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TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
User Equipment (UE) conformance specification;
Radio transmission and reception;
Part 2: Implementation Conformance Statement (ICS)
(3GPP TS 36.521-2 version 15.3.0 Release 15)
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3GPP TS 36.521-2 version 15.3.0 Release 15 1 ETSI TS 136 521-2 V15.3.0 (2018-10)
Reference
RTS/TSGR-0536521-2vf30
Keywords
LTE
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ETSI
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3GPP TS 36.521-2 version 15.3.0 Release 15 2 ETSI TS 136 521-2 V15.3.0 (2018-10)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
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Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
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3GPP TS 36.521-2 version 15.3.0 Release 15 3 ETSI TS 136 521-2 V15.3.0 (2018-10)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 4
Introduction . 4
1 Scope . 5
2 References . 5
3 Definitions, symbols and abbreviations . 6
3.1 Definitions . 6
3.2 Symbols . 7
3.3 Abbreviations . 7
4 Recommended test case applicability . 7
4.1 RF conformance test cases . 9
4.2 RRM conformance test cases . 195
Annex A (normative): ICS proforma for E-UTRA User Equipment . 292
A.1 Guidance for completing the ICS proforma . 292
A.1.1 Purposes and structure . 292
A.1.2 Abbreviations and conventions . 292
A.1.3 Instructions for completing the ICS proforma . 293
A.2 Identification of the User Equipment . 293
A.2.1 Date of the statement . 293
A.2.2 User Equipment Under Test (UEUT) identification . 293
A.2.3 Product supplier . 293
A.2.4 Client . 294
A.2.5 ICS contact person . 294
A.3 Identification of the protocol . 295
A.4 ICS proforma tables. 295
A.4.1 UE Implementation Types . 295
A.4.2 UE Service Capabilities . 295
A.4.3 Baseline Implementation Capabilities . 296
A.4.4 Feature group indicators . 306
A.4.5 Additional information . 350
A.4.6 CA Physical Layer Baseline Implementation Capabilities . 358
A.4.6.1 Intra-band contiguous CA Physical Layer Baseline Implementation Capabilities . 358
A.4.6.2 Intra-band non-contiguous CA Physical Layer Baseline Implementation Capabilities . 361
A.4.6.3 Inter-band CA Physical Layer Baseline Implementation Capabilities . 363
A.4.7 Category M1 UE Centre Frequency Implementation . 378
Annex B (informative): Change history . 379
History . 394
ETSI
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3GPP TS 36.521-2 version 15.3.0 Release 15 4 ETSI TS 136 521-2 V15.3.0 (2018-10)
Foreword
rd
This Technical Specification has been produced by the 3 Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
Introduction
The present document is part 2 of a multi-parts TS:
3GPP TS 36.521-1 [1]: Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
conformance specification Radio transmission and reception Part 1: Conformance testing.
3GPP TS 36.521-2: Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
conformance specification Radio transmission and reception Part :2 Implementation Conformance
Statement (ICS).
3GPP TS 36.521-3 [2]: Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
conformance specification Radio transmission and reception Part 3: Radio Resource Management (RRM)
Conformance Testing.
ETSI
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3GPP TS 36.521-2 version 15.3.0 Release 15 5 ETSI TS 136 521-2 V15.3.0 (2018-10)
1 Scope
The present document provides the Implementation Conformance Statement (ICS) proforma for 3G Evolved Universal
Terrestrial Radio Access (E-UTRA) User Equipment (UE), in compliance with the relevant requirements, and in
accordance with the relevant guidance given in ISO/IEC 9646-1 [3] and ISO/IEC 9646-7 [4]
The present document specifies the recommended applicability statement for the test cases included in 3GPP TS
36.521-1 [1] and 3GPP TS 36.521-3 [2]. These applicability statements are based on the features implemented in the
UE.
Special conformance testing functions can be found in 3GPP TS 36.509 [5] and the common test environments are
included in 3GPP TS 36.508 [6].
