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TECHNICAL SPECIFICATION
5G;
NR;
User Equipment (UE) conformance specification;
Radio transmission and reception;
Part 4: Performance
(3GPP TS 38.521-4 version 17.1.0 Release 17)
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3GPP TS 38.521-4 version 17.1.0 Release 17 1 ETSI TS 138 521-4 V17.1.0 (2023-02)
Reference
RTS/TSGR-0538521-4vh10
Keywords
5G
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3GPP TS 38.521-4 version 17.1.0 Release 17 2 ETSI TS 138 521-4 V17.1.0 (2023-02)
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3GPP TS 38.521-4 version 17.1.0 Release 17 3 ETSI TS 138 521-4 V17.1.0 (2023-02)
Contents
Intellectual Property Rights . 2
Legal Notice . 2
Modal verbs terminology . 2
Foreword . 18
1 Scope . 19
2 References . 19
3 Definition of terms, symbols and abbreviations . 20
3.1 T erms . 20
3.2 Symbols . 21
3.3 Abbreviations . 21
4 General . 22
4.1 Relationship between minimum requirements and test requirements . 22
4.2 Applicability of minimum requirements . 23
4.3 Specification suffix information . 23
4.4 Conducted requirements . 23
4.4.1 Reference point . 23
4.4.2 SNR definition . 23
4.4.3 Noc. 24
4.4.3.1 Introduction . 24
4.4.3.2 Noc for NR operating bands in FR1 . 24
4.4.3.2.1 Derivation of Noc values for NR operating bands in FR1 . 24
4.4.4 Es . 25
4.4.4.1 Introduction . 25
4.4.4.2 Es for NR operating bands in FR1 . 25
4.4.4.2.1 Derivation of Es values for NR operating bands in FR1 . 25
4.5 Radiated requirements . 25
4.5.1 Reference point . 26
4.5.2 SNR definition . 26
4.5.3 Noc. 26
4.5.3.1 Introduction . 26
4.5.3.2 Noc for NR operating bands in FR2 . 27
4.5.3.3 Derivation of Noc values for NR operating bands in FR2 . 27
4.5.4 Angle of arrival . 28
4.5.5 Es . 28
4.6 Test coverage across 5G NR connectivity options . 28
5 Demodulation performance requirements (Conducted requirements) . 28
5.1 General . 28
5.1.1 Applicability of requirements . 28
5.1.1.1 General . 28
5.1.1.2 Applicability of requirements for different number of RX antenna ports . 29
5.1.1.3 Applicability of requirements for optional UE features . 29
5.1.1.4 Applicability of requirements for mandatory UE features with capability signalling . 30
5.1.1.5 Applicability of CA requirements . 33
5.1.1.5.1 Definition of CA capability . 33
5.1.1.5.2 Applicability and test rules for different CA configurations and bandwidth combination sets . 33
5.1.1.5.3 Applicability rule and antenna connection for CA tests with 4 RX . 34
5.1.1.6 Applicability and test rules for PDSCH performance requirements with power imbalance for
intra-band contiguous CA . 34
5.1.1.7 Applicability of different requirements for HST . 35
5.1.1.8 Applicability of different requirements with Multi-TRxP . 35
5.1.1.9 Applicability of requirements for PDSCH on bands with shared spectrum access . 36
