency band ".
[33] GSMA PRD IR.92: "IMS Profile for Voice and SMS".
[34] 3GPP TS 22.101: "Service aspects; Service principles”
[35] 3GPP TS 24.301: "Non-Access-Stratum (NAS) protocol for Evolved Packet System (EPS); Stage
3".
[36] 3GPP TS 25.306: "UE Radio Access capabilities".
[37] 3GPP TS 25.331: "Radio Resource Control (RRC); Protocol specification".
[38] 3GPP TS 23.216: "Super-Charger technical realization; Stage 2".
[39] 3GPP TS 23.272: "Circuit Switched (CS) fallback in Evolved Packet System (EPS); Stage 2".
[40] 3GPP TS 44.060: "General Packet Radio Service (GPRS); Mobile Station (MS) - Base Station
System (BSS) interface; Radio Link Control / Medium Access Control (RLC/MAC) protocol".
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[41] 3GPP TS 26.114: "IP Multimedia Subsystem (IMS); Multimedia telephony; Media handling and
interaction".
[42] 3GPP TS 24.229: "IP multimedia call control protocol based on Session Initiation Protocol (SIP)
and Session Description Protocol (SDP); Stage 3".
[43] 3GPP TS 24.173: "IMS Multimedia telephony communication service and supplementary
services; Stage 3".
[44] 3GPP TR 21.904: "User Equipment (UE) capability requirements".
[45] 3GPP TS 34.229-2: "Internet Protocol (IP) multimedia call control protocol based on Session
Initiation Protocol (SIP) and Session Description Protocol (SDP);User Equipment (UE)
conformance specification; Part 2: Implementation Conformance Statement (ICS) specification".
[46] 3GPP TS 36.101: "User Equipment (UE) radio transmission and reception".
[47] 3GPP TS 24.368: "Non-Access Stratum (NAS) configuration Management Object (MO)".
[48] 3GPP TS 31.102: "Characteristics of the Universal Subscriber Identity Module (USIM)
application".
[49] 3GPP TS 23.221: "Architectural requirements".
[50] 3GPP TS 45.008: "GSM/EDGE Radio Access Network; Radio subsystem link control".
[51] 3GPP TS 23.041: "Technical realization of Cell Broadcast Service (CBS)".
[52] 3GPP TS 24.334: "Proximity-services (ProSe) User Equipment (UE) to Proximity-services
(ProSe) Function Protocol aspects; Stage 3".
[53] 3GPP TS 24.334: "Proximity-services (ProSe) User Equipment (UE) to Proximity-services
(ProSe) Function Protocol aspects; Stage 3".
[54] GSMA PRD IR.51: "IMS Profile for Voice, Video and SMS over Wi-Fi".
3 Definitions, symbols and abbreviations
For the purposes of the present document, the following terms, definitions, symbols and abbreviations apply:
- such given in TR 21.905 [1]
- such given in ISO/IEC 9646-1 [24] and ISO/IEC 9646-7 [25]
NOTE: Some terms and abbreviations defined in [24] and [25] are explicitly included below with small
modification to reflect the terminology used in 3GPP.
3.1 Definitions
Implementation Conformance Statement (ICS): A statement made by the supplier of an implementation or system
claimed to conform to a given specification, stating which capabilities have been implemented.
ICS proforma: A document, in the form of a questionnaire, which when completed for an implementation or system
becomes an ICS.
Implementation eXtra Information for Testing (IXIT): A statement made by a supplier or implementer of an UEUT
which contains or references all of the information (in addition to that given in the ICS) related to the UEUT and its
testing environment, which will enable the test laboratory to run an appropriate test suite against the UEUT.
IXIT proforma: A document, in the form of a questionnaire, which when completed for an UEUT becomes an IXIT.
Protocol Implementation Conformance Statement (PICS): An ICS for an implementation or system claimed to
conform to a given protocol specification.
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3GPP TS 36.523-2 version 14.1.0 Release 14 8 ETSI TS 136 523-2 V14.1.0 (2017-04)
Protocol Implementation eXtra Information for Testing (PIXIT): An IXIT related to testing for conformance to a
given protocol specification.
static conformance review: A review of the extent to which the static conformance requirements are claimed to be
supported by the UEUT, by comparing the answers in the ICS(s) with the static conformance requirements expressed in
the relevant specification(s).
3.2 Symbols
No specific symbols have been identified so far.
3.3 Abbreviations
For the purposes of the present document, the following abbreviations apply:
ENB Evolved Node B
FFS For Further Study
ICS Implementation Conformance Statement
IXIT Implementation eXtra Information for Testing
PICS Protocol Implementation Conformance Statement
PIXIT Protocol Implementation eXtra Information for Testing
SCS System Conformance Statement
TC Test Case
UEUT User Equipment Under Test
4 Recommended Test Case Applicability
The applicability of each individual test is identified in Table 4-1. This is just a recommendation based on the purpose
for which the test case was written.
The applicability of every test is formally expressed by the use of Boolean expression that are based on parameters
(ICS) included in annex A of the present document.
Additional information related to the Test Case (TC), e.g. affecting its dynamic behaviour or its execution may be
provided as well
The columns in Table 4-1 have the following meaning:
Clause
The clause column indicates the clause number in TS 36.523-1 [19] that contains the test body.
Title
The title column describes the name of the test and contains the clause title of the clause in TS 36.523-1 [19] that
contains the test body.
Release
The release column indicates the earliest release from which the test case is applicable. In some specific cases it may
indicate the release(s) for which the TC is only applicable.
Note: Some exceptions to this interpretation may be indicated in Notes in column 'Number of TC Executions'
e.g. see Note 3 Table 4-1.
