|
TECHNICAL SPECIFICATION
5G;
5GS;
UE conformance specification;
Part 1: Protocol
(3GPP TS 38.523-1 version 15.1.0 Release 15)
---------------------- Page: 1 ----------------------
3GPP TS 38.523-1 version 15.1.0 Release 15 1 ETSI TS 138 523-1 V15.1.0 (2018-10)
Reference
RTS/TSGR-0538523-1vf10
Keywords
5G
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE
Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88
Important notice
The present document can be downloaded from:
The present document may be made available in electronic versions and/or in print. The content of any electronic and/or
print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any
existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the
print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
If you find errors in the present document, please send your comment to one of the following services:
Copyright Notification
No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying
and microfilm except as authorized by written permission of ETSI.
The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.
© ETSI 2018.
All rights reserved.
TM TM TM
DECT , PLUGTESTS , UMTS and the ETSI logo are trademarks of ETSI registered for the benefit of its Members.
TM TM
3GPP and LTE are trademarks of ETSI registered for the benefit of its Members and
of the 3GPP Organizational Partners.
oneM2M logo is protected for the benefit of its Members.
GSM and the GSM logo are trademarks registered and owned by the GSM Association.
ETSI
---------------------- Page: 2 ----------------------
3GPP TS 38.523-1 version 15.1.0 Release 15 2 ETSI TS 138 523-1 V15.1.0 (2018-10)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
---------------------- Page: 3 ----------------------
3GPP TS 38.523-1 version 15.1.0 Release 15 3 ETSI TS 138 523-1 V15.1.0 (2018-10)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 8
1 Scope . 9
2 References . 9
3 Definitions, symbols and abbreviations . 10
3.1 Definitions . 10
3.2 Symbols . 11
3.3 Abbreviations . 11
4 Overview . 11
4.1 Test methodology . 11
4.1.1 Testing of optional functions and procedures . 11
4.1.2 Test interfaces and facilities. 11
4.2 Implicit testing . 11
4.3 Repetition of tests . 11
4.4 Handling of differences between conformance requirements in different releases of core specifications . 12
5 Reference conditions and generic setup procedures . 12
5.1 Reference conditions . 12
5.2 Generic setup procedures . 12
6 Idle mode operations . 12
6.1 NR idle mode operations . 12
7 Layer 2 . 12
7.1 NR Layer 2 . 12
7.1.0 Common test case specific values for Layer 2 . 12
7.1.1 MAC . 13
7.1.1.0 Default Pre-Test Conditions for all MAC test cases . 13
7.1.1.1 Random Access Procedures . 14
7.1.1.1.1 Correct selection of RACH parameters / Random access preamble and PRACH resource
explicitly signalled to the UE by RRC / contention free random access procedure . 14
7.1.1.1.1a Correct selection of RACH parameters / Random access preamble and PRACH resource
explicitly signalled to the UE by PDCCH Order / contention free random access procedure . 19
7.1.1.1.2 Random access procedure / Successful / C-RNTI Based / Preamble selected by MAC itself . 24
7.1.1.2 Downlink Data Transfer . 38
7.1.1.2.1 Correct Handling of DL MAC PDU / Assignment / HARQ process . 38
7.1.1.2.2 Correct Handling of DL HARQ process PDSCH Aggregation . 46
7.1.1.3 Uplink Data Transfer. 52