5.1.1.10 36
5.1.1.11 Applicability of requirements for RedCap . 36
ETSI
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3GPP TS 38.521-4 version 17.1.0 Release 17 4 ETSI TS 138 521-4 V17.1.0 (2023-02)
5.2 PDSCH demodulation requirements . 36
5.2.1 1RX requirements . 38
5.2.1.1 FDD. 38
5.2.1.1.1 1Rx FDD FR1 PDSCH performance for RedCap . 38
5.2.2 2RX requirements . 41
5.2.2.1 FDD. 41
5.2.2.1.1 2Rx FDD FR1 PDSCH mapping Type A performance . 41
5.2.2.1.1_1 2Rx FDD FR1 PDSCH mapping Type A performance - 2x2 MIMO with baseline receiver
for both SA and NSA . 43
5.2.2.1.1_2 2Rx FDD FR1 PDSCH mapping Type A performance - 2x2 MIMO with enhanced
receiver type 1 for both SA and NSA . 46
5.2.2.1.1_3 2Rx FDD FR1 PDSCH mapping Type A performance - 2x2 MIMO with baseline receiver
for DL1024QAM for both SA and NSA . 47
5.2.2.1.2 2Rx FDD FR1 PDSCH mapping Type A and CSI-RS overlapped with PDSCH performance . 49
5.2.2.1.2_1 2Rx FDD FR1 PDSCH mapping Type A and CSI-RS overlapped with PDSCH
performance - 2x2 MIMO with baseline receiver for both SA and NSA . 50
5.2.2.1.3 2Rx FDD FR1 PDSCH mapping Type B performance . 52
5.2.2.1.3_1 2Rx FDD FR1 PDSCH mapping Type B performance - 2x2 MIMO with baseline receiver
for both SA and NSA . 53
5.2.2.1.4 2Rx FDD FR1 PDSCH Mapping Type A and LTE-NR coexistence performance . 55
5.2.2.1.4_1 2Rx FDD FR1 PDSCH Mapping Type A and LTE-NR coexistence performance - 4x2
MIMO with baseline receiver for both SA and NSA . 56
5.2.2.1.5 2Rx FDD FR1 PDSCH 0.001% BLER performance . 60
5.2.2.1.5_1 2Rx FDD FR1 PDSCH 0.001% BLER performance - 1x2 MIMO with baseline receiver
for both SA and NSA . 61
5.2.2.1.6 2Rx FDD FR1 PDSCH repetitions over multiple slots performance . 63
5.2.2.1.6_1 2Rx FDD FR1 PDSCH repetitions over multiple slots performance - 2x2 MIMO with
baseline receiver for both SA and NSA . 64
5.2.2.1.7 2Rx FDD FR1 PDSCH Mapping Type B and UE processing capability 2 performance . 65
5.2.2.1.7_1 2Rx FDD FR1 PDSCH Mapping Type B and UE processing capability 2 performance -
2x2 MIMO with baseline receiver for both SA and NSA . 66
5.2.2.1.8 2Rx FDD FR1 PDSCH pre-emption performance . 68
5.2.2.1.8_1 2Rx FDD FR1 PDSCH pre-emption performance - 2x2 MIMO with baseline receiver for
both SA and NSA . 69
5.2.2.1.9 2Rx FDD FR1 HST-SFN performance . 71
5.2.2.1.9_1 2Rx FDD FR1 HST-SFN performance - 2x2 MIMO with baseline receiver for both SA
and NSA . 72
5.2.2.1.10 2Rx FDD FR1 HST DPS performance . 74
5.2.2.1.10_1 2Rx FDD FR1 HST-DPS performance - 2x2 MIMO with baseline receiver for both SA
and NSA . 76
5.2.2.1.11 2Rx FDD FR1 PDSCH Single-DCI based SDM scheme performance . 81
5.2.2.1.11_1 2Rx FDD FR1 PDSCH Single-DCI based SDM scheme performance - 2x2 MIMO for
both SA and NSA . 83
5.2.2.1.12 2Rx FDD FR1 PDSCH Multi-DCI based transmission scheme performance . 86
