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TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Requirements on User Equipments (UEs)
supporting a release-independent frequency band
(3GPP TS 36.307 version 11.21.0 Release 11)
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3GPP TS 36.307 version 11.21.0 Release 11 1 ETSI TS 136 307 V11.21.0 (2018-07)
Reference
RTS/TSGR-0436307vbl0
Keywords
LTE
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3GPP TS 36.307 version 11.21.0 Release 11 2 ETSI TS 136 307 V11.21.0 (2018-07)
Intellectual Property Rights
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Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
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3GPP TS 36.307 version 11.21.0 Release 11 3 ETSI TS 136 307 V11.21.0 (2018-07)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 4
1 Scope . 5
2 References . 5
3 Definitions and abbreviations . 5
3.1 Definitions . 5
3.2 Abbreviations . 6
3.3 Symbols . 6
3A Release independent features . 6
3A.0 General . 6
3A.1 Additional E-UTRA operating bands . 6
3A.2 Additional E-UTRA CA configurations . 7
3A.3 Additional operating bands and/or CA configurations for specific features . 8
3A.4 Other release independent features . 9
4 – 292 Void . 9
Annex A (informative): Frequency arrangement for overlapping operating bands . 10
Annex B (normative): Common Requirements . 11
B.1 Purpose of annex . 11
B.2 Common RRM requirements . 11
B.2.1 Common RRM requirements for a release independent band . 11
B.2.2 Common RRM requirements for an intra-band contiguous CA configuration . 12
B.2.3 Common RRM requirements for an intra-band non-contiguous CA configuration . 12
B.2.4 Common RRM requirements for an inter-band CA configuration . 12
B.3 Common UE performance requirements . 13
B.3.1 Void . 13
B.3.2 Common UE performance requirements and tests for different CA configurations and combination
sets . 13
B.3.3 Void . 14
B.3.4 Void . 14
B.4 Common UE RF requirements . 14
B.4.1 Common UE RF requirements for a release independent band . 14
B.4.2 Common UE RF requirements for an intra-band contiguous CA configuration . 15
B.4.3 Common UE RF requirements for an inter-band CA configuration. 16
B.4.4 Common UE RF requirements for an inter-band CA configuration including an operating band without
uplink band . 17
B.4.5 Void . 17
Annex C (informative): Change history . 18
History . 23
ETSI
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3GPP TS 36.307 version 11.21.0 Release 11 4 ETSI TS 136 307 V11.21.0 (2018-07)
Foreword
rd
This Technical Specification has been produced by the 3 Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
ETSI
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3GPP TS 36.307 version 11.21.0 Release 11 5 ETSI TS 136 307 V11.21.0 (2018-07)
1 Scope
The present document specifies requirements for Rel-11UEs supporting release independent features like:
- additional E-UTRA operating frequency bands on top of Rel-11 of TS 36.101 [2] and TS 36.133 [3];
- additional E-UTRA CA configurations (intra-band/inter-band) on top of Rel-11 of TS 36.101 [2] and TS 36.133
[3];
- additional operating bands and/or CA configurations for specific features;
- other release independent features (like 4Rx antenna port).
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
• References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document.
[1] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications".
[2] 3GPP TS 36.101: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
Radio Transmission and Reception".
NOTE: The considered release is given in the text of the present document that uses [2].
[3] 3GPP TS 36.133: "Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for
Support of Radio Resource Management".
NOTE: The considered release is given in the text of the present document that uses [3].
[4] 3GPP TS 36.306: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
radio access capabilities".
NOTE: The considered release is given in the text of the present document that uses [4].
[5] Void
3 Definitions and abbreviations
3.1 Definitions
For the purposes of the present document, the terms and definitions given in 3GPP TR 21.905 [1] and the following
apply. A term defined in the present document takes precedence over the definition of the same term, if any, in 3GPP
TR 21.905 [1].
release independent: applicable to some frozen releases, starting from a certain release Rel-M
ETSI
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3GPP TS 36.307 version 11.21.0 Release 11 6 ETSI TS 136 307 V11.21.0 (2018-07)
NOTE 1: Normally, a feature is introduced only in the latest open release Rel-N and future releases are based on
the previous one so that future releases inherit the requirements of this feature. Introducing a feature "in a
release independent way from Rel-M onwards" (M feature would be also beneficial in previous, already frozen releases starting with Rel-M until Rel-(N-1).
