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TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
User Equipment (UE) conformance specification;
Radio transmission and reception;
Part 2: Implementation Conformance Statement (ICS)
(3GPP TS 36.521-2 version 15.4.0 Release 15)
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3GPP TS 36.521-2 version 15.4.0 Release 15 1 ETSI TS 136 521-2 V15.4.0 (2019-04)
Reference
RTS/TSGR-0536521-2vf40
Keywords
LTE
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3GPP TS 36.521-2 version 15.4.0 Release 15 2 ETSI TS 136 521-2 V15.4.0 (2019-04)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
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Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
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3GPP TS 36.521-2 version 15.4.0 Release 15 3 ETSI TS 136 521-2 V15.4.0 (2019-04)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 4
Introduction . 4
1 Scope . 5
2 References . 5
3 Definitions, symbols and abbreviations . 6
3.1 Definitions . 6
3.2 Symbols . 7
3.3 Abbreviations . 7
4 Recommended test case applicability . 7
4.1 RF conformance test cases . 9
4.2 RRM conformance test cases . 154
Annex A (normative): ICS proforma for E-UTRA User Equipment . 255
A.1 Guidance for completing the ICS proforma . 255
A.1.1 Purposes and structure . 255
A.1.2 Abbreviations and conventions . 255
A.1.3 Instructions for completing the ICS proforma . 256
A.2 Identification of the User Equipment . 256
A.2.1 Date of the statement . 256
A.2.2 User Equipment Under Test (UEUT) identification . 256
A.2.3 Product supplier . 256
A.2.4 Client . 257
A.2.5 ICS contact person . 257
A.3 Identification of the protocol . 258
A.4 ICS proforma tables. 258
A.4.1 UE Implementation Types . 258
A.4.2 UE Service Capabilities . 258
A.4.3 Baseline Implementation Capabilities . 259
A.4.4 Feature group indicators . 272
A.4.5 Additional information . 316
A.4.6 CA Physical Layer Baseline Implementation Capabilities . 324
A.4.6.1 Intra-band contiguous CA Physical Layer Baseline Implementation Capabilities . 324
A.4.6.2 Intra-band non-contiguous CA Physical Layer Baseline Implementation Capabilities . 327
A.4.6.3 Inter-band CA Physical Layer Baseline Implementation Capabilities . 330
A.4.7 Category M1 UE Centre Frequency Implementation . 345
Annex B (informative): Change history . 346
History . 361
ETSI
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3GPP TS 36.521-2 version 15.4.0 Release 15 4 ETSI TS 136 521-2 V15.4.0 (2019-04)
Foreword
rd
This Technical Specification has been produced by the 3 Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
Introduction
The present document is part 2 of a multi-parts TS:
3GPP TS 36.521-1 [1]: Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
conformance specification Radio transmission and reception Part 1: Conformance testing.
3GPP TS 36.521-2: Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
conformance specification Radio transmission and reception Part :2 Implementation Conformance
Statement (ICS).
3GPP TS 36.521-3 [2]: Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
conformance specification Radio transmission and reception Part 3: Radio Resource Management (RRM)
Conformance Testing.
ETSI
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3GPP TS 36.521-2 version 15.4.0 Release 15 5 ETSI TS 136 521-2 V15.4.0 (2019-04)
1 Scope
The present document provides the Implementation Conformance Statement (ICS) proforma for 3G Evolved Universal
Terrestrial Radio Access (E-UTRA) User Equipment (UE), in compliance with the relevant requirements, and in
accordance with the relevant guidance given in ISO/IEC 9646-1 [3] and ISO/IEC 9646-7 [4]
The present document specifies the recommended applicability statement for the test cases included in 3GPP TS
36.521-1 [1] and 3GPP TS 36.521-3 [2]. These applicability statements are based on the features implemented in the
UE.
Special conformance testing functions can be found in 3GPP TS 36.509 [5] and the common test environments are
included in 3GPP TS 36.508 [6].
The present document is valid for UE implemented according to 3GPP releases starting from Release 8 up to the
Release indicated on the cover page of the present document.
