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TECHNICAL SPECIFICATIONION
LTE;
Evolved Universal Tl Terrestrial Radio Access (E--UTRA);
Base Station (BS) r) radio transmission and reception ce
(3GPP TS 36.16.104 version 9.14.0 Release 9 9)
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3GPP TS 36.104 version 9.14.0 Release 9 1 ETSI TS 136 104 V9.14.0 (2017-01)
Reference
RTS/TSGR-0436104v9e0
Keywords
LTE
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3GPP TS 36.104 version 9.14.0 Release 9 2 ETSI TS 136 104 V9.14.0 (2017-01)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
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3GPP TS 36.104 version 9.14.0 Release 9 3 ETSI TS 136 104 V9.14.0 (2017-01)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 6
1 Scope . 7
2 References . 7
3 Definitions, symbols and abbreviations . 8
3.1 Definitions . 8
3.2 Symbols . 9
3.3 Abbreviations . 10
4 General . 11
4.1 Relationship between minimum requirements and test requirements . 11
4.2 Base station classes . 11
4.3 Regional requirements . 11
4.4 Applicability of requirements . 12
5.1 General . 13
5.2 Void . 13
5.3 Void . 13
5.4 Void . 13
5.5 Operating bands . 13
5.6 Channel bandwidth . 14
5.7 Channel arrangement . 14
5.7.1 Channel spacing . 14
5.7.2 Channel raster . 14
5.7.3 Carrier frequency and EARFCN . 15
6 Transmitter characteristics . 16
6.1 General . 16
6.2 Base station output power . 16
6.2.1 Minimum requirement . 17
6.2.2 Additional requirement (regional) . 17
6.2.3 Home BS output power for adjacent UTRA channel protection. 17
6.2.4 Home BS output power for adjacent E-UTRA channel protection . 18
6.3 Output power dynamics . 19
6.3.1 RE Power control dynamic range . 19
6.3.1.1 Minimum requirements . 19
6.3.2 Total power dynamic range . 20
6.3.2.1 Minimum requirements . 20
6.4 Transmit ON/OFF power . 20
6.4.1 Transmitter OFF power . 20
6.4.1.1 Minimum Requirement . 20
6.4.2 Transmitter transient period . 20
6.4.2.1 Minimum requirements . 21
6.5 Transmitted signal quality . 22
6.5.1 Frequency error . 22
6.5.1.1 Minimum requirement . 22
6.5.2 Error Vector Magnitude . 22
6.5.3 Time alignment between transmitter branches . 22
6.5.3.1 Minimum Requirement . 22
6.5.4 DL RS power . 23
6.5.4.1 Minimum requirements . 23
6.6 Unwanted emissions . 23
6.6.1 Occupied bandwidth . 23
ETSI
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3GPP TS 36.104 version 9.14.0 Release 9 4 ETSI TS 136 104 V9.14.0 (2017-01)
6.6.1.1 Minimum requirement . 23
6.6.2 Adjacent Channel Leakage power Ratio (ACLR) . 23
6.6.2.1 Minimum requirement . 23
6.6.3 Operating band unwanted emissions . 24
6.6.3.1 Minimum requirements for Wide Area BS (Category A) . 25
6.6.3.2 Minimum requirements for Wide Area BS (Category B) . 27
6.6.3.2.1 Category B requirements (Option 1) . 27
6.6.3.2.2 Category B (Option 2) . 29
6.6.3.2A Minimum requirements for Local Area BS (Category A and B) . 30
6.6.3.2B Minimum requirements for Home BS (Category A and B) . 30
6.6.3.3 Additional requirements . 32
6.6.4 Transmitter spurious emis sions . 33
6.6.4.1 Mandatory Requirements . 34
6.6.4.1.1 Spurious emissions (Category A) . 34
6.6.4.1.2 Spurious emissions (Category B) . 34
6.6.4.2 Protection of the BS receiver of own or different BS . 34
6.6.4.2.1 Minimum Requirement . 35
6.6.4.3 Additional spurious emissions requirements . 35
6.6.4.3.1 Minimum Requirement . 36
6.6.4.4 Co-location with other base stations . 41
6.6.4.4.1 Minimum Requirement . 42
6.7 Transmitter intermodulation . 44
6.7.1 Minimum requirement . 45
7 Receiver characteristics . 45
7.1 General . 45
7.2 Reference sensitivity level . 46
7.2.1 Minimum requirement . 46
7.3 Dynamic range . 47
7.3.1 Minimum requirement . 47
7.4 In-channel selectivity . 49
7.4.1 Minimum requirement . 50
7.5 Adjacent Channel Selectivity (ACS) and narrow-band blocking . 51
7.5.1 Minimum requirement . 51
7.6 Blocking . 53
7.6.1 General blocking requirement. 53
7.6.1.1 Minimum requirement . 53
7.6.2 Co-location with other base stations . 55
7.6.2.1 Minimum requirement . 55