In order to avoid touching TS 36.101 [2] or TS 36.133 [3] of these frozen releases, the corresponding
requirements are captured in TS 36.307 via pointers to [2] or [3] of the release in which the feature was
introduced.
NOTE 2: Release independent does not mean applicable to all releases.
3.2 Abbreviations
For the purposes of the present document, the abbreviations given in 3GPP TR 21.905 [1] and the following apply. An
abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in
3GPP TR 21.905 [1].
4Rx 4 UE receiver antenna ports
CA Carrier Aggregation
CSI Channel State Indicator
FDD Frequency Division Duplex
RRC Radio Resource Control
RRM Radio Resource Management
TDD Time Division Duplex
UE User Equipment
3.3 Symbols
For the purposes of the present document, the following symbols apply:
N Release in which a feature is introduced into TS 36.101 [2] and TS 36.133 [3]
M Release from which onwards (including release M) a feature is release independent
3A Release independent features
3A.0 General
TSG-RAN has agreed for certain features (see the following clauses) to introduce them in a "release independent way".
This means for each feature:
- it is "introduced" in a release N, i.e. TS 36.101 [2] and TS 36.133 [3] of release N define certain UE
requirements for this feature; the feature is indicated in the tables of the following clauses;
- it is "release independent" starting from a release M (M the following clauses;
- UEs supporting this feature have to fulfill additional requirements in release M or higher which are specified in
one or more Annexes of TS 36.307 of release N; the applicable Annexes for a given feature are provided in the
tables of the following clauses.
The applicable UE Categories are specified in TS 36.306 [4] according to the release to which the UE conforms.
3A.1 Additional E-UTRA operating bands
Requirements for a Rel-11 UE for additional E-UTRA operating bands compared to TS 36.101 Rel-11 [2] are
introduced via this clause.
ETSI
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3GPP TS 36.307 version 11.21.0 Release 11 7 ETSI TS 136 307 V11.21.0 (2018-07)
Table 3A.1-1: E-UTRA operating bands and UE power class
Requirements to be
Release fulfilled
Duplex-
Feature independent (see TS 36.307 of the
mode
from release in which the band
was introduced)
Operating bands, band number <= 64, Power Class 3 FDD, TDD Rel-8 Table B.2.1-1, Table B.4.1-1
Operating bands, band number > 64, Power Class 3 FDD, TDD Rel-9 Table B.2.1-1, Table B.4.1-1
Operating bands, NS-value > 32 FDD, TDD Rel-10 Table B.2.1-1, Table B.4.1-1
Asymmetric operating bands, Power Class 3 FDD Rel-10 Table B.2.1-1, Table B.4.1-1
Operating bands, band number <= 64, Power Class 1 FDD Rel-10 Table B.2.1-1, Table B.4.1-1
Operating bands, Power Class 2 TDD Rel-10 Table B.2.1-1, Table B.4.1-1
For example, Band 19 was introduced in the Release 9 specifications. In order to implement a UE conforming to
Release 8 but supporting Band 19, it is necessary for the UE to additionally conform to some parts of the Release 9
specifications (see corresponding Annexes of TS 36.307 Rel-9 which will point to the requirements in the Rel-9 of TS
36.101 [2] or TS 36.133 [3] to be fulfilled), such as the radio frequency and radio resource management requirements
for the Band 19.
3A.2 Additional E-UTRA CA configurations
Requirements for a Rel-11 UE for additional E-UTRA CA configurations compared to TS 36.101 Rel-11 [2] are
introduced via this clause.