The present document is valid for UE implemented according to 3GPP releases starting from Release 8 up to the
Release indicated on the cover page of the present document.
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
• References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document unless the context in which the reference is made suggests a different Release is
relevant (information on the applicable release in a particular context can be found in e.g. test case title,
description or applicability, message description or content).
[1] 3GPP TS 36.521-1: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment
(UE) conformance specification Radio transmission and reception Part 1: Conformance testing ".
[2] 3GPP TS 36.521-3: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment
(UE) conformance specification Radio transmission and reception Part 3: Radio Resource
Management Conformance Testing ".
[3] ISO/IEC 9646-1: "Information technology - Open systems interconnection - Conformance testing
methodology and framework - Part 1: General concepts".
[4] ISO/IEC 9646-7: "Information technology - Open systems interconnection - Conformance testing
methodology and framework - Part 7: Implementation Conformance Statements".
[5] 3GPP TS 36.509: " Evolved Universal Terrestrial Radio Access (E-UTRA); Special conformance
testing functions for User Equipment ".
[6] 3GPP TS 36.508: "Evolved Universal Terrestrial Radio Access (E-UTRA); Common Test
Environments for User Equipment (UE) Conformance Testing".
[7] Void
[8] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications".
[9] 3GPP TS 36.201: " LTE Physical Layer - General Description"
[10] 3GPP TS 36.302: " Evolved Universal Terrestrial Radio Access (E-UTRA); Services provided by
the physical layer for E-UTRA".
[11] 3GPP TS 36.321: "Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access
Control (MAC) protocol specification".
ETSI
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3GPP TS 36.521-2 version 15.3.0 Release 15 6 ETSI TS 136 521-2 V15.3.0 (2018-10)
[12] 3GPP TS 36.322: "Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Link Control
(RLC) protocol specification".
[13] 3GPP TS 36.323: "Evolved Universal Terrestrial Radio Access (E-UTRA); Packet Data
Convergence Protocol (PDCP) specification".
[14] 3GPP TS 36.331: "Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource
Control (RRC) Protocol Specification".
[15] 3GPP TS 24.301: "Non-Access-Stratum (NAS) protocol for Evolved Packet System (EPS); Stage
3"
[16] 3GPP TS 36.307: "Requirements on User Equipments (UEs) Supporting a release-independent
frequency band".
[17] 3GPP TS 36.306: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
radio access capabilities".
[18] 3GPP TS 36.133: "Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for
support of radio resource management".
[19] 3GPP TS 36.101: "E-UTRA UE radio transmission and reception".
3 Definitions, symbols and abbreviations
For the purposes of the present document, the following terms, definitions, symbols and abbreviations apply:
- such given in TR 21.905 [8]
- such given in ISO/IEC 9646-1 [3] and ISO/IEC 9646-7 [4]
NOTE: Some terms and abbreviations defined in [3] and [4] are explicitly included below with small
modification to reflect the terminology used in 3GPP.
3.1 Definitions
Implementation Conformance Statement (ICS): statement made by the supplier of an implementation or system
claimed to conform to a given specification, stating which capabilities have been implemented
ICS proforma: document, in the form of a questionnaire, which when completed for an implementation or system
becomes an ICS
Implementation eXtra Information for Testing (IXIT): A statement made by a supplier or implementer of an UEUT
which contains or references all of the information (in addition to that given in the ICS) related to the UEUT and its
testing environment, which will enable the test laboratory to run an appropriate test suite against the UEUT
IXIT proforma: A document, in the form of a questionnaire, which when completed for an UEUT becomes an IXIT
Protocol Implementation Conformance Statement (PICS): An ICS for an implementation or system claimed to
conform to a given protocol specification
Protocol Implementation eXtra Information for Testing (PIXIT): An IXIT related to testing for conformance to a
given protocol specification
static conformance review: A review of the extent to which the static conformance requirements are claimed to be
supported by the UEUT, by comparing the answers in the ICS(s) with the static conformance requirements expressed in
the relevant specification(s)
ETSI
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3GPP TS 36.521-2 version 15.3.0 Release 15 7 ETSI TS 136 521-2 V15.3.0 (2018-10)
3.2 Symbols
No specific symbols have been identified so far.