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
• References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document unless the context in which the reference is made suggests a different Release is
relevant (information on the applicable release in a particular context can be found in e.g. test case title,
description or applicability, message description or content).
[1] 3GPP TS 36.521-1: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment
(UE) conformance specification Radio transmission and reception Part 1: Conformance testing ".
[2] 3GPP TS 36.521-3: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment
(UE) conformance specification Radio transmission and reception Part 3: Radio Resource
Management Conformance Testing ".
[3] ISO/IEC 9646-1: "Information technology - Open systems interconnection - Conformance testing
methodology and framework - Part 1: General concepts".
[4] ISO/IEC 9646-7: "Information technology - Open systems interconnection - Conformance testing
methodology and framework - Part 7: Implementation Conformance Statements".
[5] 3GPP TS 36.509: " Evolved Universal Terrestrial Radio Access (E-UTRA); Special conformance
testing functions for User Equipment ".
[6] 3GPP TS 36.508: "Evolved Universal Terrestrial Radio Access (E-UTRA); Common Test
Environments for User Equipment (UE) Conformance Testing".
[7] Void
[8] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications".
[9] 3GPP TS 36.201: " LTE Physical Layer - General Description"
[10] 3GPP TS 36.302: " Evolved Universal Terrestrial Radio Access (E-UTRA); Services provided by
the physical layer for E-UTRA".
[11] 3GPP TS 36.321: "Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access
Control (MAC) protocol specification".
ETSI
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3GPP TS 36.521-2 version 15.4.0 Release 15 6 ETSI TS 136 521-2 V15.4.0 (2019-04)
[12] 3GPP TS 36.322: "Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Link Control
(RLC) protocol specification".
[13] 3GPP TS 36.323: "Evolved Universal Terrestrial Radio Access (E-UTRA); Packet Data
Convergence Protocol (PDCP) specification".
[14] 3GPP TS 36.331: "Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource
Control (RRC) Protocol Specification".
[15] 3GPP TS 24.301: "Non-Access-Stratum (NAS) protocol for Evolved Packet System (EPS); Stage
3"
[16] 3GPP TS 36.307: "Requirements on User Equipments (UEs) Supporting a release-independent
frequency band".
[17] 3GPP TS 36.306: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
radio access capabilities".
[18] 3GPP TS 36.133: "Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for
support of radio resource management".
[19] 3GPP TS 36.101: "E-UTRA UE radio transmission and reception".
3 Definitions, symbols and abbreviations
For the purposes of the present document, the following terms, definitions, symbols and abbreviations apply:
- such given in TR 21.905 [8]
- such given in ISO/IEC 9646-1 [3] and ISO/IEC 9646-7 [4]
NOTE: Some terms and abbreviations defined in [3] and [4] are explicitly included below with small
modification to reflect the terminology used in 3GPP.
3.1 Definitions
Implementation Conformance Statement (ICS): statement made by the supplier of an implementation or system
claimed to conform to a given specification, stating which capabilities have been implemented
ICS proforma: document, in the form of a questionnaire, which when completed for an implementation or system
becomes an ICS
Implementation eXtra Information for Testing (IXIT): A statement made by a supplier or implementer of an UEUT
which contains or references all of the information (in addition to that given in the ICS) related to the UEUT and its
testing environment, which will enable the test laboratory to run an appropriate test suite against the UEUT
IXIT proforma: A document, in the form of a questionnaire, which when completed for an UEUT becomes an IXIT
Protocol Implementation Conformance Statement (PICS): An ICS for an implementation or system claimed to
conform to a given protocol specification
Protocol Implementation eXtra Information for Testing (PIXIT): An IXIT related to testing for conformance to a
given protocol specification
static conformance review: A review of the extent to which the static conformance requirements are claimed to be
supported by the UEUT, by comparing the answers in the ICS(s) with the static conformance requirements expressed in
the relevant specification(s)
ETSI
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3GPP TS 36.521-2 version 15.4.0 Release 15 7 ETSI TS 136 521-2 V15.4.0 (2019-04)
3.2 Symbols
No specific symbols have been identified so far.