Table 3A.2-1: Intra-band contiguous CA configurations
requirements to be fulfilled
Release
CA BW Duplex- (see 36.307 of the REL in which
Feature DL/UL independent
Class mode the CA configuration was
from
introduced)
Table B.2.2-1, Table B.3.2-1,
B FDD Rel-10
Table B.4.2-1
Table B.2.2-1, Table B.3.2-1,
C FDD, TDD Rel-10
Table B.4.2-1
DL
Table B.2.2-1, Table B.3.2-1,
Intra-band contiguous D TDD Rel-10
Table B.4.2-1
CA configurations,
Table B.2.2-1, Table B.3.2-1,
power class 3 E TDD Rel-11
Table B.4.2-1
Table B.2.2-1, Table B.3.2-1,
B FDD Rel-10
Table B.4.2-1
UL
Table B.2.2-1, Table B.3.2-1,
C, D FDD, TDD Rel-10
Table B.4.2-1
Intra-band contiguous Table B.2.2-1, Table B.3.2-1,
CA configurations, UL C TDD Rel-10 Table B.4.2-1
power class 2
NOTE 1: The duplex mode "FDD, TDD" refers to a CA configuration composed by only FDD bands or only TDD
bands, respectively.
ETSI
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3GPP TS 36.307 version 11.21.0 Release 11 8 ETSI TS 136 307 V11.21.0 (2018-07)
Table 3A.2-2: Inter-band CA configurations
requirements to be
fulfilled
number Release
number CA BW Duplex- (see 36.307 of the
Feature DL/UL of independent
of CCs Classes mode REL in which the
bands from
CA configuration
was introduced)
Table B.2.4-1, Table
2-4 A, B, C FDD, TDD Rel-10 B.3.2-1, Table B.4.3-
1 or Table B.4.4-1
2
Table B.2.4-1, Table
2-5 D, E FDD, TDD Rel-11 B.3.2-1, Table B.4.3-
1 or Table B.4.4-1
Table B.2.4-1, Table
DL 3 A FDD, TDD Rel-10 B.3.2-1, Table B.4.3-
Inter-band CA 1 or Table B.4.4-1
3
configurations Table B.2.4-1, Table
3-5 B, C, D FDD, TDD Rel-11 B.3.2-1, Table B.4.3-
1 or Table B.4.4-1
Table B.2.4-1, Table
4 4-5 A, C FDD, TDD Rel-11 B.3.2-1, Table B.4.3-
1 or Table B.4.4-1
Table B.2.4-1, Table
UL 2 2-4 A, C FDD, TDD Rel-11 B.3.2-1, Table B.4.3-
1 or Table B.4.4-1
NOTE 1: The duplex mode "FDD, TDD" refers to a CA configuration composed by only FDD bands or only TDD
bands, respectively.
For example, CA configuration CA_1A-19A was introduced in the Release 11 specifications. In order to implement a
UE conforming to Release 10 but supporting the CA configuration CA_1A-19A, it is necessary for the UE to
additionally conform to some parts of the Release 11 specifications (see corresponding Annexes of TS 36.307 Rel-11
which will point to the requirements in the Rel-11 of TS 36.101 [2] and TS 36.133 [3] to be fulfilled), such as the radio
frequency and radio resource management requirements for the CA configuration CA_1A-19A.
Table 3A.2-3: Intra-band non-contiguous CA configurations
requirements to
be fulfilled
number Release (see 36.307 of
number CA BW Duplex-
Feature DL/UL of sub- independent the REL in which
of CCs Classes mode
blocks from the CA
configuration
was introduced)
Table B.2.3-1,
2 2-5 A, C, D FDD, TDD Rel-11 Table B.3.2-1,
Table B.4.5-1
DL
Intra-band non- Table B.2.3-1,
contiguous CA 3 3-5 A, C FDD, TDD Rel-11 Table B.3.2-1,
configurations Table B.4.5-1
Table B.2.3-1,
UL 2 2 A FDD Rel-11 Table B.3.2-1,
Table B.4.5-1
NOTE 1: The duplex mode "FDD, TDD" refers to a CA configuration composed by only FDD bands or only TDD
bands, respectively.
3A.3 Additional operating bands and/or CA configurations for
specific features
For a specific feature introduced in an earlier release, it may be decided in a later release to apply this specific feature in
a release independent way for additional operating bands and/or CA configurations. For a Rel-11 UE corresponding
requirements are then introduced via this clause.
