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TECHNICAL SPECIFICATION
Universal Mobile Telecommunications System (UMTS);
LTE;
Telecommunication management;
Performance Management (PM);
Performance measurements Home enhanced Node B (HeNB)
Subsystem (HeNS)
(3GPP TS 32.453 version 15.0.0 Release 15)
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3GPP TS 32.453 version 15.0.0 Release 15 1 ETSI TS 132 453 V15.0.0 (2018-11)
Reference
RTS/TSGS-0532453vf00
Keywords
LTE,UMTS
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3GPP TS 32.453 version 15.0.0 Release 15 2 ETSI TS 132 453 V15.0.0 (2018-11)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
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Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or
GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under
.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression
of provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
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3GPP TS 32.453 version 15.0.0 Release 15 3 ETSI TS 132 453 V15.0.0 (2018-11)
Contents
Intellectual Property Rights . 2
Foreword . 2
Modal verbs terminology . 2
Foreword . 5
Introduction . 5
1 Scope . 7
2 References . 7
3 Measurement family and abbreviations. 9
3.1 Measurement family . 9
3.2 Abbreviations . 9
4 Functionality related measurements . 10
4.1 Measurements related to HeNB-GW . 10
4.1.1 Signalling Plane related measurements . 10
4.1.1.1 Numbers of incoming SCTP packets on the S1 interface, from HeNB to HeNB GW . 10
4.1.1.2 Numbers of outgoing SCTP packets on the S1 interface, from HeNB GW to HeNB . 10
4.1.1.3 Numbers of octets of incoming SCTP packets on the S1 interface, from HeNB to HeNB GW . 10
4.1.1.4 Numbers of octets of outgoing SCTP packets on the S1 interface, from HeNB GW to HeNB . 11
4.1.2 User plane related measurements . 11
4.1.2.1 Numbers of incoming GTP-U packets of S1 interface, from HeNB to HeNB GW . 11
4.1.2.2 Numbers of outgoing GTP-U packets of S1 interface, from HeNB GW to HeNB . 11
4.1.2.3 Numbers of octets of incoming GTP-U packets of S1 interface, from HeNB to HeNB GW. 12
4.1.2.4 Numbers of octets of outgoing GTP-U packets of S1 interface, from HeNB GW to HeNB . 12
4.2 Measurements related to HeNB . 12
4.2.1 Measurements related to CSG service . 12
4.2.1.1 Overview . 12
4.2.1.2 Mean number of attached CSG UEs in HeNB . 13
4.2.1.3 Inbound CSG mobility measurements . 13
4.2.1.3.1 Attempted inbound mobility for UEs to CSG cells or Hybrid cells in RRC_CONNECTED
mode . 13
4.2.1.3.2 Successful inbound mobility for UEs to CSG cells or Hybrid cells in RRC_CONNECTED
mode . 14
4.2.1.3.3 Failed inbound mobility for UEs to CSG cells or Hybrid cells in RRC_CONNECTED mode . 14
4.2.2 Measurements related to RRC . 14
4.2.2.1 Overview . 14
4.2.2.2 RRC connection establishments . 15
4.2.2.2.1 Attempted RRC connection establishments . 15
4.2.2.2.2 Successful RRC connection establishments . 16
4.2.2.2.3 Failed RRC connection establishments . 16
4.2.3 Measurements related to E-RAB . 16
4.2.3.1 Overview . 16
4.2.3.2 Initial E-RAB setup . 18
4.2.3.2.1 Number of initial E-RABs attempted to setup . 18
4.2.3.2.2 Number of initial E-RABs successfully established . 18
4.2.3.2.3 Number of initial E-RABs failed to setup . 19
4.2.3.3 E-RAB setup . 19
4.2.3.3.1 Number of E-RABs attempted to setup . 19
4.2.3.3.2 Number of E-RABs successfully established . 19
4.2.3.3.3 Number of E-RABs failed to setup . 20
4.2.3.4 E-RAB release request by HeNS . 20
4.2.3.4.1 Number of E-RABs requested to release initiated by HeNB per QCI . 20
4.2.3.4.2 Number of E-RABs requested to release initiated by HeNB per cause . 20
4.2.3.5 E-RAB for Direct User Plane Path between HeNB and LGW . 21
4.2.3.5.1 Number of Direct User Plane Path . 21
