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TECHNICAL SPECIFICATION
Digital cellular telecommunications system (Phase 2+) (GSM);
Universal Mobile Telecommunications System (UMTS);
LTE;
5G;
Generic Authentication Architecture (GAA);
Generic Bootstrapping Architecture (GBA)
(3GPP TS 33.220 version 15.4.0 Release 15)
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3GPP TS 33.220 version 15.4.0 Release 15 1 ETSI TS 133 220 V15.4.0 (2019-04)
Reference
RTS/TSGS-0333220vf40
Keywords
5G,GSM,LTE,SECURITY,UMTS
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© ETSI 2019.
All rights reserved.
TM TM TM
DECT , PLUGTESTS , UMTS and the ETSI logo are trademarks of ETSI registered for the benefit of its Members.
TM TM
3GPP and LTE are trademarks of ETSI registered for the benefit of its Members and
of the 3GPP Organizational Partners.
oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and
of the oneM2M Partners.
GSM and the GSM logo are trademarks registered and owned by the GSM Association.
ETSI
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3GPP TS 33.220 version 15.4.0 Release 15 2 ETSI TS 133 220 V15.4.0 (2019-04)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
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ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
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not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
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3GPP TS 33.220 version 15.4.0 Release 15 3 ETSI TS 133 220 V15.4.0 (2019-04)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 7
1 Scope . 8
2 References . 8
3 Definitions, abbreviations symbols and conventions . 10
3.1 Definitions . 10
3.2 Abbreviations . 11
3.3 Symbols . 12
3.4 Conventions . 12
4 Generic Bootstrapping Architecture . 12
4.1 Reference model . 12
4.2 Network elements . 13
4.2.1 Bootstrapping server function (BSF) . 13
4.2.2 Network application function (NAF) . 14
4.2.2a Zn-Proxy . 15
4.2.3 HSS . 15
4.2.4 UE . 16
4.2.5 SLF . 16
4.2.6 HLR . 16
4.3 Bootstrapping architecture and reference points . 17
4.3.1 Reference point Ub . 17
4.3.2 Reference point Ua . 17
4.3.3 Reference point Zh. 17
4.3.4 Reference point Zn. 17
4.3.5 Reference point Dz . 17
4.3.6 Reference point Zh' . 17
4.4 Requirements and principles for bootstrapping . 17
4.4.1 Access Independence . 18
4.4.2 Authentication methods . 18
4.4.3 Roaming . 18
4.4.4 Requirements on reference point Ub . 18
4.4.5 Requirements on reference point Zh . 18
4.4.6 Requirements on reference point Zn . 19
4.4.7 Requirements on Bootstrapping Transaction Identifier . 20
4.4.8 Requirements on selection of UICC application and related keys . 20
4.4.8.1 UICC application activation procedure in GBA . 22
4.4.9 Requirements on reference point Ua . 22
4.4.10 Requirements on reference point Dz . 23
4.4.11 Requirements on GBA keys and parameters handling. 23
4.4.12 Requirements on reference point Zh' . 24
4.4.13 Requirements on TMPI handling . 24
4.5 Procedures . 25
4.5.1 Initiation of bootstrapping . 25
4.5.2 Bootstrapping procedures . 25
4.5.3 Procedures using bootstrapped Security Association . 28
4.5.4 Procedure related to service discovery. 30
5 UICC-based enhancements to Generic Bootstrapping Architecture (GBA_U) . 30
5.1 Architecture and reference points for bootstrapping with UICC-based enhancements . 31
5.2 Requirements and principles for bootstrapping with UICC-based enhancements. 31
5.2.1 Requirements on UE . 31
5.2.2 Requirements on BSF . 31
5.3 Procedures for bootstrapping with UICC-based enhancements . 31
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3GPP TS 33.220 version 15.4.0 Release 15 4 ETSI TS 133 220 V15.4.0 (2019-04)
5.3.1 Initiation of bootstrapping . 31
5.3.2 Bootstrapping procedure . 31
5.3.3 Procedures using bootstrapped Security Association . 34
5.3.4 Procedure related to service discovery. 36
Annex A (informative): (Void) . 37
Annex B (normative): Specification of the key derivation function KDF . 38
B.1 Introduction . 38
B.2 Generic key derivation function . 38
B.2.0 General . 38
B.2.1 Input parameter encoding . 38
B.2.1.1 General . 38