5.2.2.1.12_1 2Rx FDD FR1 PDSCH Multiple-DCI based transmission scheme performance - 2x2
MIMO for both SA and NSA . 88
5.2.2.1.13 2Rx FDD FR1 PDSCH Single-DCI based FDM scheme A performance . 92
5.2.2.1.13_1 2Rx FDD FR1 PDSCH Single-DCI based FDM scheme A performance - 2x2 MIMO for
both SA and NSA . 93
5.2.2.1.14 2Rx FDD FR1 PDSCH Single-DCI based Inter-slot TDM scheme performance . 96
5.2.2.1.14_1 2Rx FDD FR1 PDSCH Single-DCI based Inter-slot TDM scheme performance - 2x2
MIMO for both SA and NSA . 98
5.2.2.2 TDD . 102
5.2.2.2.1 2Rx TDD FR1 PDSCH mapping Type A performance . 102
5.2.2.2.1_1 2Rx TDD FR1 PDSCH mapping Type A performance - 2x2 MIMO with baseline
receiver for both SA and NSA . 104
5.2.2.2.1_2 2Rx TDD FR1 PDSCH mapping Type A performance - 2x2 MIMO with enhanced
receiver type 1 for both SA and NSA . 109
5.2.2.2.1_3 2Rx TDD FR1 PDSCH mapping Type A performance - 2x2 MIMO with baseline
receiver for DL1024QAM for both SA and NSA . 109
5.2.2.2.2 2Rx TDD FR1 PDSCH mapping Type A and CSI-RS overlapped with PDSCH performance . 111
ETSI
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3GPP TS 38.521-4 version 17.1.0 Release 17 5 ETSI TS 138 521-4 V17.1.0 (2023-02)
5.2.2.2.2_1 2Rx TDD FR1 PDSCH mapping Type A and CSI-RS overlapped with PDSCH
performance - 2x2 MIMO with baseline receiver for both SA and NSA . 111
5.2.2.2.3 2Rx TDD FR1 PDSCH mapping Type B performance . 115
5.2.2.2.3_1 2Rx TDD FR1 PDSCH mapping Type B performance - 2x2 MIMO with baseline receiver
for both SA and NSA . 116
5.2.2.2.4 2Rx TDD FR1 PDSCH mapping Type A and LTE-NR coexistence performance . 118
5.2.2.2.4_1 2Rx TDD FR1 PDSCH Mapping Type A and LTE-NR coexistence performance - 4x2
MIMO with baseline receiver for both SA and NSA . 119
5.2.2.2.5 2Rx TDD FR1 PDSCH 0.001% BLER performance . 124
5.2.2.2.5_1 2Rx TDD FR1 PDSCH 0.001% BLER performance - 1x2 MIMO with baseline receiver
for both SA and NSA . 125
5.2.2.2.6 2Rx TDD FR1 PDSCH repetitions over multiple slots performance . 126
5.2.2.2.6_1 2Rx TDD FR1 PDSCH repetitions over multiple slots performance - 2x2 MIMO with
baseline receiver for both SA and NSA . 127
5.2.2.2.7 2Rx TDD FR1 PDSCH Mapping Type B and UE processing capability 2 performance . 129
5.2.2.2.7_1 2Rx TDD FR1 PDSCH Mapping Type B and UE processing capability 2 performance -
2x2 MIMO with baseline receiver for both SA and NSA . 130
5.2.2.2.8 2Rx TDD FR1 PDSCH pre-emption performance . 132
5.2.2.2.8_1 2Rx TDD FR1 PDSCH pre-emption performance - 2x2 MIMO with baseline receiver for
both SA and NSA . 133
5.2.2.2.9 2Rx TDD FR1 HST-SFN performance . 134
5.2.2.2.9_1 2Rx TDD FR1 HST-SFN performance - 2x2 MIMO with baseline receiver for both SA
and NSA . 135
5.2.2.2.10 2Rx TDD FR1 HST DPS performance . 137
5.2.2.2.10_1 2Rx TDD FR1 HST-DPS performance - 2x2 MIMO with baseline receiver for both SA
and NSA . 139
5.2.2.2.11 2Rx TDD FR1 PDSCH Single-DCI based SDM scheme performance . 144
