|
TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Base Station (BS) radio transmission and reception
(3GPP TS 36.104 version 12.13.0 Release 12)
---------------------- Page: 1 ----------------------
3GPP TS 36.104 version 12.13.0 Release 12 1 ETSI TS 136 104 V12.13.0 (2019-05)
Reference
RTS/TSGR-0436104vcd0
Keywords
LTE
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE
Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88
Important notice
The present document can be downloaded from:
The present document may be made available in electronic versions and/or in print. The content of any electronic and/or
print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any
existing or perceived difference in contents between such versions and/or in print, the prevailing version of an ETSI
deliverable is the one made publicly available in PDF format at www.etsi.org/deliver.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
If you find errors in the present document, please send your comment to one of the following services:
Copyright Notification
No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying
and microfilm except as authorized by written permission of ETSI.
The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.
© ETSI 2019.
All rights reserved.
TM TM TM
DECT , PLUGTESTS , UMTS and the ETSI logo are trademarks of ETSI registered for the benefit of its Members.
TM TM
3GPP and LTE are trademarks of ETSI registered for the benefit of its Members and
of the 3GPP Organizational Partners.
oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and
of the oneM2M Partners.
GSM and the GSM logo are trademarks registered and owned by the GSM Association.
ETSI
---------------------- Page: 2 ----------------------
3GPP TS 36.104 version 12.13.0 Release 12 2 ETSI TS 136 104 V12.13.0 (2019-05)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
---------------------- Page: 3 ----------------------
3GPP TS 36.104 version 12.13.0 Release 12 3 ETSI TS 136 104 V12.13.0 (2019-05)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 7
1 Scope . 8
2 References . 8
3 Definitions, symbols and abbreviations . 9
3.1 Definitions . 9
3.2 Symbols . 11
3.3 Abbreviations . 12
4 General . 14
4.1 Relationship between minimum requirements and test requirements . 14
4.2 Base station classes . 14
4.3 Regional requirements . 14
4.4 Applicability of requirements . 15
4.5 Requirements for BS capable of multi-band operation . 16
5 Operating bands and channel arrangement . 16
5.1 General . 16
5.2 Void . 17
5.3 Void . 17
5.4 Void . 17
5.5 Operating bands . 17
5.6 Channel bandwidth . 26
5.7 Channel arrangement . 28
5.7.1 Channel spacing . 28
5.7.1A CA Channel spacing . 28
5.7.2 Channel raster . 29
5.7.3 Carrier frequency and EARFCN . 29
5.8 Requirements for contiguous and non-contiguous spectrum . 30
6 Transmitter characteristics . 31
6.1 General . 31
6.2 Base station output power . 31
6.2.1 Minimum requirement . 32
6.2.2 Additional requirement (regional) . 32
6.2.3 Home BS output power for adjacent UTRA channel protection. 32
6.2.4 Home BS output power for adjacent E-UTRA channel protection . 33
6.2.5 Home BS Output Power for co-channel E-UTRA protection . 34
6.3 Output power dynamics . 35
6.3.1 RE Power control dynamic range . 35
6.3.1.1 Minimum requirements . 35
6.3.2 Total power dynamic range . 36
6.3.2.1 Minimum requirements . 36
6.4 Transmit ON/OFF power . 36
6.4.1 Transmitter OFF power . 36
6.4.1.1 Minimum Requirement . 36
6.4.2 Transmitter transient period . 37
6.4.2.1 Minimum requirements . 37
6.5 Transmitted signal quality . 37
6.5.1 Frequency error . 37
6.5.1.1 Minimum requirement . 38
6.5.2 Error Vector Magnitude . 38
6.5.3 Time alignment error . 38
ETSI
---------------------- Page: 4 ----------------------
3GPP TS 36.104 version 12.13.0 Release 12 4 ETSI TS 136 104 V12.13.0 (2019-05)
6.5.3.1 Minimum Requirement . 38
6.5.4 DL RS power . 39
6.5.4.1 Minimum requirements . 39
6.6 Unwanted emissions . 39
6.6.1 Occupied bandwidth . 39
6.6.1.1 Minimum requirement . 39
6.6.2 Adjacent Channel Leakage power Ratio (ACLR) . 39
6.6.2.1 Minimum requirement . 40
6.6.2.2 Cumulative ACLR requirement in non-contiguous spectrum . 42
6.6.3 Operating band unwanted emissions . 43
6.6.3.1 Minimum requirements for Wide Area BS (Category A) . 44
6.6.3.2 Minimum requirements for Wide Area BS (Category B) . 47
6.6.3.2.1 Category B requirements (Option 1) . 47
6.6.3.2.2 Category B (Option 2) . 50
6.6.3.2A Minimum requirements for Local Area BS (Category A and B) . 52
6.6.3.2B Minimum requirements for Home BS (Category A and B) . 53
6.6.3.2C Minimum requirements for Medium Range BS (Category A and B) . 54
6.6.3.3 Additional requirements . 56
