ETSI TS 138 521-1 V15.0.0 (2018-10)

5G; NR; User Equipment (UE) conformance specification; Radio transmission and reception; Part 1: Range 1 Standalone (3GPP TS 38.521-1 version 15.0.0 Release 15)

ETSI TS 138 521-1 V15.0.0 (2018-10)

Name:ETSI TS 138 521-1 V15.0.0 (2018-10)   Standard name:5G; NR; User Equipment (UE) conformance specification; Radio transmission and reception; Part 1: Range 1 Standalone (3GPP TS 38.521-1 version 15.0.0 Release 15)
Standard number:ETSI TS 138 521-1 V15.0.0 (2018-10)   language:English language
Release Date:14-Oct-2018   technical committee:3GPP RAN 5 - Mobile Terminal Conformance Testing (formely T1)
Drafting committee:   ICS number:
ETSI TS 138 521-1 V15.0.0 (2018-10)






TECHNICAL SPECIFICATION
5G;
NR;
User Equipment (UE) conformance specification;
Radio transmission and reception;
Part 1: Range 1 Standalone
(3GPP TS 38.521-1 version 15.0.0 Release 15)

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3GPP TS 38.521-1 version 15.0.0 Release 15 1 ETSI TS 138 521-1 V15.0.0 (2018-10)



Reference
DTS/TSGR-0538521-1vf00
Keywords
5G
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3GPP TS 38.521-1 version 15.0.0 Release 15 2 ETSI TS 138 521-1 V15.0.0 (2018-10)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
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ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI

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3GPP TS 38.521-1 version 15.0.0 Release 15 3 ETSI TS 138 521-1 V15.0.0 (2018-10)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 9
1 Scope . 10
2 Reference . 10
3 Definitions, symbols and abbreviations . 11
3.1 Definitions . 11
3.2 Symbols . 11
3.3 Abbreviations . 12
4 General . 12
4.1 Relationship between minimum requirements and test requirements . 13
4.2 Applicability of minimum requirements . 13
4.3 Specification suffix information . 13
4.4 Test points analysis . 13
5 Operating bands and Channel arrangement . 14
5.1 General . 14
5.2 Operating bands . 14
5.2A Operating bands for CA . 15
5.2A.1 Intra-band CA . 15
5.2A.2 Inter-band CA . 15
5.2B Operating bands for DC . 15
5.2B.1 General . 15
5.2C Operating band combination for SUL . 15
5.3 UE channel bandwidth . 16
5.3.1 General . 16
5.3.2 Maximum transmission bandwidth configuration . 16
5.3.4 RB alignment with different numerologies . 18
5.3.5 UE channel bandwidth per operating band . 18
5.3.6 Asymmetric channel bandwidths . 21
5.3A UE channel bandwidth for CA . 22
5.3A.1 General . 22
5.3A.2 Maximum transmission bandwidth configuration for CA . 24
5.3A.3 Minimum guard band and transmission bandwidth configuration for CA. 24
5.3A.4 RB alignment with Different Numerologies for CA . 24
5.3A.5 UE channel bandwidth per operating band for CA . 24
5.4 Channel arrangement . 24
5.4.1 Channel spacing . 24
5.4.1.1 Channel spacing for adjacent NR carriers . 24
5.4.2 Channel raster . 25
5.4.2.1 NR-ARFCN and channel raster. 25
5.4.2.2 Channel raster to resource element mapping. 25
5.4.2.3 Channel raster entries for each operating band . 25
5.4.3 Synchronization raster . 26
5.4.3.1 Synchronization raster and numbering . 26
5.4.3.2 Synchronization raster to synchronization block resource element mapping . 27
5.4.3.3 Synchronization raster entries for each operating band. 27
5.4.4 TX–RX frequency separation . 28
5.4A Channel arrangement for CA. 28
5.4A.1 Channel spacing for CA . 28
5.4A.2 Channel raster for CA . 29
5.4A.3 Synchronization raster for CA . 29
5.4A.4 Tx-Rx frequency separation for CA. 29
5.5 Configurations . 29
ETSI