7.1.1.3.1 Correct Handling of UL MAC PDU / Assignment / HARQ process . 52
7.1.1.3.2 Logical channel prioritization handling . 59
7.1.1.3.3 Correct handling of MAC control information / Scheduling requests . 63
7.1.1.3.4 Correct handling of MAC control information / Buffer status / UL data arrive in the UE Tx
buffer / Regular BSR . 68
7.1.1.3.5 Correct handling of MAC control information / Buffer Status / UL resources are allocated /
Padding BSR . 78
7.1.1.3.6 Correct handling of MAC control information / Buffer status / Periodic BSR timer expires . 87
7.1.1.3.7 UE power headroom reporting / Periodic reporting / DL pathloss change reporting . 94
7.1.1.3.8 UE power headroom reporting / SCell activation / DL pathloss change reporting. 105
7.1.1.4 Transport Size Selection . 115
7.1.1.4.1 DL-SCH Transport Block Size Selection . 115
7.1.1.4.1.1 DL-SCH Transport Block Size selection / DCI format 1_0 . 115
7.1.1.4.1.2 DL-SCH Transport Block Size selection / DCI format 1_0 / 256QAM . 123
ETSI
---------------------- Page: 4 ----------------------
3GPP TS 38.523-1 version 15.1.0 Release 15 4 ETSI TS 138 523-1 V15.1.0 (2018-10)
7.1.1.4.1.3 DL-SCH transport block size selection / DCI format 1_1 / RA type 0/RA Type 1 / 2
Codewords enabled . 132
7.1.1.4.1.4 DL-SCH transport block size selection / DCI format 1_1 / RA type 0/RA Type 1 / 2
Codewords enabled / 256QAM. 144
7.1.1.4.2 UL-SCH Transport Block Size Selection . 157
7.1.1.4.2.1 UL-SCH Transport Block Size selection / DCI format 0_0 / Transform precoding
disabled . 157
7.1.1.4.2.2 UL-SCH Transport Block Size selection / DCI format 0_0 / 256QAM / Transform
precoding disabled . 168
7.1.1.4.2.3 UL-SCH transport block size selection / DCI format 0_1 / RA type 0/RA Type 1 /
Transform precoding disabled . 178
7.1.1.4.2.4 UL-SCH transport block size selection / DCI format 0_1 / RA type 0/RA Type 1 /
256QAM / Transform precoding disabled . 194
7.1.1.4.2.5 UL-SCH Transport Block Size selection / DCI format 0_0 / Transform precoding and
64QAM . 209
7.1.1.5 Discontinuous reception . 220
7.1.1.5.1 DRX operation / Short cycle not configured / Parameters configured by RRC . 220
7.1.1.5.2 DRX operation / Short cycle not configured / Long DRX command MAC control element
reception . 228
7.1.1.5.3 DRX operation / Short cycle configured / Parameters configured by RRC . 236
7.1.1.5.4 DRX Operation / Short cycle configured / DRX command MAC control element reception . 244
7.1.1.6 Semi-Persistent Scheduling . 252
7.1.1.6.1 Correct handling of DL assignment / Semi-persistent case . 252
7.1.1.6.2 Correct handling of UL grant / configured grant Type 1 . 261
7.1.1.6.3 Correct handling of UL grant / configured grant Type 2 . 271
7.1.1.7 Activation/Deactivation of Scells . 281
7.1.1.7.1 Activation/Deactivation of SCells / Activation/Deactivation MAC control element reception /
sCellDeactivationTimer . 281
7.1.1.7.1.1 Activation/Deactivation of SCells / Activation/Deactivation MAC control element reception /
sCellDeactivationTimer / Intra-band non-Contiguous CA . 281
7.1.1.7.1.2 Activation/Deactivation of SCells / Activation/Deactivation MAC control element reception /
sCellDeactivationTimer / Inter-Band CA . 286
7.1.1.7.1.3 Activation/Deactivation of SCells / Activation/Deactivation MAC control element reception /
sCellDeactivationTimer / Intra-band non-Contiguous CA . 287
7.1.1.8 287
7.1.1.9 MAC Reconfiguration and Reset . 287