3.3 Abbreviations
For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An
abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in
TR 21.905 [8].
For the purposes of the present document, the following abbreviations apply:
ICS Implementation Conformance Statement
IXIT Implementation eXtra Information for Testing
PICS Protocol Implementation Conformance Statement
PIXIT Protocol Implementation eXtra Information for Testing
RRM Radio Resource Management
SCS System Conformance Statement
TC Test Case
UEUT User Equipment Under Test
4 Recommended test case applicability
The applicability of each individual test is identified in the tables 4.1-1 or 4.2-1. This is just a recommendation based on
the purpose for which the test case was written.
The applicability of every test is formally expressed by the use of Boolean expression that are based on parameters
(ICS) included in annex A of the present document.
Selection criteria of tested bands / CA-Configurations for each applicable test is formally expressed using group theory
based on parameters (ICS) included in annex A of the present document.
Additional information related to the Test Case (TC), e.g. affecting its dynamic behaviour or its execution may be
provided as well
The columns in tables 4.1-1 / 4.2-1 have the following meaning:
Clause
The clause column indicates the clause number in TS 36.521-1 [1] or respectively TS 36.521-3 [2] that contains the test
body.
Title
The title column describes the name of the test and contains the clause title of the clause in TS 36.521-1 [1] or TS
36.521-3 [2] that contains the test body.
Release
The release column indicates the earliest release from which each test case is applicable. It may also indicate a range of
releases or a single release to which a test case is applicable.
Applicability - Condition
The following notations are used for the applicability column:
R recommended - the test case is recommended to all terminals supporting E-UTRA
O optional - the test case is optional
N/A not applicable - in the given context, the test case is not recommended.
ETSI
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3GPP TS 36.521-2 version 15.4.0 Release 15 8 ETSI TS 136 521-2 V15.4.0 (2019-04)
Ci conditional - the test is recommended ("R") or not ("N/A") depending on the support of other
items. "i" is an integer identifying an unique conditional status expression which is defined
immediately following the table. For nested conditional expressions, the syntax "IF . THEN (IF .
THEN . ELSE.) ELSE ." is used to avoid ambiguities.
Applicability - Comments
This comments column contains a verbal description of the condition included in the applicability column.
Tested Bands / CA-Configurations Selection
This column defines a set of bands / CA Configurations the test is to be run for, if the test is applicable. If the set is
empty, the test is considered as not applicable.
The following notations are used in the tested bands selection column:
Di Derive the set based on Band Selection Criteria Di defined in table 4.1-1b.
Ei Derive the set based on CA Configurations Selection Criteria Ei defined in table 4.1-1c.
TBD Band selection not defined at this time, in the meantime test all Bands / CA Configurations
Text For more complex selection criteria, or if the criteria are already specified somewhere else in the
spec, text reference to the section is given.
Branch
This column contains indication if the test case may perform differently depending on the UE capabilities.
NOTE 1: To meet the validation requirements from certification bodies then there is a need to uniquely reference
the FDD and TDD branch (i.e. different behaviour within one and the same TC) of common FDD and
TDD RF test cases in table 4.1-1. The FDD and TDD branches of common FDD and TDD test cases can
be referenced by amending a "FDD" or "TDD" suffix to the test case clause number. For example for test
case 6.2.2 the FDD and TDD branches can be identified by "6.2.2 FDD" and "6.2.2 TDD".
NOTE 2: To meet the validation requirements from certification bodies then there is a need to uniquely reference
the 2Rx (UE supports 2 Rx antenna ports in the tested band) and 4Rx (UE supports 4 Rx antenna ports in
the tested band) branch of common 2Rx and 4Rx RRM test cases in table 4.2-1. The 2Rx and 4Rx
branches of common 2Rx and 4Rx test cases can be referenced by amending a "2Rx" or "4Rx" suffix to
the test case clause number. For example for test case 4.2.1 the 2Rx and 4Rx branches can be identified
by "4.2.1_2Rx" and "4.2.1_4Rx".