3.3 Abbreviations
For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An
abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in
TR 21.905 [8].
For the purposes of the present document, the following abbreviations apply:
ICS Implementation Conformance Statement
IXIT Implementation eXtra Information for Testing
PICS Protocol Implementation Conformance Statement
PIXIT Protocol Implementation eXtra Information for Testing
RRM Radio Resource Management
SCS System Conformance Statement
TC Test Case
UEUT User Equipment Under Test
4 Recommended test case applicability
The applicability of each individual test is identified in the tables 4.1-1 or 4.2-1. This is just a recommendation based on
the purpose for which the test case was written.
The applicability of every test is formally expressed by the use of Boolean expression that are based on parameters
(ICS) included in annex A of the present document.
Selection criteria of tested bands / CA-Configurations for each applicable test is formally expressed using group theory
based on parameters (ICS) included in annex A of the present document.
Additional information related to the Test Case (TC), e.g. affecting its dynamic behaviour or its execution may be
provided as well
The columns in tables 4.1-1 / 4.2-1 have the following meaning:
Clause
The clause column indicates the clause number in TS 36.521-1 [1] or respectively TS 36.521-3 [2] that contains the test
body.
Title
The title column describes the name of the test and contains the clause title of the clause in TS 36.521-1 [1] or TS
36.521-3 [2] that contains the test body.
Release
The release column indicates the earliest release from which each test case is applicable. It may also indicate a range of
releases or a single release to which a test case is applicable.
Applicability - Condition
The following notations are used for the applicability column:
R recommended - the test case is recommended to all terminals supporting E-UTRA
O optional - the test case is optional
N/A not applicable - in the given context, the test case is not recommended.
ETSI
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3GPP TS 36.521-2 version 15.3.0 Release 15 8 ETSI TS 136 521-2 V15.3.0 (2018-10)
Ci conditional - the test is recommended ("R") or not ("N/A") depending on the support of other
items. "i" is an integer identifying an unique conditional status expression which is defined
immediately following the table. For nested conditional expressions, the syntax "IF . THEN (IF .
THEN . ELSE.) ELSE ." is used to avoid ambiguities.
Applicability - Comments
This comments column contains a verbal description of the condition included in the applicability column.
Tested Bands / CA-Configurations Selection
This column defines a set of bands / CA Configurations the test is to be run for, if the test is applicable. If the set is
empty, the test is considered as not applicable.
The following notations are used in the tested bands selection column:
Di Derive the set based on Band Selection Criteria Di defined in table 4.1-1b.
Ei Derive the set based on CA Configurations Selection Criteria Ei defined in table 4.1-1c.
TBD Band selection not defined at this time, in the meantime test all Bands / CA Configurations
Text For more complex selection criteria, or if the criteria are already specified somewhere else in the
spec, text reference to the section is given.
Branch
This column contains indication if the test case may perform differently depending on the UE capabilities.
NOTE 1: To meet the validation requirements from certification bodies then there is a need to uniquely reference
the FDD and TDD branch (i.e. different behaviour within one and the same TC) of common FDD and
TDD RF test cases in table 4.1-1. The FDD and TDD branches of common FDD and TDD test cases can
be referenced by amending a "FDD" or "TDD" suffix to the test case clause number. For example for test
case 6.2.2 the FDD and TDD branches can be identified by "6.2.2 FDD" and "6.2.2 TDD".
NOTE 2: To meet the validation requirements from certification bodies then there is a need to uniquely reference
the 2Rx (UE supports 2 Rx antenna ports in the tested band) and 4Rx (UE supports 4 Rx antenna ports in
the tested band) branch of common 2Rx and 4Rx RRM test cases in table 4.2-1. The 2Rx and 4Rx
branches of common 2Rx and 4Rx test cases can be referenced by amending a "2Rx" or "4Rx" suffix to
the test case clause number. For example for test case 4.2.1 the 2Rx and 4Rx branches can be identified
by "4.2.1_2Rx" and "4.2.1_4Rx".
