ETSI TS 138 522 V15.0.0 (2018-10)

5G; NR; User Equipment (UE) conformance specification; Applicability of radio transmission, radio reception and radio resource management test cases (3GPP TS 38.522 version 15.0.0 Release 15)

ETSI TS 138 522 V15.0.0 (2018-10)

Name:ETSI TS 138 522 V15.0.0 (2018-10)   Standard name:5G; NR; User Equipment (UE) conformance specification; Applicability of radio transmission, radio reception and radio resource management test cases (3GPP TS 38.522 version 15.0.0 Release 15)
Standard number:ETSI TS 138 522 V15.0.0 (2018-10)   language:English language
Release Date:10-Oct-2018   technical committee:3GPP RAN 5 - Mobile Terminal Conformance Testing (formely T1)
Drafting committee:   ICS number:
ETSI TS 138 522 V15.0.0 (2018-10)






TECHNICAL SPECIFICATION
5G;
NR;
User Equipment (UE) conformance specification;
Applicability of radio transmission, radio reception
and radio resource management test cases
(3GPP TS 38.522 version 15.0.0 Release 15)

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3GPP TS 38.522 version 15.0.0 Release 15 1 ETSI TS 138 522 V15.0.0 (2018-10)



Reference
DTS/TSGR-0538522vf00
Keywords
5G
ETSI
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3GPP TS 38.522 version 15.0.0 Release 15 2 ETSI TS 138 522 V15.0.0 (2018-10)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
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ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI

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3GPP TS 38.522 version 15.0.0 Release 15 3 ETSI TS 138 522 V15.0.0 (2018-10)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 4
1 Scope . 5
2 References . 5
3 Definitions, symbols and abbreviations . 6
3.1 Definitions . 6
3.2 Symbols . 6
3.3 Abbreviations . 6
4 Recommended test case applicability . 6
4.1 RF conformance test cases . 9
4.1.1 FR1 standalone conformance test cases . 9
4.1.2 FR2 standalone conformance test cases . 13
4.1.3 NR interworking between NR FR1 and NR FR2 and between NR and LTE conformance test cases. 14
4.1.4 Performance conformance test cases . 19
4.2 RRM conformance test cases . 19
Annex A (informative): FFS . 20
Annex B (informative): Change history . 20
History . 21

ETSI

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3GPP TS 38.522 version 15.0.0 Release 15 4 ETSI TS 138 522 V15.0.0 (2018-10)
Foreword
This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
The present document is one part of a multi-part Technical Specification (TS) covering the New Radio (NR) User
Equipment (UE) conformance specification, which is divided in the following parts:
3GPP TS 38.521-1 [1]: NR; User Equipment (UE) conformance specification; Radio transmission and reception;
Part 1: Range 1 Standalone;
3GPP TS 38.521-2 [2]: NR; User Equipment (UE) conformance specification; Radio transmission and reception;
Part 2: Range 2 Standalone;
3GPP TS 38.521-3 [3]: NR; User Equipment (UE) conformance specification; Radio transmission and reception;
Part 3: Range 1 and Range 2 Interworking operation with other radios;
3GPP TS 38.521-4 [4]: NR; User Equipment conformance specification; Radio transmission and reception; Part
4: Performance;
3GPP TS 38.522: NR; User Equipment (UE) conformance specification; Applicability of RF and RRM
test cases;
3GPP TS 38.533 [5]: NR; User Equipment (UE) conformance specification; Radio resource management;
ETSI

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3GPP TS 38.522 version 15.0.0 Release 15 5 ETSI TS 138 522 V15.0.0 (2018-10)
1 Scope
The present document provides the Implementation Conformance Statement (ICS) proforma for 5G New Radio (NR)
User Equipment (UE), in compliance with the relevant requirements.
The present document specifies the recommended applicability statement for the test cases included in 3GPP TS
38.521-1 [1], TS 38.521-2 [2], TS 38.521-3 [3], TS 38.521-4 [4] and TS 38.533 [5]. These applicability statements are
based on the features implemented in the UE.
Special conformance testing functions can be found in 3GPP TS 38.509 [6] and the common test environments are
included in 3GPP TS 38.508-1 [7].
The present document is valid for UE implemented according to 3GPP releases starting from Release 15 up to the
Release indicated on the cover page of the present document.
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
• References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document unless the context in which the reference is made suggests a different Release is
relevant (information on the applicable release in a particular context can be found in e.g. test case title,
description or applicability, message description or content).
[1] 3GPP TS 38.521-1: NR; User Equipment (UE) conformance specification; Radio transmission and
reception; Part 1: Range 1 Standalone
[2] 3GPP TS 38.521-2: NR; User Equipment (UE) conformance specification; Radio transmission and
reception; Part 2: Range 2 Standalone
[3] 3GPP TS 38.521-3: NR; User Equipment (UE) conformance specification; Radio transmission and
reception; Part 3: Range 1 and Range 2 Interworking operation with other radios
[4] 3GPP TS 38.521-4: NR; User Equipment conformance specification; Radio transmission and
reception; Part 4: Performance
[5] 3GPP TS 38.533: NR; User Equipment (UE) conformance specification; Radio resource
management
[6] 3GPP TS 38.509: 5GS; Special conformance testing functions for User Equipment (UE)
[7] 3GPP TS 38.508-1: 5GS; User Equipment (UE) conformance specification; Part 1: Common test
environment
[8] 3GPP TS 38.508-2: 5GS; User Equipment (UE) conformance specification; Part 2: Common
Implementation Conformance Statement (ICS) proforma
[9] 3GPP TR 21.905: Vocabulary for 3GPP Specifications
Editor’s note: More specifications need to be added.
ETSI