6.6.4 Transmitter spurious emis sions . 59
6.6.4.1 Mandatory Requirements . 59
6.6.4.1.1 Spurious emissions (Category A) . 59
6.6.4.1.2 Spurious emissions (Category B) . 60
6.6.4.2 Protection of the BS receiver of own or different BS . 60
6.6.4.2.1 Minimum Requirement . 60
6.6.4.3 Additional spurious emissions requirements . 60
6.6.4.3.1 Minimum Requirement . 60
6.6.4.4 Co-location with other base stations . 72
6.6.4.4.1 Minimum Requirement . 72
6.7 Transmitter intermodulation . 82
6.7.1 Minimum requirement . 82
6.7.2 Additional requirement for Band 41 . 82
7 Receiver characteristics . 83
7.1 General . 83
7.2 Reference sensitivity level . 83
7.2.1 Minimum requirement . 84
7.3 Dynamic range . 85
7.3.1 Minimum requirement . 85
7.4 In-channel selectivity . 87
7.4.1 Minimum requirement . 87
7.5 Adjacent Channel Selectivity (ACS) and narrow-band blocking . 89
7.5.1 Minimum requirement . 89
7.6 Blocking . 91
7.6.1 General blocking requirement. 91
7.6.1.1 Minimum requirement . 92
7.6.2 Co-location with other base stations . 97
7.6.2.1 Minimum requirement . 97
7.7 Receiver spurious emissions. 106
7.7.1 Minimum requirement . 106
7.8 Receiver intermodulation . 107
7.8.1 Minimum requirement . 107
8 Performance requirement . 111
8.1 General . 111
8.2 Performance requirements for PUSCH . 112
8.2.1 Requirements in multipath fading propagation conditions . 112
8.2.1.1 Minimum requirements . 112
8.2.2 Requirements for UL timing adjustment . 120
8.2.2.1 Minimum requirements . 121
8.2.3 Requirements for high speed train . 121
8.2.3.1 Minimum requirements . 121
8.2.4 Requirements for HARQ-ACK multiplexed on PUSCH . 122
ETSI
---------------------- Page: 5 ----------------------
3GPP TS 36.104 version 12.13.0 Release 12 5 ETSI TS 136 104 V12.13.0 (2019-05)
8.2.4.1 Minimum requirement . 122
8.2.5 Requirements for PUSCH with TTI bundling and enhanced HARQ pattern . 123
8.2.5.1 Minimum requirements . 124
8.3 Performance requirements for PUCCH . 124
8.3.1 DTX to ACK performance . 124
8.3.1.1 Minimum requirement . 124
8.3.2 ACK missed detection requirements for single user PUCCH format 1a . 124
8.3.2.1 Minimum requirements . 124
8.3.3 CQI performance requirements for PUCCH format 2 . 125
8.3.3.1 Minimum requirements . 125
8.3.4 ACK missed detection requirements for multi user PUCCH format 1a . 126
8.3.4.1 Minimum requirement . 126
8.3.5 ACK missed detection requirements for PUCCH format 1b with Channel Selection . 126
8.3.5.1 Minimum requirements . 127
8.3.6 ACK missed detection requirements for PUCCH format 3 . 127
8.3.6.1 Minimum requirements . 127
8.3.7 NACK to ACK requirements for PUCCH format 3 . 128
8.3.7.1 Minimum requirement . 128
8.3.8 CQI performance requirements for PUCCH format 2 with DTX detection . 128
8.3.8.1 Minimum requirements . 129
8.4 Performance requirements for PRACH . 129
8.4.1 PRACH False alarm probability . 129
8.4.1.1 Minimum requirement . 129
8.4.2 PRACH detection requirements . 129
8.4.2.1 Minimum requirements . 130
Annex A (normative): Reference measurement channels . 131
A.1 Fixed Reference Channels for reference sensitivity and in-channel selectivity (QPSK, R=1/3) . 131
A.2 Fixed Reference Channels for dynamic range (16QAM, R=2/3) . 132
A.3 Fixed Reference Channels for performance requirements (QPSK 1/3) . 132
A.4 Fixed Reference Channels for performance requirements (16QAM 3/4) . 133
A.5 Fixed Reference Channels for performance requirements (64QAM 5/6) . 133
A.6 PRACH Test preambles . 133
A.7 Fixed Reference Channels for UL timing adjustment (Scenario 1) . 134
A.8 Fixed Reference Channels for UL timing adjustment (Scenario 2) . 134
A.9 Multi user PUCCH test. 135
A.10 PUCCH transmission on two antenna ports test . 135
A.11 Fixed Reference Channel for PUSCH with TTI bundling and enhanced HARQ pattern . 135
Annex B (normative): Propagation conditions . 136
B.1 Static propagation condition . 136
B.2 Multi-path fading propagation conditions . 136
B.3 High speed train condition . 137
B.4 Moving propagation conditions . 138
B.5 Multi-Antenna channel models . 139
B.5.1 Definition of MIMO Correlation Matrices . 139
B.5.2 MIMO Correlation Matrices at High, Medium and Low Level . 140
B.5A Multi-Antenna channel models using cross polarized antennas . 142
B.5A.1 Definition of MIMO Correlation Matrices using cross polarized antennas. 143
B.5A.2 Spatial Correlation Matrices at UE and eNB sides . 143
B.5A.2.1 Spatial Correlation Matrices at UE side . 143
ETSI
---------------------- Page: 6 ----------------------
3GPP TS 36.104 version 12.13.0 Release 12 6 ETSI TS 136 104 V12.13.0 (2019-05)
B.5A.2.2 Spatial Correlation Matrices at eNB side . 144
B.5A.3 MIMO Correlation Matrices using cross polarized ant
...