B.2.1.2 Character string encoding . 39
B.2.1.3 Non-negative integer encoding . 39
B.2.2 FC value allocations . 39
B.3 NAF specific key derivation in GBA and GBA_U . 40
B.4 Derivation of TMPI . 40
B.5 Derivation of passwd and Ks . 41
B.6 NAF specific key derivation in GBA_Digest . 42
Annex C (informative): (Void) . 43
Annex D (informative): Dialog example for user selection of UICC application used in GBA . 44
Annex E (normative): TLS profile for securing Zn/Zn' reference points . 45
Annex F (informative): Handling of TLS certificates . 46
Annex G (normative): GBA_U UICC-ME interface . 47
G.1 GBA_U Bootstrapping procedure . 47
G.2 GBA_U NAF Derivation procedure . 47
Annex H (normative): Ua security protocol identifier . 49
H.1 Definition . 49
H.2 Organization Octet . 49
H.3 Ua security protocol identifiers for 3GPP specified protocols . 49
Annex I (normative): 2G GBA . 51
I.0 Introduction . 51
I.1 Reference model . 51
I.2 Network elements . 51
I.2.1 Bootstrapping server function (BSF) . 51
I.2.2 Network application function (NAF) . 52
I.2.2a Zn-Proxy. 52
I.2.3 HSS . 52
I.2.4 UE . 53
I.2.5 SLF . 53
I.2.6 HLR . 54
I.3 Bootstrapping architecture and reference points . 54
I.3.1 Reference point Ub . 54
I.3.2 Reference point Ua . 54
I.3.3 Reference point Zh . 54
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3GPP TS 33.220 version 15.4.0 Release 15 5 ETSI TS 133 220 V15.4.0 (2019-04)
I.3.4 Reference point Zn . 54
I.3.5 Reference point Dz . 54
I.3.6 Reference point Zh' . 54
I.4 Requirements and principles for bootstrapping . 54
I.4.0 General requirements . 54
I.4.1 Access Independence . 55
I.4.2 Authentication methods . 55
I.4.3 Roaming . 55
I.4.4 Requirements on reference point Ub . 55
I.4.5 Requirements on reference point Zh . 55
I.4.6 Requirements on reference point Zn . 56
I.4.7 Requirements on Bootstrapping Transaction Identifier . 57
I.4.8 Requirements on selection of UICC application and SIM card . 58
I.4.9 Requirements on reference point Ua . 58
I.4.10 Requirements on reference point Dz . 58
I.4.11 Requirements on reference point Zh' . 58
I.5 Procedures . 58
I.5.1 Initiation of bootstrapping . 58
I.5.2 Bootstrapping procedures . 58
I.5.3 Procedures using bootstrapped Security Association . 61
I.5.4 Procedure related to service discovery . 63
I.6 TLS Profile . 63
I.6.1 void . 64
I.6.2 Authentication of the BSF . 64
I.6.3 Authentication of the UE . 64
I.6.4 Set-up of Security parameters . 64
Annex J (informative): Usage of USS with local policy enforcement in BSF . 65
J.1 General . 65
J.2 Usage scenarios . 65
J.2.1 Scenario 1: NAF does not use USSs, BSF does not have local policy for NAF . 66
J.2.2 Scenario 2: NAF does not use USSs, BSF does have local policy for NAF . 66
J.2.3 Scenario 3: NAF does use USSs, BSF does not have local policy for NAF . 66
J.2.4 Scenario 4: NAF does use USSs, BSF does have local policy for NAF . 67
Annex K (informative): Interoperator GBA-usage examples . 68
K.1 Example on interoperator GBA setup . 68
K.2 Example on interoperator GBA operation . 70
Annex L (informative): Information on how security threats related to known GSM
vulnerabilities are addressed by the 2G GBA solution . 73
L.1 Impersonation of the UE to the BSF during the run of the Ub protocol . 73
L.2 Impersonation of the BSF to the UE during the run of the Ub protocol . 73
L.3 Finding the GBA key Ks during or after the Ub protocol run . 74
L.4 Bidding down attack . 74
Annex M (normative): GBA_Digest . 75
M.1 General . 75
M.2 Reference model . 75
M.3 Network elements . 75
M.3.1 Bootstrapping server function (BSF) . 75
M.3.2 Network application function (NAF) . 76
M.3.3 Zn-Proxy. 76
ETSI
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3GPP TS 33.220 version 15.4.0 Release 15 6 ETSI TS 133 220 V15.4.0 (2019-04)
M.3.4 HSS . 76
M.3.5 UE . 77
M.3.6 SLF . 77
M.4 Bootstrapping architecture and reference points . 77
M.4.1 Reference point Ub . 77
M.4.2 Reference point Ua . 78
M.4.3 Reference point Zh . 78
M.4.4 Reference point Zn . 78
M.4.5 Reference point Dz . 78
M.5 Requirements and principles for bootstrapping . 78
M.5.1 General Requirements . 78
M.5.2 Access independence .
...