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3GPP TS 38.522 version 15.0.0 Release 15 6 ETSI TS 138 522 V15.0.0 (2018-10)
3 Definitions, symbols and abbreviations
3.1 Definitions
For the purposes of the present document, the terms and definitions given in TR 21.905 [9] and the following apply. A
term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 [9].
Implementation Conformance Statement (ICS): statement made by the supplier of an implementation or system
claimed to conform to a given specification, stating which capabilities have been implemented
ICS proforma: document, in the form of a questionnaire, which when completed for an implementation or system
becomes an ICS
Implementation extra Information for Testing (IXIT): A statement made by a supplier or implementer of an UEUT
which contains or references all of the information (in addition to that given in the ICS) related to the UEUT and its
testing environment, which will enable the test laboratory to run an appropriate test suite against the UEUT
IXIT proforma: A document, in the form of a questionnaire, which when completed for an UEUT becomes an IXIT
Protocol Implementation Conformance Statement (PICS): An ICS for an implementation or system claimed to
conform to a given protocol specification
Protocol Implementation extra Information for Testing (PIXIT): An IXIT related to testing for conformance to a
given protocol specification
Static conformance review: A review of the extent to which the static conformance requirements are claimed to be
supported by the UEUT, by comparing the answers in the ICS(s) with the static conformance requirements expressed in
the relevant specification(s)
Editor’s note: intended to capture definitions
3.2 Symbols
For the purposes of the present document, the following symbols apply:
Editor’s note: intended to capture symbols
3.3 Abbreviations
For the purposes of the present document, the abbreviations given in TR 21.905 [9] and the following apply. An
abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in
TR 21.905 [9].
For the purposes of the present document, the following abbreviations apply:
FR1 Frequency Range 1 (450 MHz - 6000 MHz)
FR2 Frequency Range 2 (24250 MHz - 52600 MHz)
ICS Implementation Conformance Statement
IXIT Implementation extra Information for Testing
PICS Protocol Implementation Conformance Statement
PIXIT Protocol Implementation extra Information for Testing
RRM Radio Resource Management
SCS System Conformance Statement
TC Test Case
UEUT User Equipment Under Test
Editor’s note: intended to capture abbreviations.
4 Recommended test case applicability
The applicability of each individual test is identified in the tables 4.1.1-1 / 4.1.2-1 / 4.1.3-1 / 4.1.4-1 / 4.2-1. This is just
a recommendation based on the purpose for which the test case was written.
ETSI

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3GPP TS 38.522 version 15.0.0 Release 15 7 ETSI TS 138 522 V15.0.0 (2018-10)
The test case applicability condition of every test is formally expressed by the use of Boolean expression that are based
on parameters (ICS) included in annex A of TS 38.508-2 [8] without reference.
Selection criteria of tested bands and tested CA configurations for each applicable test is formally expressed using
group theory based on parameters (ICS) included in annex A of TS 38.508-2 [8] without reference.
Additional information related to the Test Case (TC), e.g. affecting its dynamic behaviour or its execution may be
provided as well.
The columns in tables 4.1.1-1 / 4.1.2-1 / 4.1.3-1 / 4.1.4-1 / 4.2-1 have the following meaning:
Clause
The clause column indicates the clause number in TS 38.521-1 [1], TS 38.521-2 [2], TS 38.521-3 [3], TS 38.521-4 [4]
and TS 38.533 [5] that contains the test body.
Title
The title column describes the name of the test and contains the clause title of the clause in TS 38.521-1 [1], TS 38.521-
2 [2], TS 38.521-3 [3], TS 38.521-4 [4] and TS 38.533 [5] that contains the test body.
Release
The release column indicates the earliest release from which each test case is applicable. It may also indicate a range of
releases or a single release to which a test case is applicable.
Applicability - Condition
The following notations are used for the applicability column:
R recommended - the test case is recommended to all terminals supporting NR
O optional - the test case is optional
N/A not applicable - in the given context, the test case is not recommended.
Ci conditional - the test is recommended ("R") or not ("N/A") depending on the supp
...

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