Applicability - Condition
The following notations are used for the applicability column:
R recommended - the test case is recommended
O optional – the test case is optional
N/A not applicable - in the given context, the test case is not recommended.
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3GPP TS 36.523-2 version 14.1.0 Release 14 9 ETSI TS 136 523-2 V14.1.0 (2017-04)
Ci conditional - the test is recommended ("R") or not ("N/A") depending on the support of other
items. "i" is an integer identifying an unique conditional status expression which is defined
immediately following the table. For nested conditional expressions, the syntax "IF . THEN (IF .
THEN . ELSE.) ELSE ." is used to avoid ambiguities.
NOTE: The conditions are defined in Table 4-1a.
Applicability - Comments
This column contains a verbal description of the condition.
Additional Information - Specific ICS
This column contains the mnemonics of ICS(s) affecting the dynamic behaviour of the TC.
NOTE: ICS items specified in 3GPP TS 34.123-2 [8] and 3GPP TS 34.229-2 [45] can be referred, to avoid
redundant definitions.
Additional Information - Specific IXIT
This column contains the mnemonics of IXIT(s) affecting the dynamic behaviour of the TC.
Additional Information - Number of TC Executions
This column contains, wherever applicable, the recommended for certification purposes number of TC
executions. It may contain also other information e.g. exceptions to the release applicable to the test. Clarifying
notes are listed in Table 4-1b.
Additional Information - Release other RAT
In regard to a particular test case, this column provides information on the release which is used by the simulated
network in the other (i.e. non E-UTRA) RAT(s) where applicable. For each applicable RAT the release shall be
indicated in the format 'Rel-X RAT'. When multiple RATs are applicable the entries per RAT shall be separated
by a comma. When a value for a 3GPP RAT is not provided but the RAT is in the scope of the test case then for
this RAT the release indicated in the Release column applies (per default).
EXAMPLES:
Rel-9 UTRA FDD, Rel-8 GERAN or simply as Rel-9 UTRA FDD
(meaning that the UTRA FDD will simulate Rel-9 and the GERAN Rel-8 behaviours)
Rel-9 UTRA TDD
(meaning that the UTRA LCR TDD network will simulate Rel-9 behaviours)
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3GPP TS 36.523-2 version 14.1.0 Release 14 10 ETSI TS 136 523-2 V14.1.0 (2017-04)
NOTE 2: To meet the validation requirements from certification bodies then there is a need to uniquely reference the FDD and TDD branch of common FDD and TDD test
cases. The FDD and TDD branches of common FDD and TDD test cases can be referenced by amending a "FDD" or "TDD" suffix to the test case clause number.
For example for AM RLC test case 7.2.3.13 the FDD and TDD branches can be identified by "7.2.3.13 FDD" and "7.2.3.13 TDD".
Table 4-1: Applicability of tests and additional information for testing
Clause TC Title Release Applicabilit Additional
y Information
Condition Comment Specific ICS Specific IXIT Number of TC Release other
Executions RAT
6 IDLE MODE
6.1.1.1 PLMN selection of RPLMN, HPLMN/EHPLMN, Rel-8 R UEs supporting E-UTRA pc_eFDD Either TC 6.1.1.1 or
UPLMN and OPLMN / Automatic mode TC 6.1.1.1b shall
be executed. (Note
4)
pc_eTDD
6.1.1.1a PLMN selection / Automatic mode/ between FDD Rel-8 C142 UEs supporting E-UTRA FDD and E-UTRA
and TDD TDD
6.1.1.1b PLMN selection of RPLMN, HPLMN/EHPLMN, Rel-8 R UEs supporting E-UTRA. This test is 'cells on pc_eFDD Either TC 6.1.1.1 or
UPLMN and OPLMN / Automatic mode / Single single frequency only' equivalent of TC 6.1.1.1 TC 6.1.1.1b shall
Frequency operation be executed. (Note
4)
pc_eTDD
6.1.1.2 PLMN selection of "Other PLMN/access Rel-8 R UEs supporting E-UTRA pc_eFDD Either TC 6.1.1.2 or
technology combinations" / Automatic mode TC 6.1.1.2a shall
be executed. (Note
4)
pc_eTDD
6.1.1.2a PLMN selection of "Other PLMN/access Rel-8 R UEs supporting E-UTRA This test is 'cells on pc_eFDD Either TC 6.1.1.2 or
technology combinations" / Automatic mode / single frequency only' equivalent of 6.1.1.2 TC 6.1.1.2a shall
Single Frequency operation be executed. (Note
4)
pc_eTDD
6.1.1.3 Cell reselection of ePLMN in manual mode Rel-8 C224c UEs supporting E-UTRA and NOT Category pc_eFDD Either TC 6.1.1.3 or
M1 TC 6.1.1.3b shall
be executed. (Note
4)
pc_eTDD
6.1.1.3a Cell reselection of ePLMN in manual mode / Rel-9 C142a UEs supporting E-UTRA FDD and E-UTRA Note 3
between FDD and TDD TDD and NOT Category M1
6.1.1.3b Cell reselection of ePLMN in manual mode / Rel-8 R UEs supporting E-UTRA. This test is 'cells on pc_eFDD Either TC 6.1.1.3 or
Single Frequency operation single frequency only' equivalent of 6.1.1.3 TC 6.1.1.3b shall
be executed. (Note
4)
pc_eTDD
6.1.1.4 PLMN selection in shared network environment / Rel-8 R UEs supporting E-UTRA pc_eFDD
Automatic mode
pc_eTDD
6.1.1.4a PLMN selection in shared network environment / Rel-8 C142a UEs supporting E-UTRA FDD and E-UTRA
Automatic mode / Between FDD and TDD TDD and NOT Category M1
6.1.1.6 PLMN selection
...