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TECHNICAL SPECIFICATION
Universal Mobile Telecommunications System (UMTS);
LTE;
Characteristics of the Hosting Party Subscription
Identity Module (HPSIM) application
(3GPP TS 31.104 version 15.0.0 Release 15)
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3GPP TS 31.104 version 15.0.0 Release 15 1 ETSI TS 131 104 V15.0.0 (2018-07)
Reference
RTS/TSGC-0631104vf00
Keywords
LTE,UMTS
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3GPP TS 31.104 version 15.0.0 Release 15 2 ETSI TS 131 104 V15.0.0 (2018-07)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
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Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
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3GPP TS 31.104 version 15.0.0 Release 15 3 ETSI TS 131 104 V15.0.0 (2018-07)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 5
Introduction . 5
1 Scope . 6
2 References . 6
3 Definitions, symbols and abbreviations . 7
3.1 Definitions . 7
3.2 Symbols . 7
3.3 Abbreviations . 7
3.4 Coding Conventions . 8
4 Files . 8
4.0 Overview . 8
4.1 Contents of the Efs at the MF level . 8
4.2 Contents of files at the HPSIM ADF (Application DF) level . 8
4.2.0 HPSIM ADF overview and card issuer-reserved file identifiers . 8
4.2.1 EF (Access Rule Reference) . 8
ARR
4.2.2 EF (IMSI) . 9
IMSI
4.2.3 EF (Administrative Data) . 9
AD
4.3 HPSIM file structure . 10
5 Application Protocol. 10
5.0 Overview of HPSIM selection and HPSIM-related procedures . 10
5.1 HPSIM management procedures . 11
5.1.1 Initialisation . 11
5.1.1.1 HPSIM application selection . 11
5.1.1.2 HPSIM initialisation. 11
5.1.2 HPSIM Session termination . 11
5.1.3 HPSIM application closure . 11
5.1.4 UICC presence detection . 12
5.2 HPSIM security related procedures . 12
5.2.1 Authentication procedure . 12
5.2.2 IMSI request . 12
5.3 Subscription related procedures . 12
5.3.1 Location Information acquisition procedures . 12
6 Security features . 12
6.0 Generic security . 12
6.1 User verification and file access conditions . 12
7 HPSIM commands . 13
7.0 Generic commands . 13
7.1 AUTHENTICATE . 13
7.1.1 Command description . 13
7.1.2 Command parameters and data . 14
7.1.3 Status Conditions Returned by the HPSIM . 15
7.1.3.0 Status Condition structure . 15
7.1.3.1 Security management . 15
7.1.3.2 Status Words of the Commands . 16
8 HPSIM remote management . 16
8.1 General functionality . 16
8.2 Remote application and file management . 17
8.3 Bearer Independent Protocol . 17
ETSI
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3GPP TS 31.104 version 15.0.0 Release 15 4 ETSI TS 131 104 V15.0.0 (2018-07)
8.4 Proactive Polling . 17
8.5 Polling a remote server . 17
Annex A (informative): EF changes via remote management or USAT application . 18
Annex B (informative): Suggested content of the Efs at pre-personalization . 19
Annex C (informative): List of SFI values. 20
C.1 List of SFI Values at the HPSIM ADF Level. 20
Annex D (informative): Change history . 21
History . 22
ETSI
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3GPP TS 31.104 version 15.0.0 Release 15 5 ETSI TS 131 104 V15.0.0 (2018-07)
Foreword
rd
This Technical Specification has been produced by the 3 Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
Y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
Z the third digit is incremented when editorial only changes have been incorporated in the document.
Introduction
The present document defines the Hosting Party Subscription Identity Module (HPSIM) application. This application
resides on the UICC, an IC card specified in TS 31.101 [3]. In particular, TS 31.101 [3] specifies the application
independent properties of the UICC/terminal interface such as the physical characteristics and the logical structure.
ETSI
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3GPP TS 31.104 version 15.0.0 Release 15 6 ETSI TS 131 104 V15.0.0 (2018-07)
1 Scope
The present document applies to a H(e)NB supporting the HPSIM for H(e)NB Hosting Party authentication. The present
document defines the HPSIM application, the UICC application residing in the Hosting Party Module for H(e)NB
Hosting Party authentication and provisioning.
The present document specifies
- identification of the Hosting Party
- security mechanism, e.g. authentication based on EAP-AKA method
- support of information for the initial provisioning (e.g. O&M system contact)
- initialisation procedure on H(e)NB-UICC interface
- O&M procedure
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
- References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
- For a specific reference, subsequent revisions do not apply.
- For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document.
[1] 3GPP TS 21.905: "Vocabulary for 3GPP Specifications".
[2] 3GPP TS 33.320: "Security of Home Node B (HNB)/ Home evolved Node B (HeNB)".
[3] 3GPP TS 31.101: "UICC-Terminal Interface, Physical and Logical Characteristics".