Additional Information
This column contains additional information
ETSI
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3GPP TS 36.521-2 version 15.3.0 Release 15 9 ETSI TS 136 521-2 V15.3.0 (2018-10)
4.1 RF conformance test cases
NOTE: To determine applicability of a test case, FGI support in combined or fdd-Add-UE-EUTRA-Capabilities
or tdd-Add-UE-EUTRA-Capabilities is taken into account.
Table 4.1-1: Applicability of RF conformance test cases, ref. TS 36.521-1 [1]
ETSI
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3GPP TS 36.521-2 version 15.3.0 Release 15 10 ETSI TS 136 521-2 V15.3.0 (2018-10)
Tested Bands / Branch Additional
Clause Title Release Applicability
CA- Information
Configurations
Condition Comments
Selection
Transmitter Characteristics
FDD, Not required
UE
TDD to be tested
UE Maximum supporting E-
6.2.2 Rel-8 C186 D01 in Band 41
Output Power UTRA Power
for Power
Class 3
Class 2 UE
UE FDD,
FDD is for
supporting E- TDD
UE Maximum Power
UTRA Power
6.2.2_1 Output Power for Rel-10 C39 D04 Class1, TDD
Class 1 or
HPUE is for Power
Power Class
Class 2
2
UE FDD,
UE Maximum supporting E- TDD
Output Power for UTRA and
6.2.2A.1 CA (intra-band Rel-10 C19 intra-band E01
contiguous DL CA contiguous
and UL CA) DL CA and
UL CA
UE FDD,
UE Maximum supporting E- TDD
Output Power for UTRA and
6.2.2A.2 Rel-11 C116 E03
CA (inter-band DL inter-band DL
CA and UL CA) CA and UL
CA
UE
supporting E-
Rel-14 C305
UTRA and
eLAA
UE FDD,
supporting E- TDD
UE Maximum
UTRA and
Output Power for
intra-band
6.2.2A.3 CA (intra-band non- Rel-11 C115 E02
non-
contiguous DL CA
contiguous
and UL CA)
DL CA and
UL CA
UE TDD
supporting E-
UE Maximum UTRA and
6.2.2A.4 Output Power for Rel-13 C19a intra-band E18
CA (3UL CA) contiguous
DL CA and
UL CA
UE FDD,
supporting E- TDD
UTRA and
C116a E18
inter-band DL
CA and UL
CA
UE FDD,
UE Maximum supporting E- TDD
6.2.2B Output Power for Rel-10 C07 UTRA Power D05
UL-MIMO Class 3 and
UL-MIMO
UE TDD
HPUE Maximum supporting E-
6.2.2B_1 Output Power for Rel-10 C202 UTRA Power D05
UL-MIMO Class 2 and
UL-MIMO
UE FDD,
UE Maximum
supporting E- HD-
6.2.2E Output Power for Rel-12 C112 D01
UTRA (UE FDD,
UE category 0
category 0) TDD
ETSI
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3GPP TS 36.521-2 version 15.3.0 Release 15 11 ETSI TS 136 521-2 V15.3.0 (2018-10)
Tested Bands / Branch Additional
Clause Title Release Applicability
CA- Information
Configurations
Condition Comments
Selection
UE FDD,
UE Maximum supporting E- HD-
6.2.2EA Output Power for Rel-13 C112a UTRA and D01 FDD,
UE category M1 UE category TDD
M1
UE
UE Maximum supporting E-
6.2.2EB Output Power for Rel-13 C122c UTRA and
UE category 1bis UE category
1bis
UE Maximum UE HD-
6.2.2F Output Power for Rel-13 C112b supporting D11 FDD
category NB1 category NB1
UE Maximum
Output Power for UE
V2X supporting
6.2.2G.1 Communication / Rel-14 C313 V2X Sidelink D14 TDD
Non-concurrent communicatio
with E-UTRA uplink n
