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TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
User Equipment (UE) radio transmission and reception
(3GPP TS 36.101 version 12.20.0 Release 12)
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3GPP TS 36.101 version 12.20.0 Release 12 1 ETSI TS 136 101 V12.20.0 (2018-10)
Reference
RTS/TSGR-0436101vck0
Keywords
LTE
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ETSI
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3GPP TS 36.101 version 12.20.0 Release 12 2 ETSI TS 136 101 V12.20.0 (2018-10)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
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Foreword
rd
This Technical Specification (TS) has been produced by the ETSI 3 Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
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3GPP TS 36.101 version 12.20.0 Release 12 3 ETSI TS 136 101 V12.20.0 (2018-10)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 19
1 Scope . 20
2 References . 20
3 Definitions, symbols and abbreviations . 20
3.1 Definitions . 20
3.2 Symbols . 22
3.3 Abbreviations . 24
4 General . 25
4.1 Relationship between minimum requirements and test requirements . 25
4.2 Applicability of minimum requirements . 26
4.3 Void . 26
4.3A Applicability of minimum requirements (CA, UL-MIMO, ProSe, Dual Connectivity, UE category 0) . 26
4.4 RF requirements in later releases . 27
5 Operating bands and channel arrangement . 27
5.1 General . 27
5.2 Void . 27
5.3 Void . 27
5.4 Void . 27
5.5 Operating bands . 27
5.5A Operating bands for CA . 29
5.5B Operating bands for UL-MIMO . 34
5.5C Operating bands for Dual Connectivity . 34
5.5D Operating bands for ProSe. 36
5.5E Operating bands for UE category 0 . 36
5.6 Channel bandwidth . 36
5.6.1 Channel bandwidths per operating band . 37
5.6A Channel bandwidth for CA . 38
5.6A.1 Channel bandwidths per operating band for CA . 41
5.6B Channel bandwidth for UL-MIMO . 51
5.6B.1 Void . 51
5.6C Channel bandwidth for Dual Connectivity . 51
5.6C.1 Void . 52
5.6D Channel bandwidth for ProSe . 52
5.6D.1 Channel bandwidths per operating band for ProSe . 52
5.7 Channel arrangement . 52
5.7.1 Channel spacing . 52
5.7.1A Channel spacing for CA . 53
5.7.2 Channel raster . 53
5.7.2A Channel raster for CA . 53
5.7.3 Carrier frequency and EARFCN . 53
5.7.4 TX–RX frequency separation . 54
5.7.4A TX–RX frequency separation for CA . 55
6 Transmitter characteristics . 55
6.1 General . 55
6.2 Transmit power . 56
6.2.1 Void . 56
6.2.2 UE maximum output power . 56
6.2.2A UE maximum output power for CA . 57
6.2.2B UE maximum output power for UL-MIMO . 59
ETSI
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3GPP TS 36.101 version 12.20.0 Release 12 4 ETSI TS 136 101 V12.20.0 (2018-10)
6.2.3 UE maximum output power for modulation / channel bandwidth . 61
6.2.3A UE Maximum Output power for modulation / channel bandwidth for CA . 61
6.2.3B UE maximum output power for modulation / channel bandwidth for UL-MIMO . 63
6.2.3D UE maximum output power for modulation / channel bandwidth for ProSe . 63
6.2.4 UE maximum output power with additional requirements . 63
6.2.4A UE maximum output power with additional requirements for CA . 71
6.2.4A.1 A-MPR for CA_NS_01 for CA_1C . 73
6.2.4A.2 A-MPR for CA_NS_02 for CA_1C . 73
6.2.4A.3 A-MPR for CA_NS_03 for CA_1C . 74
6.2.4A.4 A-MPR for CA_NS_04 . 75
6.2.4A.5 A-MPR for CA_NS_05 for CA_38C . 75
6.2.4A.6 A-MPR for CA_NS_06 . 76
6.2.4A.7 A-MPR for CA_NS_07 . 77
6.2.4A.8 A-MPR for CA_NS_08 . 78
6.2.4B UE maximum output power with additional requirements for UL-MIMO . 79
6.2.4D UE maximum output power with additional requirements for ProSe . 80
6.2.5 Configured transmitted power . 80
6.2.5A Configured transmitted power for CA . 87