[4] 3GPP TS 22.220: "Service requirements for Home Node B (HNB)/ Home eNode B (HeNB)".
[5] 3GPP TS 33.102: "3G Security; Security Architecture".
[6] ISO/IEC 7816-4: "Integrated circuit cards, Part 4: Organization, security and commands for
interchange".
[7] 3GPP TS 31.102: "Characteristics of the USIM application".
[8] 3GPP TS 25.467: "UTRAN architecture for 3G Home NodeB (HNB)".
[9] IETF RFC 3629 (2003): "UTF-8, a transformation format of ISO 10646".
[10] ISO/IEC 8825-1 (2008): "Information technology – ASN.1 encoding rules : Specification of Basic
Encoding Rules (BER), Canonical Encoding Rules (CER) and Distinguished Encoding Rules
(DER)"
[11] ETSI TS 101 220: "Smart Cards; ETSI numbering system for telecommunication application
providers".
[12] Void.
[13] 3GPP TS 33.401: "3GPP System Architecture Evolution (SAE); Security architecture".
[14] 3GPP TS 32.583: "Telecommunications management; Home Node B (HNB) Operations,
Administration, Maintenance and Provisioning (OAM&P); Procedure flows for Type 1 interface
HNB to HNB Management System (HMS)".
ETSI
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3GPP TS 31.104 version 15.0.0 Release 15 7 ETSI TS 131 104 V15.0.0 (2018-07)
[15] 3GPP TS 32.593: "Telecommunications management; Home Node B (HeNB) Operations,
Administration, Maintenance and Provisioning (OAM&P); Procedure flows for Type 1 interface
HeNB to HeNB Management System (HeMS)".
[16] Void.
[17] 3GPP TS 36.413, "S1 Application Protocol".
[18] 3GPP TS 31.115: "Secured packet structure for (U)SIM Toolkit applications"
[19] 3GPP TS 31.116: "Remote APDU structure for (U)SIM Toolkit applications"
[20] 3GPP TS 31.111: "USIM application toolkit"
3 Definitions, symbols and abbreviations
3.1 Definitions
For the purposes of the present document, the terms and definitions given in TR 21.905 [1], TS 22.220 [4] and the
following apply. A term defined in the present document takes precedence over the definition of the same term, if any,
in TR 21.905 [1] and TS 22.220 [4].
HPSIM: UICC application residing on the Hosting Party Module, providing necessary mechanism for H(e)NB Hosting
Party authentication and provisioning.
3.2 Symbols
For the purposes of the present document, the following symbols apply:
|| Concatenation
⊕ Exclusive or
f1 Message authentication function used to compute MAC
f1* A message authentication code (MAC) function with the property that no valuable information can
be inferred from the function values of f1* about those of f1, . , f5 and vice versa
f2 Message authentication function used to compute RES and XRES
f3 Key generating function used to compute CK
f4 Key generating function used to compute IK
f5 Key generating function used to compute AK
3.3 Abbreviations
For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An
abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in
TR 21.905 [1].
FQDN Fully Qualified Domain Name
HeMS Home eNodeB Management System
HeNB Home evolved NodeB
HeNB-GW HeNB Gateway
HMS HNB Management System
HNB Home NodeB
HNB-GW Home NodeB Gateway
HPSIM Hosting Party Subscription Identity Module.
H(e)MS HMS or HeMS
ETSI
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3GPP TS 31.104 version 15.0.0 Release 15 8 ETSI TS 131 104 V15.0.0 (2018-07)
H(e)NB HNB or HeNB
H(e)NB-GW HNB-GW or HeNB-GW
K Long-term secret Key shared between the HPSIM and the AuC
MME Mobility Management Entity
3.4 Coding Conventions
The following coding conventions apply to the present document.
All lengths are presented in bytes, unless otherwise stated. Each byte is represented by bits b8 to b1, where b8 is the
most significant bit (MSB) and b1 is the least significant bit (LSB). In each representation, the leftmost bit is the MSB.
The coding of Data Objects in the present document is according to TS 31.101 [3].
'XX': Single quotes indicate hexadecimal values. Valid elements for hexadecimal values are the numbers '0' to '9' and
'A' to 'F'.
4 Files
4.0 Overview
Section 4 of the present document specifies the Efs for the H(e)NB session defining access conditions, data items and
coding. A data item is a part of an EF which represents a complete logical entity.
4.1 Contents of the Efs at the MF level
There are four Efs at the Master File (MF) level. These Efs are specified in TS 31.101 [3].
4.2 Contents of files at the HPSIM ADF (Application DF) level
4.2.0 HPSIM ADF overview and card issuer-reserved file identifiers
The Efs in the HPSIM ADF contain service and network related information and are required for H(e)NB to operate in
a 3GPP environment.
The File Ids '6F1X' (for Efs), '5F1X' and '5F2X' (for DFs) with X ranging from '0' to 'F' are reserved under the HPSIM
ADF
...