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TECHNICAL SPECIFICATION
5G;
NR;
User Equipment (UE) radio transmission and reception;
Part 1: Range 1 Standalone
(3GPP TS 38.101-1 version 15.4.0 Release 15)
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3GPP TS 38.101-1 version 15.4.0 Release 15 1 ETSI TS 138 101-1 V15.4.0 (2019-04)
Reference
RTS/TSGR-0438101-1vf40
Keywords
5G
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3GPP TS 38.101-1 version 15.4.0 Release 15 2 ETSI TS 138 101-1 V15.4.0 (2019-04)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
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Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
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3GPP TS 38.101-1 version 15.4.0 Release 15 3 ETSI TS 138 101-1 V15.4.0 (2019-04)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 10
1 Scope . 11
2 References . 11
3 Definitions, symbols and abbreviations . 11
3.1 Definitions . 11
3.2 Symbols . 12
3.3 Abbreviations . 14
4 General . 15
4.1 Relationship between minimum requirements and test requirements . 15
4.2 Applicability of minimum requirements . 15
4.3 Specification suffix information . 15
5 Operating bands and channel arrangement . 16
5.1 General . 16
5.2 Operating bands . 16
5.2A Operating bands for CA . 17
5.2A.1 Intra-band CA . 17
5.2A.2 Inter-band CA . 17
5.2B Operating bands for DC . 18
5.2B.1 General . 18
5.2C Operating band combination for SUL . 18
5.3 UE channel bandwidth . 19
5.3.1 General . 19
5.3.2 Maximum transmission bandwidth configuration . 20
5.3.3 Minimum guardband and transmission bandwidth configuration . 20
5.3.4 RB alignment . 21
5.3.5 UE channel bandwidth per operating band . 21
5.3.6 Asymmetric channel bandwidths . 24
5.3A UE channel bandwidth for CA . 25
5.3A.1 General . 25
5.3A.2 Maximum transmission bandwidth configuration for CA . 25
5.3A.3 Minimum guardband and transmission bandwidth configuration for CA . 25
5.3A.4 RB alignment with different numerologies for CA. 27
5.3A.5 UE channel bandwidth per operating band for CA . 27
5.4 Channel arrangement . 27
5.4.1 Channel spacing . 27
5.4.1.1 Channel spacing for adjacent NR carriers . 27
5.4.2 Channel raster . 28
5.4.2.1 NR-ARFCN and channel raster. 28
5.4.2.2 Channel raster to resource element mapping. 28
5.4.2.3 Channel raster entries for each operating band . 29
5.4.3 Synchronization raster . 30
5.4.3.1 Synchronization raster and numbering . 30
5.4.3.3 Synchronization raster entries for each operating band. 31
5.4A Channel arrangement for CA. 32
5.4A.1 Channel spacing for CA . 32
5.4A.2 Channel raster for CA . 32
5.4A.3 Synchronization raster for CA . 33
5.4A.4 Tx-Rx frequency separation for CA. 33
5.5 Configurations . 33
5.5A Configurations for CA . 33
5.5A.1 Configurations for intra-band contiguous CA. 33
ETSI
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3GPP TS 38.101-1 version 15.4.0 Release 15 4 ETSI TS 138 101-1 V15.4.0 (2019-04)
5.5A.2 Configurations for intra-band non-contiguous CA . 35
5.5A.3 Configurations for inter-band CA . 36
5.5B Configurations for DC . 39
5.5C Configurations for SUL . 39
6 Transmitter characteristics . 40
6.1 General . 40
6.2 Transmitter power . 40
6.2.1 UE maximum output power . 40
6.2.2 UE maximum output power reduction . 41
6.2.3 UE additional maximum output power reduction . 42
6.2.3.1 General . 42
6.2.3.2 A-MPR for NS_04 . 45
6.2.3.3 A-MPR for NS_10 . 47
6.2.3.4 A-MPR for NS_05 . 48
6.2.3.5 A-MPR for NS_40 . 49
6.2.3.6 A-MPR for NS_08 . 49
6.2.3.7 A-MPR for NS_03 and NS_03U . 50
6.2.3.8 A-MPR for NS_37 . 50
6.2.3.9 A-MPR for NS_38 . 51
6.2.3.10 A-MPR for NS_39 . 52
6.2.3.11 A-MPR for NS_41 . 52
6.2.3.12 A-MPR for NS_42 . 53
6.2.3.13 A-MPR for NS_18 . 53
6.2.4 Configured transmitted power . 53
6.2A Transmitter power for CA . 55
6.2A.1 UE maximum output power for CA . 55
6.2A.1.1 UE maximum output power for Intra-band contiguous CA . 55
6.2A.1.2 UE maximum output power for Intra-band non-contiguous CA . 55
6.2A.1.3 UE maximum output power for Inter-band CA . 55
6.2A.2 UE maximum output power reduction for CA . 55