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3GPP TS 38.521-1 version 15.0.0 Release 15 4 ETSI TS 138 521-1 V15.0.0 (2018-10)
5.5A Configurations for CA . 29
5.5A.1 Configurations for intra-band contiguous CA. 29
5.5A.2 Configurations for intra-band non-contiguous CA . 32
5.5A.3 Configurations for inter-band CA . 33
5.5B Configurations for DC . 35
5.5C Configurations for SUL . 35
6 Transmitter characteristics . 36
6.1 General . 36
6.2 Transmitter power . 39
6.2.1 UE maximum output power . 39
6.2.2 Maximum Power Reduction (MPR) . 43
6.2.3 UE additional maximum output power reduction . 48
6.2.4 Configured transmitted power . 53
6.2A Transmitter power for CA . 56
6.2B Transmitter power for DC . 56
6.2C Transmitter power for SUL . 56
6.2C.1 Configured transmitted power for SUL . 56
6.2C.2 ΔT . 59
IB,c
6.3 Output power dynamics . 59
6.3.1 Minimum output power . 59
6.3.2 Transmit OFF power . 61
6.3.3 Transmit ON/OFF time mask . 63
6.3.3.1 General . 63
6.3.3.2 General ON/OFF time mask . 63
6.3.3.3 Transmit power time mask for slot and [mini-slot] boundaries . 67
6.3.3.4 PRACH time mask . 67
6.3.3.5 PUCCH time mask . 69
6.3.3.5.1 Long PUCCH time mask . 69
6.3.3.5.2 Short PUCCH time mask . 69
6.3.3.6 SRS time mask . 69
6.3.3.7 PUSCH-PUCCH and PUSCH-SRS time masks . 69
6.3.4 Power control . 69
6.3.4.1 General . 69
6.3.4.2 Absolute power tolerance . 69
6.3.4.3 Power Control Relative power tolerance . 71
6.3.4.4 Aggregate power tolerance. 73
6.4 Transmit signal quality . 76
6.4.1 Frequency error . 76
6.4.2 Transmit modulation quality . 77
6.4.2.1 Error Vector Magnitude . 78
6.4.2.2 Carrier leakage . 82
6.4.2.3 In-band emissions . 85
6.4.2.4 EVM equalizer spectrum flatness . 90
6.5 Output RF spectrum emissions . 94
6.5.1 Occupied bandwidth . 94
6.5.2 Out of band emission . 96
6.5.2.1 General . 96
6.5.2.2 Spectrum Emission Mask . 96
6.5.2.3 Additional spectrum emission mask . 100
6.5.2.4 Adjacent channel leakage ratio . 102
6.5.2.4.1 NR ACLR . 102
6.5.2.4.2 UTRA ACLR . 105
6.5.3 Spurious emissions . 105
6.5.3.1 General spurious emissions . 106
6.5.3.2 Spurious emission for UE co-existence. 108
6.5.3.3 Additional spurious emissions . 116
6.5.4 Transmit intermodulation . 119
7 Receiver characteristics . 121
7.1 General . 121
7.2 Diversity characteristics . 121
ETSI

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3GPP TS 38.521-1 version 15.0.0 Release 15 5 ETSI TS 138 521-1 V15.0.0 (2018-10)
7.3 Reference sensitivity . 122
7.3.1 General . 122
7.3.2 Reference sensitivity power level . 122
7.3.2_1 Reference sensitivity level with 4 Rx antenna ports . 137
7.3.3 ΔRIB,c . 140
7.3A Reference sensitivity for CA . 140
7.3A.1 General . 140
7.3A.2 Reference sensitivity power level for CA . 140
7.3A.2.1 Intra-band contiguous CA . 140
7.3A.2.1.0 Minimum requirements of reference sensitivity for CA . 140
7.3A.2.1.1 Intra-band contiguous CA 2CC . 140
7.3A.2.2 Intra-band non-contiguous CA . 141
7.3A.2.3 Inter-band CA . 141
7.3A.3 ΔR for CA . 142
IB,c
7.3A.3.1 General . 142
7.3A.3.2 Inter-band CA . 142
7.3A.3.2.1 ΔR for two bands . 142
IB,c
7.3A.3.2.2 ΔR for three bands . 142
IB,c
7.3A.4 Reference sensitivity exceptions due to UL harmonic interference for CA . 142
7.3B Reference sensitivity for DC . 143
7.3C Reference sensitivity for SUL . 143
7.3C.1 General . 143
7.3C.2 Reference sensitivity power level . 143
7.3C.3 ΔR for SUL . 147
IB,c
7.3C.3.1 General . 147
7.3C.3.2 SUL band combination . 147
7.4 Maximum input level . 147
7.4A Maximum input level for CA . 147
7.5 Adjacent channel selectivity . 148
7.5A Adjacent channel selectivity for CA . 156
7.6 Blocking characteristics . 157
7.6.1 General . 157
7.6.2 Inband Blocking . 157
7.6.3 Out-of-band blocking . 162
7.6.4 Narrow band blocking . 162
7.6A Blocking characteristics for CA . 168
7.6A.1 General . 168
7.6A.2 Inband blocking for CA . 168
7.6A.2.1 Intra-band contiguous CA . 168
7.6A.3 Out-of-band blocking for CA. 168
7.6A.3.1 Intra-band contiguous CA . 168
7.6A.4 Narrow band blocking for CA . 168
7.7 Spurious response .
...

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