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TECHNICAL SPECIFICATION
5G;
NR;
User Equipment (UE) radio transmission and reception;
Part 4: Performance requirements
(3GPP TS 38.101-4 version 15.1.0 Release 15)
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3GPP TS 38.101-4 version 15.1.0 Release 15 1 ETSI TS 138 101-4 V15.1.0 (2019-05)
Reference
RTS/TSGR-0438101-4vf10
Keywords
5G
ETSI
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ETSI
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3GPP TS 38.101-4 version 15.1.0 Release 15 2 ETSI TS 138 101-4 V15.1.0 (2019-05)
Contents
1 Scope . 9
2 References . 9
3.1 Definitions . 10
3.2 Symbols . 10
3.3 Abbreviations . 10
4 General . 11
4.1 Relationship between minimum requirements and test requirements . 11
4.2 Applicability of minimum requirements . 12
4.3 Specification suffix information . 12
4.4 Conducted requirements . 12
4.4.1 Conducted requirement reference point . 12
4.4.2 SNR definition . 12
4.4.3 Noc. 12
4.5 Radiated requirements . 13
4.5.1 Radiated requirement reference point . 13
4.5.2 SNR definition . 13
4.5.3 Noc. 13
4.5.3.1 Introduction . 13
4.5.3.2 Noc for NR operating bands in FR2 . 13
4.5.3.3 Derivation of Noc values for NR operating bands in FR2 . 14
4.5.4 Angle of arrival . 14
5 Demodulation performance requirements (Conducted requirements) . 15
5.1 General . 15
5.1.1 Applicability of requirements . 15
5.1.1.1 General . 15
5.1.1.2 Applicability of requirements for different number of RX antenna ports . 15
5.1.1.3 Applicability of requirements for optional UE capabilities . 15
5.2 PDSCH demodulation requirements . 16
5.2.1 1RX requirements . 19
5.2.2 2RX requirements . 19
5.2.2.1 FDD. 19
5.2.2.1.1 Minimum requirements for PDSCH Mapping Type A . 19
5.2.2.1.2 Minimum requirements for PDSCH Mapping Type A and CSI-RS overlapped with PDSCH . 21
5.2.2.1.3 Minimum requirements for PDSCH Mapping Type B . 22
5.2.2.1.4 Minimum requirements for PDSCH Mapping Type A and LTE-NR coexistence . 23
5.2.2.2 TDD . 24
5.2.2.2.1 Minimum requirements for PDSCH Mapping Type A . 24
5.2.2.2.2 Minimum requirements for PDSCH Mapping Type A and CSI-RS overlapped with PDSCH . 25
5.2.2.2.3 Minimum requirements for PDSCH Mapping Type B . 26
5.2.3 4RX requirements . 27
5.2.3.1 FDD. 27
5.2.3.1.1 Minimum requirements for PDSCH Mapping Type A . 27
5.2.3.1.2 Minimum requirements for PDSCH Mapping Type A and CSI-RS overlapped with PDSCH . 29
5.2.3.1.3 Minimum requirements for PDSCH Mapping Type B . 30
5.2.3.1.4 Minimum requirements for PDSCH Mapping Type A and LTE-NR coexistence . 31
5.2.3.2 TDD . 32
5.2.3.2.1 Minimum requirements for PDSCH Mapping Type A . 32
5.2.3.2.2 Minimum requirements for PDSCH Mapping Type A and CSI-RS overlapped with PDSCH . 35
5.2.3.2.3 Minimum requirements for PDSCH Mapping Type B . 36
5.3 PDCCH demodulation requirements . 37
5.3.1 1RX requirements . 39
5.3.2 2RX requirements . 39
5.3.2.1 FDD. 39
5.3.2.1.1 1 Tx Antenna performances . 39
5.3.2.1.2 2 Tx Antenna performances . 39
5.3.2.2 TDD . 40
ETSI
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3GPP TS 38.101-4 version 15.1.0 Release 15 3 ETSI TS 138 101-4 V15.1.0 (2019-05)
5.3.2.2.1 1 Tx Antenna performances . 40
5.3.2.2.2 2 Tx Antenna performances . 40
5.3.3 4RX requirements . 40
5.3.3.1 FDD. 40
5.3.3.1.1 1 Tx Antenna performances . 41
5.3.3.1.2 2 Tx Antenna performances . 41
5.3.3.2 TDD . 41
5.3.3.2.1 1 Tx Antenna performances . 41
5.3.3.2.2 2 Tx Antenna performances . 42
5.4 PBCH demodulation requirements . 42
5.4.1 1RX requirements . 42
5.4.2 2RX requirements . 42
5.4.2.1 FDD. 42
5.4.2.2 TDD . 43
5.4.3 4RX requirements . 44
5.4.3.1 FDD. 44
5.4.3.2 TDD . 44
5.5 Sustained downlink data rate provided by lower layers . 45
5.5.1 FR1 single carrier requirements . 45
5.5A Sustained downlink data rate provided by lower layers . 45
5.5A.1 FR1 CA requirements . 45