6.2A.2.1 UE maximum output power reduction for Intra-band contiguous CA . 55
6.2A.2.2 UE maximum output power reduction for Intra-band non-contiguous CA . 55
6.2A.2.3 UE maximum output power reduction for Inter-band CA . 55
6.2A.3 UE additional maximum output power reduction for CA . 56
6.2A.3.1.1 UE additional maximum output power reduction for Intra-band contiguous CA. 56
6.2A.3.1.2 UE additional maximum output power reduction for Intra-band non-contiguous CA . 56
6.2A.3.1.3 UE additional maximum output power reduction for Inter-band CA . 56
6.2A.4 Configured output power for CA . 56
6.2A.4.1 Configured transmitted power level . 56
6.2A.4.1.1 Configured transmitted power for Intra-band contiguous CA . 56
6.2A.4.1.2 Configured transmitted power for Intra-band non-contiguous CA . 56
6.2A.4.1.3 Configured transmitted power for Inter-band CA . 56
6.2A.4.2 ΔTIB,c for CA . 58
6.2A.4.2.1 ΔT for Intra-band contiguous CA . 58
IB,c
6.2A.4.2.2 ΔT for Intra-band non-contiguous CA . 58
IB,c
6.2A.4.2.3 ΔT for Inter-band CA . 58
IB,c
6.2B Transmitter power for DC . 59
6.2C Transmitter power for SUL . 59
6.2C.1 Configured transmitted power for SUL . 59
6.2C.2 ΔT . 59
IB,c
6.2D Transmitter power for UL-MIMO . 59
6.2D.1 UE maximum output power for UL-MIMO . 59
6.2D.2 UE maximum output power reduction for UL-MIMO . 60
6.2D.3 UE additional maximum output power reduction for UL-MIMO . 60
6.2D.4 Configured transmitted power for UL-MIMO . 60
6.3 Output power dynamics . 61
6.3.1 Minimum output power . 61
6.3.2 Transmit OFF power . 61
6.3.3 Transmit ON/OFF time mask . 62
6.3.3.1 General . 62
6.3.3.2 General ON/OFF time mask . 62
ETSI
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3GPP TS 38.101-1 version 15.4.0 Release 15 5 ETSI TS 138 101-1 V15.4.0 (2019-04)
6.3.3.3 Transmit power time mask for slot and short or subslot boundaries . 63
6.3.3.4 PRACH time mask . 63
6.3.3.5 Void. 64
6.3.3.6 SRS time mask . 64
6.3.3.7 PUSCH-PUCCH and PUSCH-SRS time masks . 65
6.3.3.8 Transmit power time mask for consecutive slot or long subslot transmission and short subslot
transmission boundaries . 66
6.3.3.9 Transmit power time mask for consecutive short subslot transmissions boundaries . 67
6.3.4 Power control . 67
6.3.4.1 General . 67
6.3.4.2 Absolute power tolerance . 67
6.3.4.3 Relative power tolerance . 68
6.3.4.4 Aggregate power tolerance. 68
6.3A Output power dynamics for CA . 68
6.3A.1 Minimum output power for CA . 68
6.3A.1.1 Minimum output power for intra-band contiguous CA . 68
6.3A.1.2 Minimum output power for intra-band non-contiguous CA . 68
6.3A.1.3 Minimum output power for inter-band CA . 68
6.3A.2 Transmit OFF power for CA. 69
6.3A.2.1 Transmit OFF power for intra-band contiguous CA . 69
6.3A.2.2 Transmit OFF power for intra-band non-contiguous CA . 69
6.3A.2.3 Transmit OFF power for inter-band CA. 69
6.3A.3 Transmit ON/OFF time mask for CA . 69
6.3A.3.1 Transmit ON/OFF time mask for intra-band contiguous CA . 69
6.3A.3.2 Transmit ON/OFF time mask for intra-band non-contiguous CA . 69
6.3A.3.3 Transmit ON/OFF time mask for inter-band CA . 69
6.3A.4 Power control for CA . 69
6.3A.4.1 Power control for intra-band contiguous CA . 69
6.3A.4.2 Power control for intra-band non-contiguous CA . 69
6.3A.4.3 Power control for inter-band CA . 69
6.3D Output power dynamics for UL-MIMO . 69
6.3D.1 Minimum output power for UL-MIMO . 69
6.3D.2 Transmit OFF power for UL-MIMO . 69
6.3D.3 Transmit ON/OFF time mask for UL-MIMO . 69
6.3D.4 Power control for UL-MIMO . 70
6.4 Transmit signal quality . 70
6.4.1 Frequency error . 70
6.4.2 Transmit modulation quality . 70
6.4.2.1 Error Vector Magnitude . 70
6.4.2.2 Carrier leakage . 71
6.4.2.3 In-band emissions . 71
6.4.2.4 EVM equalizer spectrum flatness . 72
6.4.2.4.1 Requirements for pi/2 BPSK modulation . 73
6.4A Transmit signal quality for CA . 74
6.4A.1 Frequency error for CA . 74
6.4A.1.1 Frequency error for intra-band contiguous CA . 74
6.4A.1.2 Frequency error for intra-band non-contiguous CA . 74
6.4A.1.3 Frequency error for inter-band CA .
...