6.2.5B Configured transmitted power for UL-MIMO . 89
6.2.5C Configured transmitted power for Dual Connectivity. 90
6.2.5D Configured transmitted power for ProSe . 91
6.3 Output power dynamics . 92
6.3.1 (Void) . 92
6.3.2 Minimum output power . 92
6.3.2.1 Minimum requirement . 92
6.3.2A UE Minimum output power for CA . 92
6.3.2A.1 Minimum requirement for CA . 92
6.3.2B UE Minimum output power for UL-MIMO . 93
6.3.2B.1 Minimum requirement . 93
6.3.3 Transmit OFF power . 93
6.3.3.1. Minimum requirement . 93
6.3.3A UE Transmit OFF power for CA . 94
6.3.3A.1 Minimum requirement for CA . 94
6.3.3B UE Transmit OFF power for UL-MIMO . 94
6.3.3B.1 Minimum requirement . 94
6.3.3D Transmit OFF power for ProSe. 94
6.3.4 ON/OFF time mask . 95
6.3.4.1 General ON/OFF time mask . 95
6.3.4.2 PRACH and SRS time mask . 95
6.3.4.2.1 PRACH time mask . 95
6.3.4.2.2 SRS time mask . 96
6.3.4.3 Slot / Sub frame boundary time mask . 97
6.3.4.4 PUCCH / PUSCH / SRS time mask . 97
6.3.4A ON/OFF time mask for CA . 99
6.3.4B ON/OFF time mask for UL-MIMO . 99
6.3.4D ON/OFF time mask for ProSe. 99
6.3.4D.1 General time mask for ProSe . 99
6.3.4D.2 PSSS/SSSS time mask . 100
6.3.4D.3 PSSS / SSSS / PSBCH time mask . 101
6.3.4D.4 PSSCH / SRS time mask . 102
6.3.5 Power Control . 102
6.3.5.1 Absolute power tolerance . 102
6.3.5.1.1 Minimum requirements . 102
6.3.5.2 Relative Power tolerance . 102
6.3.5.2.1 Minimum requirements . 102
6.3.5.3 Aggregate power control tolerance . 103
6.3.5.3.1 Minimum requirement . 103
6.3.5A Power control for CA . 104
6.3.5A.1 Absolute power tolerance . 104
6.3.5A.1.1 Minimum requirements . 104
6.3.5A.2 Relative power tolerance . 104
6.3.5A.2.1 Minimum requirements . 104
ETSI
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3GPP TS 36.101 version 12.20.0 Release 12 5 ETSI TS 136 101 V12.20.0 (2018-10)
6.3.5A.3 Aggregate power control tolerance . 105
6.3.5A.3.1 Minimum requirements . 105
6.3.5B Power control for UL-MIMO . 105
6.3.5D Power Control for ProSe . 105
6.3.5D.1 Absolute power tolerance . 105
6.4 Void . 106
6.5 Transmit signal quality . 106
6.5.1 Frequency error . 106
6.5.1A Frequency error for CA . 106
6.5.1B Frequency error for UL-MIMO . 106
6.5.1D Frequency error for ProSe . 106
6.5.2 Transmit modulation quality . 106
6.5.2.1 Error Vector Magnitude . 106
6.5.2.1.1 Minimum requirement . 107
6.5.2.2 Carrier leakage . 107
6.5.2.2.1 Minimum requirements . 107
6.5.2.3 In-band emissions . 107
6.5.2.3.1 Minimum requirements . 108
6.5.2.4 EVM equalizer spectrum flatness . 108
6.5.2.4.1 Minimum requirements . 108
6.5.2A Transmit modulation quality for CA . 109
6.5.2A.1 Error Vector Magnitude . 110
6.5.2A.2 Carrier leakage for CA . 110
6.5.2A.2.1 Minimum requirements . 110
6.5.2A.3 In-band emissions . 110
6.5.2A.3.1 Minimum requirement for CA . 110
6.5.2B Transmit modulation quality for UL-MIMO . 112
6.5.2B.1 Error Vector Magnitude . 113
6.5.2B.2 Carrier leakage . 113
6.5.2B.3 In-band emissions . 113
6.5.2B.4 EVM equalizer spectrum flatness for UL-MIMO . 113
6.5.2D Transmit modulation quality for ProSe . 113
6.5.2D.1 Error Vector Magnitude . 113
6.5.2D.2 Carrier leakage . 113
6.5.2D.3 In-band emissions . 113
6.5.2D.4 EVM equalizer spectrum flatness for ProSe . 114
6.6 Output RF spectrum emissions . 114
6.6.1 Occupied bandwidth . 114
6.6.1A Occupied bandwidth for CA . 114
6.6.1B Occupied bandwidth for UL-MIMO . 115
6.6.2 Out of band emission . 115
6.6.2.1 Spectrum emission mask . 115
6.6.2.1.1 Minimum requirement . 115
6.6.2.1A Spectrum emission mask for CA . 116
6.6.2.2 Additional spectrum emission mask . 116
6.6.2.2.1 Minimum requirement (network signalled value "NS_03", “NS_11”, "NS_20", and “NS_21”) . 116
6.6.2.2.2 Minimum requirement (
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