ETSI
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3GPP TS 36.307 version 11.21.0 Release 11 9 ETSI TS 136 307 V11.21.0 (2018-07)
Table 3A.3-1: Operating bands for specific features
Requirements to be Further information
Release fulfilled
Feature independent (see 36.307 of the REL
from when the feature was
introduced)
Table 3A.3-2: CA configurations for specific features
Requirements to be Further information
Release fulfilled
Feature independent (see 36.307 of the REL
from when the feature was
introduced)
3A.4 Other release independent features
This clause covers requirements for a Rel-11 UE coming from all other release independent features that are not
covered under clause 3A.1, 3A.2 and 3A.3, e.g. generic baseband requirements or requirements that are not band/CA
configuration specific.
Table 3A.4-1: Additional requirements of other release independent features
Requirements to be Further information
Release fulfilled
Feature independent (see 36.307 of the REL
from when the feature was
introduced)
RF and performance Rel-10 Table C.1-1, Table C.2-1 REL-13 WI LTE_4Rx_AP_DL introduced:
requirements for 4Rx for single carrier and Table - single carrier RF requirements for bands 1, 2, 3,
UEs C.1-2, Table C.2-2 for CA 7, 20, 39, 41, 42: see Table C.1-1
- CA RF requirements for CA_3A-42A and other
1UL CA configurations (see TS 36.101 REL-13 [2]
Table 7.3.1A-0a NOTE 20): see Table C.1-2
- single carrier performance requirements for
demodulation and CSI: see Table C.2-1
REL-14 WI LTE_4Rx_AP_DL_bands introduced:
- single carrier RF requirements for band 35, 40:
see Table C.1-1
- CA RF requirements for some further 1UL CA
configurations (see TS 36.101 REL-14 [2]): see
Table C.1-2
REL-14 WI LTE_4Rx_AP_DL_CA introduced:
- CA RF requirements for some 2DL/2UL CA
configurations (see TS 36.101 REL-14 [2]): see
Table C.1-2
- CA performance requirements for
demodulation/SDR and CSI: see Table C2-2
REL-15 WI LTE_4Rx_AP_DL_bands_R15
introduced:
- single carrier RF requirements for band 4, 34, 43,
66: see Table C.1-1
- CA RF requirements for some further 1UL CA
configurations (see TS 36.101 REL-15 [2]): see
Table C.1-2
4 – 292 Void
ETSI
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3GPP TS 36.307 version 11.21.0 Release 11 10 ETSI TS 136 307 V11.21.0 (2018-07)
Annex A (informative):
Frequency arrangement for overlapping operating bands
The following information is provided in order to assist a UE derive the DL EARFCN and UL EARFCN in a multi-
band environment, in which multiple overlapping operating bands may be indicated in the fields freqBandIndicator and
multiBandInfoList of SIB1.
The overlapping bands, independent of release, which may be indicated in a cell are shown in Table A-1 for applicable
E-UTRA bands. The DL EARFCN and UL EARFCN are derived according to TS 36.101 Rel-11 [2].
Table A-1: Overlapping bands (multi-band environments) for each E-UTRA band
E-UTRA Overlapping E-UTRA operating Duplex
Operating bands Mode
Band
2 25 FDD
3 9 FDD
4 10 FDD
5 18, 19, 26 FDD
9 3 FDD
10 4 FDD
12 17 FDD
17 12 FDD
18 5, 26, 27 FDD
19 5, 26 FDD
25 2 FDD
26 5, 18, 19, 27 FDD
27 18, 26 FDD
33 39 TDD
38 41 TDD
39 33 TDD
41 38 TDD
ETSI
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3GPP TS 36.307 version 11.21.0 Release 11 11 ETSI TS 136 307 V11.21.0 (2018-07)
Annex B (normative):
Common Requirements
B.1 Purpose of annex
The purpose of Annex B is to group the requirements that are common for several bands or CA configurations in this
specification and use the common tables as references.
B.2 Common RRM requirements
B.2.1 Common RRM requirements for a release independent
band
The requirements and test cases listed in Table B.2.1-1 are specified in TS 36.133 Rel-11 [3].