7.1.1.9.1 MAC Reset . 287
7.1.2 RLC . 292
7.1.2.1 Default Pre-Test Conditions for all RLC test cases . 292
7.1.2.1.1 Default Pre-Test Conditions for AM RLC test cases. 292
7.1.2.1.2 Default Pre-Test Conditions for UM RLC test cases. 293
7.1.2.2 RLC Unacknowledged mode . 294
7.1.2.2.1 UM RLC / Segmentation and reassembly / 6-bit SN / Segmentation Info (SI) field . 294
7.1.2.2.2 UM RLC / Segmentation and reassembly / 12-bit SN / Segmentation Info (SI) field . 298
7.1.2.2.3 UM RLC / 6-bit SN / Correct use of sequence numbering . 300
7.1.2.2.4 UM RLC / 12-bit SN / Correct use of sequence numbering . 304
7.1.2.2.5 UM RLC / Receive Window operation and t-Reassembly expiry . 308
7.1.2.2.6 UM RLC / RLC re-establishment procedure . 311
7.1.2.3 RLC Acknowledged Mode . 314
7.1.2.3.1 AM RLC / 12-bit SN / Segmentation and reassembly / Segmentation Info (SI) field . 314
7.1.2.3.2 AM RLC / 18-bit SN / Segmentation and reassembly / Segmentation Info (SI) field . 317
7.1.2.3.3 AM RLC / 12-bit SN / Correct use of sequence numbering . 319
7.1.2.3.4 AM RLC / 18-bit SN / Correct use of sequence numbering . 324
7.1.2.3.5 AM RLC / Control of transmit window/Control of receive window . 329
7.1.2.3.6 AM RLC / Polling for status. 333
7.1.2.3.7 AM RLC / Receiver status triggers . 338
7.1.2.3.8 AM RLC / Reconfiguration of RLC parameters by upper layers . 344
7.1.2.3.9 AM RLC / Reassembling of AMD PDUs . 349
7.1.2.3.10 AM RLC / Re-transmission of RLC PDU with and without re-segmentation . 356
7.1.2.3.11 AM RLC / RLC re-establishment procedure . 364
7.1.3 PDCP . 370
7.1.3.0 Default Pre-Test Conditions for all PDCP test cases . 370
ETSI
---------------------- Page: 5 ----------------------
3GPP TS 38.523-1 version 15.1.0 Release 15 5 ETSI TS 138 523-1 V15.1.0 (2018-10)
7.1.3.1 Maintenance of PDCP sequence numbers for radio bearers . 371
7.1.3.1.1 Maintenance of PDCP sequence numbers / User plane / 12 bit SN . 371
7.1.3.1.2 Maintenance of PDCP sequence numbers / User plane / 18 bit SN . 375
7.1.3.2 PDCP integrity protection . 376
7.1.3.2.1 Integrity protection / Correct functionality of encryption algorithm SNOW3G / SRB / DRB . 376
7.1.3.2.2 Integrity protection / Correct functionality of encryption algorithm AES / SRB / DRB . 380
7.1.3.2.3 Integrity protection / Correct functionality of encryption algorithm ZUC / SRB / DRB . 381
7.1.3.3 PDCP Ciphering and deciphering . 382
7.1.3.3.1 Ciphering and deciphering / Correct functionality of encryption algorithm SNOW3G / SRB /
DRB . 382
7.1.3.3.2 Ciphering and deciphering / Correct functionality of encryption algorithm AES / SRB / DRB . 385
7.1.3.3.3 Ciphering and deciphering / Correct functionality of encryption algorithm ZUC / SRB / DRB . 386
7.1.3.4 PDCP Handover . 386
7.1.3.4.1 PDCP handover / Lossless handover / PDCP sequence number maintenance / PDCP status
report to convey the information on missing or acknowledged PDCP SDUs at handover / In-
order delivery and duplicate elimination in the downlink . 386
7.1.3.4.2 PDCP handover / Non-lossless handover / PDCP sequence number maintenance . 398
7.1.3.5 PDCP other . 400
7.1.3.5.1 PDCP Discard . 400
7.1.3.5.2 PDCP Uplink Routing / Split DRB . 403
7.1.3.5.3 PDCP Data Recovery . 405
7.1.3.5.4 PDCP reordering / Maximum re-ordering delay below t-Reordering / t-Reordering timer
operations . 409
7.1.4 SDAP . 414
7.1.4.1 SDAP Data Transfer and PDU Header Handling UL/DL . 414