7.7 Receiver spurious emissions. 60
7.7.1 Minimum requirement . 60
7.8 Receiver intermodulation . 60
7.8.1 Minimum requirement . 61
8 Performance requirement . 63
8.1 General . 63
8.2 Performance requirements for PUSCH . 63
8.2.1 Requirements in multipath fading propagation conditions . 63
8.2.1.1 Minimum requirements . 64
8.2.2 Requirements for UL timing adjustment . 69
8.2.2.1 Minimum requirements . 70
8.2.3 Requirements for high speed train . 70
8.2.3.1 Minimum requirements . 71
8.2.4 Requirements for HARQ-ACK multiplexed on PUSCH . 71
8.2.4.1 Minimum requirement . 72
8.3 Performance requirements for PUCCH . 72
8.3.1 DTX to ACK performance . 72
8.3.1.1 Minimum requirement . 73
8.3.2 ACK missed detection requirements for single user PUCCH format 1a . 73
8.3.2.1 Minimum requirements . 73
8.3.3 CQI performance requirements for PUCCH format 2 . 73
8.3.3.1 Minimum requirements . 73
ETSI
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3GPP TS 36.104 version 9.14.0 Release 9 5 ETSI TS 136 104 V9.14.0 (2017-01)
8.3.4 ACK missed detection requirements for multi user PUCCH format 1a . 74
8.3.4.1 Minimum requirement . 74
8.4 Performance requirements for PRACH . 74
8.4.1 PRACH False alarm probability . 74
8.4.1.1 Minimum requirement . 74
8.4.2 PRACH detection requirements . 74
8.4.2.1 Minimum requirements . 74
Annex A (normative): Reference measurement channels . 76
A.1 Fixed Reference Channels for reference sensitivity and in-channel selectivity (QPSK, R=1/3) . 76
A.2 Fixed Reference Channels for dynamic range (16QAM, R=2/3) . 77
A.3 Fixed Reference Channels for performance requirements (QPSK 1/3) . 77
A.4 Fixed Reference Channels for performance requirements (16QAM 3/4) . 78
A.5 Fixed Reference Channels for performance requirements (64QAM 5/6) . 78
A.6 PRACH Test preambles . 78
A.7 Fixed Reference Channels for UL timing adjustment (Scenario 1) . 79
A.8 Fixed Reference Channels for UL timing adjustment (Scenario 2) . 79
A.9 Multi user PUCCH test. 80
Annex B (normative): Propagation conditions . 81
B.1 Static propagation condition . 81
B.2 Multi-path fading propagation conditions . 81
B.3 High speed train condition . 82
B.4 Moving propagation conditions . 83
Annex C (normative): Characteristics of the interfering signals . 85
Annex D (normative): Environmental requirements for the BS equipment . 86
Annex E (normative): Error Vector Magnitude . 87
E.1 Reference point for measurement . 87
E.2 Basic unit of measurement . 87
E.3 Modified signal under test . 88
E.4 Estimation of frequency offset . 88
E.5 Estimation of time offset . 88
E.5.1 Window length . 89
E.6 Estimation of TX chain amplitude and frequency response parameters . 89
E.7 Averaged EVM . . 91
Annex F (Informative): Unwanted emission requirements for multi-carrier BS . 92
F.1 General . 92
F.2 Multi-carrier BS of different E-UTRA channel bandwidths . 92
F.3 Multi-carrier BS of E-UTRA and UTRA . . 92
Annex G (informative): Regional requirement for protection of DTT . 93
Annex H (informative): Change history . 94
History . 98
ETSI
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3GPP TS 36.104 version 9.14.0 Release 9 6 ETSI TS 136 104 V9.14.0 (2017-01)
Foreword
rd
This Technical Specification has been produced by the 3 Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
ETSI
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3GPP TS 36.104 version 9.14.0 Release 9 7 ETSI TS 136 104 V9.14.0 (2017-01)
1 Scope
The present document establishes the minimum RF characteristics and minimum performance requirements of E-UTRA
Base Station (BS).
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
• References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document.
[1] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications".
[2] ITU-R Recommendation SM.329: "Unwanted emissions in the spurious domain".
[3] ITU-R Recommendation M.1545: "Measurement uncertainty as it applies to test limits for the
terrestrial component of Internat
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