Table B.2.1-1: Common RRM requirements for a release independent band
Section / Clause Description
Note 1
4 E-UTRAN RRC_IDLE state mobility
5 E-UTRAN RRC_CONNECTED state mobility
Note 2
6 RRC Connection Mobility Control
Note 3
7 Timing and signalling characteristics
Note 4
8 UE Measurements Procedures in RRC_CONNECTED State
Note 5
9 Measurements performance requirements for UE
Note 1
A.4 E-UTRAN RRC_IDLE state
A.5 E-UTRAN RRC CONNECTED Mode Mobility
Note 2
A.6 RRC Connection Control
Note 3
A.7 Timing and Signalling Characteristics
Note 4
A.8 UE Measurements Procedures
Note 5
A.9 Measurement Performance Requirements
NOTE 1: All requirements and the corresponding test cases shall apply, except:
- for supporting the corresponding band in Rel-9 and below: clause 4.3 (Minimization of Drive
Tests).
NOTE 2: All requirements and the corresponding test cases shall apply, except:
- for supporting the corresponding band in Rel-8: clauses 6.3 (RRC Connection Release with
Redirection), 6.4 (CSG Proximity Indication for E-UTRAN and UTRAN).
NOTE 3: All requirements and corresponding test cases shall apply, except those defined in sections 7.4 and
7.5.
NOTE 4: All requirements and corresponding test cases shall apply, except:
- for supporting the corresponding band in Rel-8: clauses 8.1.2.5 (E-UTRAN OTDOA Intra-
Frequency RSTD Measurements), 8.1.2.6 (E-UTRAN Inter-Frequency OTDOA Measurements),
8.1.2.7 (E-UTRAN E-CID Measurements).
NOTE 5: All requirements and corresponding test cases shall apply, except:
- for supporting the corresponding band in Rel-8: clauses 9.1.9 (UE Rx–Tx time difference),
9.1.10 (Reference Signal Time Difference).
NOTE 6: All requirements and test cases in this table shall apply, except those defined for: carrier
aggregation; measurements under time-domain measurement resource restriction with or without
CRS assistance information, in addition to the exceptions listed above.
ETSI
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3GPP TS 36.307 version 11.21.0 Release 11 12 ETSI TS 136 307 V11.21.0 (2018-07)
B.2.2 Common RRM requirements for an intra-band contiguous
CA configuration
The requirements and test cases listed in Table B.2.2-1 are specified in TS 36.133 Rel-11 [3].
Table B.2.2-1: Common RRM requirements for a release independent single-band CA configuration
Section / Clause Description
7.1 UE transmit timing
7.7 SCell Activation and Deactivation Delay for E-UTRA Carrier Aggregation
7.8 Interruptions with Carrier Aggregation
8.2 Capabilities for Support of Event Triggering and Reporting Criteria
8.3 Measurements for E-UTRA carrier aggregation
8.4 OTDOA RSTD Measurements for E-UTRAN carrier aggregation
9.1.11 Carrier aggregation measurement accuracy
9.1.12 Reference Signal Time Difference (RSTD) Measurement Accuracy
Requirements for Carrier Aggregation
A.7 Timing and Signalling Characteristics
A.8 UE Measurements Procedures
A.9 Measurement Performance Requirements
NOTE: Only requirements and test cases defined for intra-band contiguous carrier aggregation shall apply.
B.2.3 Common RRM requirements for an intra-band non-
contiguous CA configuration
The requirements and test cases listed in Table B.2.3-1 are specified in TS 36.133 Rel-11 [3].
Table B.2.3-1: Common RRM requirements for a release independent single-band CA configuration
Section / Clause Description
7.1 UE transmit timing
7.7 SCell Activation and Deactivation Delay for E-UTRA Carrier Aggregation
7.8 Interruptions with Carrier Aggregation
8.2 Capabilities for Support of Event Triggering and Reporting Criteria
8.3 Measurements for E-UTRA carrier aggregation
8.4 OTDOA RSTD Measurements for E-UTRAN carrier aggregation
9.1.11 Carrier aggregation measurement accuracy
9.1.12 Reference Signal Time Difference (RSTD) Measurement Accuracy
Requirements for Carrier Aggregation
A.7 Timing and Signalling Characteristics
A.8 UE Measurements Procedures
A.9 Measurement Performance Requirements
NOTE: Only requirements and test cases defined for intra-band non-contiguous carrier aggregation shall
apply.
B.2.4 Common RRM requirements for an inter-band CA
configuration
The requirements and test cases listed in Table B.2.4-1 are
...