6 CSI reporting requirements (Conducted requirements) . 51
6.1 General . 51
6.1.1 Applicability of requirements . 52
6.1.2 Common test parameters . 52
6.2 Reporting of Channel Quality Indicator (CQI) . 55
6.2.1 1RX requirements . 55
6.2.2 2RX requirements . 55
6.2.2.1 FDD. 55
6.2.2.1.1 CQI reporting definition under AWGN conditions . 55
6.2.2.1.2 CQI reporting under fading conditions . 58
6.2.2.2 TDD . 62
6.2.2.2.1 CQI reporting definition under AWGN conditions . 62
6.2.2.2.2 Wideband CQI reporting under fading conditions . 64
6.2.3 4RX requirements . 68
6.2.3.1 FDD. 68
6.2.3.1.1 CQI reporting definition under AWGN conditions . 68
6.2.3.1.2 Wideband CQI reporting under fading conditions . 70
6.2.3.2 TDD . 74
6.2.3.2.1 CQI reporting definition under AWGN . 74
6.2.3.2.2 Wideband CQI reporting under fading conditions . 76
6.3 Reporting of Precoding Matrix Indicator (PMI) . 80
6.3.1 1RX requirements . 80
6.3.2 2RX requirements . 80
6.3.2.1 FDD. 80
6.3.2.1.1 Single PMI with 4TX TypeI-SinglePanel Codebook . 80
6.3.2.1.2 Single PMI with 8TX TypeI-SinglePanel Codebook . 83
6.3.2.2 TDD . 86
6.3.2.2.1 Single PMI with 4TX TypeI-SinglePanel Codebook . 86
6.3.2.2.2 Single PMI with 8TX TypeI-SinglePanel Codebook . 89
6.3.3 4RX requirements . 92
6.3.3.1 FDD. 92
6.3.3.1.1 Single PMI with 4TX TypeI-SinglePanel Codebook . 92
6.3.3.1.2 Single PMI with 8TX TypeI-SinglePanel Codebook . 95
6.3.3.2 TDD . 98
6.3.3.2.1 Single PMI with 4TX TypeI-SinglePanel Codebook . 98
6.3.3.2.2 Single PMI with 8TX TypeI-SinglePanel Codebook . 101
6.4 Reporting of Rank Indicator (RI) . 104
6.4.1 1RX requirements . 104
6.4.2 2RX requirements . 104
6.4.2.1 FDD. 104
ETSI
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3GPP TS 38.101-4 version 15.1.0 Release 15 4 ETSI TS 138 101-4 V15.1.0 (2019-05)
6.4.2.2 TDD . 107
6.4.3 4RX requirements . 110
6.4.3.1 FDD. 110
6.4.3.2 TDD . 113
7 Demodulation performance requirements (Radiated requirements) . 116
7.1 General . 116
7.1.1 Applicability of requirements . 116
7.1.1.1 General . 116
7.1.1.2 Applicability of requirements for different number of RX antenna ports . 116
7.1.1.3 Applicability of requirements for optional UE capabilities . 116
7.2 PDSCH demodulation requirements . 117
7.2.1 1RX requirements . 120
7.2.2 2RX requirements . 120
7.2.2.1 FDD. 120
7.2.2.2 TDD . 120
7.2.2.2.1 Minimum requirements for PDSCH Mapping Type-A . 120
7.3 PDCCH demodulation requirements . 122
7.3.1 1RX requirements . 123
7.3.2 2RX requirements . 124
7.3.2.1 FDD. 124
7.3.2.2 TDD . 124
7.3.2.2.1 1 Tx Antenna performances . 124
7.3.2.2.2 2 Tx Antenna performances . 124
7.4 PBCH demodulation requirements . 124
7.4.1 1RX requirements . 125
7.4.2 2RX requirements . 125
7.4.2.1 FDD. 125
7.4.2.2 TDD . 125
7.5 Sustained downlink data rate provided by lower layers . 125
8 CSI reporting requirements (Radiated requirements) . 126
8.1 General . 126
8.1.1 Applicability of requirements . 126
8.1.2 Common test parameters . 126
8.2 Reporting of Channel Quality Indicator (CQI) . 129
8.2.1 1RX requirements . 129
8.2.2 2RX requirements . 130
8.2.2.1 FDD. 130
8.2.2.2 TDD . 130
8.2.2.2.1 CQI reporting under AWGN conditions . 130
8.2.2.2.2 CQI reporting under fading conditions . 133
8.3 Reporting of Precoding Matrix Indicator (PMI) . 135
8.3.1 1RX requirements . 135
8.3.2 2RX requirements . 135
8.3.2.1 FDD. 135
8.3.2.2 TDD . 135
8.3.2.2.1 Single PMI with 2TX TypeI-SinglePanel Codebook . 135
8.4 Reporting of Rank Indicator (RI) . 138
8.4.1 1RX requirements . 138
8.4.2 2RX requirements . 138
8.4.2.1 FDD. 138
8.4.2.2 TDD . 138
9 Demodulation performance requirements for interworking . 141
9.1 General . 141
9.1.1 Applicability of requirements . 141
9.1.2 LTE Pcell setup . 141
9.1.2.1 FDD. 141
9.1.2.2 TDD . 142
9.2 Void . 143
9.2A PDSCH demodulation for CA . 143
9.2A.1 NR CA between FR1 and FR2.
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