7.1.4.1.1 Test Purpose (TP) . 414
7.1.4.2 SDAP Data Transfer handling without Header UL/DL . 420
8 RRC . 424
8.1 NR RRC . 424
8.2 MR-DC RRC . 425
8.2.1 UE Capability transfer / RRC Others . 425
8.2.1.1 UE capability transfer / Success . 425
8.2.1.1.1 UE capability transfer / Success / EN-DC . 425
8.2.1.2 BandwidthPart Configuration / SCG . 441
8.2.1.2.1 BandwidthPart Configuration / SCG / EN-DC . 441
8.2.2 Radio Bearer Addition, Modification and Release . 444
8.2.2.1 Radio Bearer Addition, Modification and Release / SRB . 444
8.2.2.1.1 SRB3 Establishment, Reconfiguration and Release / NR addition, modification and release /
EN-DC . 444
8.2.2.2 Split SRB Establishment and Release . 450
8.2.2.2.1 Split SRB Establishment and Release / EN-DC . 450
8.2.2.3 Simultaneous SRB3 and Split SRB / Sequential message flow on SRB3 and Split SRB . 457
8.2.2.3.1 Simultaneous SRB3 and Split SRB / Sequential message flow on SRB3 and Split SRB / EN-
DC . 457
8.2.2.4 PSCell addition, modification and release / SCG DRB . 466
8.2.2.4.1 PSCell addition, modification and release / SCG DRB / EN-DC . 466
8.2.2.5 PSCell addition, modification and release / Split DRB . 475
8.2.2.5.1 PSCell addition, modification and release / Split DRB / EN-DC . 475
8.2.2.6 Bearer Modification / MCG DRB . 484
8.2.2.6.1 Bearer Modification / MCG DRB / SRB / PDCP version change / EN-DC . 484
8.2.2.7 Bearer Modification / Handling for bearer type change without security key change . 496
8.2.2.7.1 Bearer Modification / Handling for bearer type change without security key change / EN-DC . 496
8.2.2.8 Bearer Modification / Handling for bearer type change with security key change . 514
8.2.2.8.1 Bearer Modification / Handling for bearer type change with security key change / EN-DC . 514
8.2.2.9 Bearer Modification / Uplink data path / Split DRB Reconfiguration . 543
8.2.2.9.1 Bearer Modification / Uplink data path / Split DRB Reconfiguration / EN-DC . 543
8.2.3 Measurement Configuration Control and Reporting / Handovers . 550
8.2.3.1 Measurement configuration control and reporting / Inter-RAT measurements / Event B1 /
Measurement of NR cells . 550
8.2.3.1.1 Measurement configuration control and reporting / Inter-RAT measurements / Event B1 /
Measurement of NR cells / EN-DC . 550
ETSI
---------------------- Page: 6 ----------------------
3GPP TS 38.523-1 version 15.1.0 Release 15 6 ETSI TS 138 523-1 V15.1.0 (2018-10)
8.2.3.2 Measurement configuration control and reporting / Inter-RAT measurements / Event B1 /
Measurement of NR cells / RSRQ based measurements . 557
8.2.3.2.1 Measurement configuration control and reporting / Inter-RAT measurements / Event B1 /
Measurement of NR cells / RSRQ based measurements / EN-DC . 557
8.2.3.3 Measurement configuration control and reporting / Inter-RAT measurements / Periodic reporting
/ Measurement of NR cells . 566
8.2.3.3.1 Measurement configuration control and reporting / Inter-RAT measurements / Periodic
reporting / Measurement of NR cells / EN-DC . 566
8.2.3.4 Measurement configuration control and reporting / Event A1 / Measurement of NR PSCell . 577
8.2.3.4.1 Measurement configuration control and reporting / Event A1 / Measurement of NR PSCell /
EN-DC . 577
8.2.3.5 Measurement configuration control and reporting / Event A2 / Measurement of NR PSCell . 585
8.2.3.5.1 Measurement configuration control and reporting / Event A2 / Measurement of NR PSCell /
EN-DC .
...