Additional Information
This column contains additional information
ETSI
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3GPP TS 36.521-2 version 15.4.0 Release 15 9 ETSI TS 136 521-2 V15.4.0 (2019-04)
4.1 RF conformance test cases
NOTE: To determine applicability of a test case, FGI support in combined or fdd-Add-UE-EUTRA-Capabilities
or tdd-Add-UE-EUTRA-Capabilities is taken into account.
Table 4.1-1: Applicability of RF conformance test cases, ref. TS 36.521-1 [1]
ETSI
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3GPP TS 36.521-2 version 15.4.0 Release 15 10 ETSI TS 136 521-2 V15.4.0 (2019-04)
Tested Bands / Branch Additi
Clause Title Release Applicability
CA- Inform
Configurations
Condition Comments
Selection
Transmitter Characteristics
FDD, TDD Not req
UE supporting E- to be te
UE Maximum
6.2.2 Rel-8 C186 UTRA Power D01 in Band
Output Power
Class 3 for Pow
Class 2
FDD, TDD FDD is
UE supporting E-
UE Maximum Power
UTRA Power
6.2.2_1 Output Power for Rel-10 C39 D04 Class1,
Class 1 or Power
HPUE is for Po
Class 2
Class 2
UE Maximum FDD, TDD
UE supporting E-
Output Power for
UTRA and intra-
6.2.2A.1 CA (intra-band Rel-10 C19 E01
band contiguous
contiguous DL CA
DL CA and UL CA
and UL CA)
UE Maximum UE supporting E- FDD, TDD
Output Power for UTRA and inter-
6.2.2A.2 Rel-11 C116 E03
CA (inter-band DL band DL CA and
CA and UL CA) UL CA
UE supporting E-
Rel-14 C305
UTRA and eLAA
UE Maximum UE supporting E- FDD, TDD
Output Power for UTRA and intra-
6.2.2A.3 CA (intra-band non- Rel-11 C115 band non- E02
contiguous DL CA contiguous DL CA
and UL CA) and UL CA
UE supporting E- TDD
UE Maximum
UTRA and intra-
6.2.2A.4 Output Power for Rel-13 C19a E18
band contiguous
CA (3UL CA)
DL CA and UL CA
UE supporting E- FDD, TDD
UTRA and inter-
C116a E18
band DL CA and
UL CA
UE supporting E- FDD, TDD
UE Maximum
UTRA Power
6.2.2B Output Power for Rel-10 C07 D05
Class 3 and UL-
UL-MIMO
MIMO
UE supporting E- TDD
HPUE Maximum
UTRA Power
6.2.2B_1 Output Power for Rel-10 C202 D05
Class 2 and UL-
UL-MIMO
MIMO
UE Maximum UE supporting E- FDD, HD-
6.2.2E Output Power for Rel-12 C112 UTRA (UE D01 FDD, TDD
UE category 0 category 0)
UE Maximum UE supporting E- FDD, HD-
6.2.2EA Output Power for Rel-13 C112a UTRA and UE D01 FDD, TDD
UE category M1 category M1
UE Maximum UE supporting E-
6.2.2EB Output Power for Rel-13 C122c UTRA and UE
UE category 1bis category 1bis
UE supporting HD-FDD
UE Maximum
Rel-13 C112b D11
Output Power for category NB1
6.2.2F
category NB1 and Rel-14 C298 UE supporting D11 HD-FDD
NB2 category NB2
UE Maximum HD-FDD
UE supporting
Output Power for
6.2.2FA Rel-14 C325 category NB1 or D11
category NB1 and
NB2
NB2/Power Class 6
ETSI
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3GPP TS 36.521-2 version 15.4.0 Release 15 11 ETSI TS 136 521-2 V15.4.0 (2019-04)
Tested Bands / Branch Additi
Clause Title Release Applicability
CA- Inform
Configurations
Condition Comments
Selection
UE Maximum