transmission
UE Maximum
Output Power for UE
V2X supporting E-
Communication / UTRA and FDD,T
6.2.2G.2 Rel-14 C320 E16
Simultaneous E- V2X Sidelink DD
UTRA V2X sidelink communicatio
and E-UTRA uplink n
transmission
UE
Maximum Power
supporting E-
Reduction (MPR)
6.2.3EB Rel-13 C112c UTRA and
for UE category
UE category
1bis
1bis
Additional UE
Maximum Power supporting E-
6.2.4EB Reduction (A-MPR) Rel-13 C112c UTRA and
for UE category UE category
1bis 1bis
FDD, Not required
UE
Configured UE TDD to be tested
supporting E-
6.2.5 transmitted Output Rel-8 C186 D01 in Band 41
UTRA Power
Power for Power
Class 3
Class 2 UE
UE FDD,
FDD is for
supporting E- TDD
Configured UE Power
UTRA Power
6.2.5_1 transmitted Output Rel-10 C39 D04 Class1, TDD
Class 1 or
Power for HPUE is for Power
Power Class
Class 2
2
UE FDD,
Configured UE supporting E- TDD
transmitted Output UTRA and
6.2.5A.1 Power for CA (intra- Rel-10 C19 intra-band E01
band contiguous contiguous
DL CA and UL CA) DL CA and
UL CA
UE FDD,
Additional
supporting E- TDD
Maximum Power
UTRA and
6.2.5A.3 Reduction (A-MPR) Rel-11 C116 E03
inter-band DL
for CA (inter-band
CA and UL
DL CA and UL CA)
CA
ETSI
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3GPP TS 36.521-2 version 15.3.0 Release 15 12 ETSI TS 136 521-2 V15.3.0 (2018-10)
Tested Bands / Branch Additional
Clause Title Release Applicability
CA- Information
Configurations
Condition Comments
Selection
UE FDD,
Additional supporting E- TDD
Maximum Power UTRA and
Reduction (A-MPR) intra-band
6.2.5A.4 Rel-11 C115 E02
for CA (intra-band non-
non-contiguous DL contiguous
CA and UL CA) DL CA and
UL CA
UE
FDD,
Configured
supporting E- TDD
6.2.5B transmitted power Rel-10 C07 D05
UTRA and
for UL-MIMO
UL_MIMO
UE FDD,
Configured
supporting E- HD-
6.2.5E transmitted power Rel-12 C112 D01
UTRA (UE FDD,
for UE category 0
category 0) TDD
UE FDD,
Configured UE supporting E- HD-
6.2.5EA transmitted Power Rel-13 C112a UTRA and D01 FDD,
for UE category M1 UE category TDD
M1
UE
Configured UE
supporting E-
transmitted Power
6.2.5EB Rel-13 C112c UTRA and
for UE category
UE category
1bis
1bis
Configured UE HD-
UE
transmitted Output FDD
6.2.5F Rel-13 C112b supporting D12, D13
Power for category
category NB1
NB1
Configured UE
transmitted Output UE
Power for V2X supporting
6.2.5G.1 Communication / Rel-14 C313 V2X Sidelink D14 TDD
Non-concurrent communicatio
with E-UTRA uplink n
transmission
Configured UE
transmitted Output UE
Power for V2X supporting E-
Communication / UTRA and FDD,T
6.2.5G.2 Rel-14 C320 E16
Simultaneous E- V2X Sidelink DD
UTRA V2X sidelink communicatio
and E-UTRA uplink n
transmission
6.3.1 Void
UE FDD,
Minimum Output
6.3.2 Rel-8 C113 supporting E- D01 TDD
Power
UTRA
UE FDD,
supporting E- TDD
Minimum Output
UTRA and
Power for CA (intra-
6.3.2A.1 Rel-10 C19 intra-band E01
band contiguous
contiguous
DL CA and UL CA)
DL CA and
UL CA
UE FDD,
Minimum Output supporting E- TDD
Power for CA (in
...