5.2.2.2.11_1 2Rx TDD FR1 PDSCH Single-DCI based SDM scheme performance - 2x2 MIMO for
both SA and NSA . 146
5.2.2.2.12 2Rx TDD FR1 PDSCH Multi-DCI based transmission scheme performance . 149
5.2.2.2.12_1 2Rx TDD FR1 PDSCH Multiple-DCI based transmission scheme performance - 2x2
MIMO for both SA and NSA . 151
5.2.2.2.13 2Rx TDD FR1 PDSCH Single-DCI based FDM scheme A performance . 152
5.2.2.2.13_1 2Rx TDD FR1 PDSCH Single-DCI based FDM scheme A performance - 2x2 MIMO for
both SA and NSA . 153
5.2.2.2.14 2Rx TDD FR1 PDSCH Single-DCI based Inter-slot TDM scheme performance . 154
5.2.2.2.14_1 2Rx TDD FR1 PDSCH Single-DCI based Inter-slot TDM scheme performance - 2x2
MIMO for both SA and NSA . 156
5.2.2.2.15 2Rx TDD FR1 PDSCH mapping type A performance on band with shared spectrum access . 157
5.2.3 4RX requirements . 160
5.2.3.1 FDD. 160
5.2.3.1.1 4Rx FDD FR1 PDSCH mapping Type A performance . 160
5.2.3.1.1_1 4Rx FDD FR1 PDSCH mapping Type A performance - 2x4 MIMO with baseline receiver
for both SA and NSA . 162
5.2.3.1.1_2 4Rx FDD FR1 PDSCH mapping Type A performance - 4x4 MIMO with baseline receiver
for both SA and NSA . 165
5.2.3.1.1_3 FFS . 166
5.2.3.1.1_4 4Rx FDD FR1 PDSCH mapping Type A performance - 4x4 MIMO with enhanced
receiver type 1 for both SA and NSA . 166
5.2.3.1.1_5 4Rx FDD FR1 PDSCH mapping Type A performance - 2x4 MIMO with baseline receiver
for DL1024QAM for both SA and NSA . 167
5.2.3.1.2 4Rx FDD FR1 PDSCH mapping Type A and CSI-RS overlapped with PDSCH performance . 168
5.2.3.1.2_1 4Rx FDD FR1 PDSCH mapping Type A and CSI-RS overlapped with PDSCH
performance - 4x4 MIMO with baseline receiver for both SA and NSA . 169
5.2.3.1.3 4Rx FDD FR1 PDSCH mapping Type B performance . 172
5.2.3.1.3_1 4Rx FDD FR1 PDSCH mapping Type B performance - 2x4 MIMO with baseline receiver
for both SA and NSA . 173
5.2.3.1.4 4Rx FDD FR1 PDSCH Mapping Type A and LTE-NR coexistence performance . 175
5.2.3.1.4_1 4Rx FDD FR1 PDSCH Mapping Type A and LTE-NR coexistence performance - 4x4
MIMO with baseline receiver for both SA and NSA . 176
5.2.3.1.5 4Rx FDD FR1 PDSCH 0.001% BLER performance . 177
ETSI
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3GPP TS 38.521-4 version 17.1.0 Release 17 6 ETSI TS 138 521-4 V17.1.0 (2023-02)
5.2.3.1.5_1 4Rx FDD FR1 PDSCH 0.001% BLER performance - 1x4 MIMO with baseline receiver
for both SA and NSA . 178
5.2.3.1.6 4Rx FDD FR1 PDSCH repetitions over multiple slots performance . 179
5.2.3.1.6_1 4Rx FDD FR1 PDSCH repetitions over multiple slots performance - 2x4 MIMO with
baseline receiver for both SA and NSA . 180
5.2.3.1.7 4Rx FDD FR1 PDSCH Mapping Type B and UE processing capability 2 performance . 182
5.2.3.1.7_1 4Rx FDD FR1 PDSCH Mapping Type B and UE processing capability 2 performance -
2x4 MIMO with baseline receiver for both
...