Output Power for
V2X UE supporting V2X
6.2.2G.1 Communication / Rel-14 C313 Sidelink D14 TDD
Non-concurrent communication
with E-UTRA uplink
transmission
UE Maximum
Output Power for
V2X UE supporting E-
Communication / UTRA and V2X
6.2.2G.2 Rel-14 C320 E16 FDD,TDD
Simultaneous E- Sidelink
UTRA V2X sidelink communication
and E-UTRA uplink
transmission
Maximum Power
UE supporting E-
Reduction (MPR)
6.2.3EB Rel-13 C112c UTRA and UE
for UE category
category 1bis
1bis
Additional
Maximum Power UE supporting E-
6.2.4EB Reduction (A-MPR) Rel-13 C112c UTRA and UE
for UE category category 1bis
1bis
FDD, TDD Not req
Configured UE UE supporting E- to be te
6.2.5 transmitted Output Rel-8 C186 UTRA Power D01 in Band
Power Class 3 for Pow
Class 2
FDD, TDD FDD is
UE supporting E-
Configured UE Power
UTRA Power
6.2.5_1 transmitted Output Rel-10 C39 Class1,
D04
Class 1 or Power
Power for HPUE is for Po
Class 2
Class 2
Configured UE FDD, TDD
UE supporting E-
transmitted Output
UTRA and intra-
6.2.5A.1 Power for CA (intra- Rel-10 C19 E01
band contiguous
band contiguous
DL CA and UL CA
DL CA and UL CA)
Additional FDD, TDD
UE supporting E-
Maximum Power
UTRA and inter-
6.2.5A.3 Reduction (A-MPR) Rel-11 C116 E03
band DL CA and
for CA (inter-band
UL CA
DL CA and UL CA)
Additional FDD, TDD
UE supporting E-
Maximum Power
UTRA and intra-
Reduction (A-MPR)
6.2.5A.4 Rel-11 C115 band non- E02
for CA (intra-band
contiguous DL CA
non-contiguous DL
and UL CA
CA and UL CA)
Configured UE supporting E- FDD, TDD
6.2.5B transmitted power Rel-10 C07 UTRA and D05
for UL-MIMO UL_MIMO
Configured UE supporting E- FDD, HD-
6.2.5E transmitted power Rel-12 C112 UTRA (UE D01 FDD, TDD
for UE category 0 category 0)
Configured UE UE supporting E- FDD, HD-
6.2.5EA transmitted Power Rel-13 C112a UTRA and UE D01 FDD, TDD
for UE category M1 category M1
Configured UE
UE supporting E-
transmitted Power
6.2.5EB Rel-13 C112c UTRA and UE
for UE category
category 1bis
1bis
ETSI
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3GPP TS 36.521-2 version 15.4.0 Release 15 12 ETSI TS 136 521-2 V15.4.0 (2019-04)
Tested Bands / Branch Additi
Clause Title Release Applicability
CA- Inform
Configurations
Condition Comments
Selection
Configured UE HD-FDD
transmitted Output UE supporting
6.2.5F Rel-13 C112b D12, D13
Power for category category NB1
NB1 and NB2
UE supporting HD-FDD
Rel-14 C298 D12, D13
category NB2
Configured UE HD-FDD
transmitted Output UE supporting
6.2.5FA Power for category Rel-14 Cxx1 category NB1 or D12, D13
NB1 and NB2
NB2/Power Class 6
Configured UE
transmitted Output
Power for V2X UE supporting V2X
6.2.5G.1 Communication / Rel-14 C313 Sidelink D14 TDD
Non-concurrent communication
with E-UTRA uplink
transmission
Configured UE
transmitted Output
Power for V2X UE supporting E-
Communication / UTRA and V2X
6.2.5G.2 Rel-14 C320 E16 FDD,TDD
Simultaneous E- Sidelink
UTRA V2X sidelink communication
and E-UTRA uplink
transmission
6.3.1 Void
Minimum Outpu
...