4.2.3.5.1 Number of Direct User Plane Path attempted to setup . 21
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4.2.3.5.2 Number of Direct User Plane Path successfully established . 21
4.2.3.5.3 Number of Direct User Plane Path failed to setup . 21
4.2.4 Measurements related to handover . 22
4.2.4.1 Overview . 22
4.2.4.2 eNB related Handovers . 24
4.2.4.2.1 Attempted outgoing handover to eNB per handover cause . 24
4.2.4.2.2 Successful outgoing handover to eNB per handover cause . 24
4.2.4.2.3 Failed outgoing handover to eNB per handover cause . 24
4.2.4.2.4 Attempted incoming handover from eNB per handover cause . 25
4.2.4.2.5 Successful incoming handover from eNB per handover cause. 25
4.2.4.2.6 Failed incoming handover from eNB per handover cause . 25
4.2.4.3 Inter-RAT Handovers. 26
4.2.4.3.1 Attempted outgoing handovers to UTRAN per handover cause . 26
4.2.4.3.2 Successful outgoing handovers to UTRAN per handover cause . 26
4.2.4.3.3 Failed outgoing handovers to UTRAN per handover cause . 27
4.2.4.3.4 Attempted outgoing handovers to GERAN per handover cause . 27
4.2.4.3.5 Successful outgoing handovers to GERAN per handover cause . 27
4.2.4.3.6 Failed outgoing handovers to GERAN per handover cause . 28
4.2.5 Measurements related to PDCP SDU bit-rate . 28
4.2.5.1 Average DL cell PDCP SDU bit-rate . 28
4.2.5.2 Average UL cell PDCP SDU bit-rate . 28
4.2.5.3 Maximum DL cell PDCP SDU bit-rate . 29
4.2.5.4 Maximum UL cell PDCP SDU bit-rate . 29
4.2.6 Measurements related to Packet Delay and Drop Rate . 29
4.2.6.1 Average DL PDCP SDU delay . 29
4.2.6.2 DL PDCP SDU drop rate . 30
4.2.7 Measurements related to Packet Loss Rate . 30
4.2.7.1 DL PDCP SDU air interface loss rate . 30
4.2.7.2 UL PDCP SDU loss rate . 30
4.2.8 Measurements related to Radio Resource Usage . 31
4.2.8.1 DL Total PRB Usage . 31
4.2.8.2 UL Total PRB Usage . 31
4.2.8.3 Average number of active UEs on the DL . 31
4.2.8.4 Average number of active UEs on the UL . 32
Annex A: Use cases for performance measurements definition . 33
A.1 Use case of the SCTP signalling measurements . 33
A.2 Use case of HeNB-GW user plane measurements . 33
A.3 CSG service related performance . 33
A.4 RRC related performance . 33
A.5 E-RAB related performance . 34
A.6 Handover related performance . 34
A.7 Radio bearer QoS related performance . 34
A.8 Packet delay, drop rate and loss rate related performance . 34
A.9 Monitor of resource utilisation . 35
Annex B: Change history . 36
History . 37
ETSI
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3GPP TS 32.453 version 15.0.0 Release 15 5 ETSI TS 132 453 V15.0.0 (2018-11)
Foreword
rd
This Technical Report has been produced by the 3 Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
Introduction
The present document is part of a TS-family covering the 3rd Generation Partnership Project; Technical Specification
Group Services and System Aspects; Telecommunication management; as identified below:
32.401 Performance Management (PM); Concept and requirements
52.402 Performance Management (PM); Performance measurements – GSM
32.404 Performance Management (PM); Performance measurements - Definitions and template
32.405 Performance Management (PM); Performance measurements Universal Terrestrial Radio Access
Network (UTRAN)
32.406 Performance Management (PM); Performance measurements Core Network (CN) Packet Switched
(PS) domain
32.407 Performance Management (PM); Performance measurements Core Network (CN) Circuit
Switched (CS) domain
32.408 Performance Management (PM); Performance measurements Teleservice
32.409 Performance Management (PM); Performance measurements IP Multimedia Subsystem (IMS)
32.452 Performance Management (PM); Performance measurements Home Node B Subsystem (HNS)
32.453 Performance Management (PM); Performance measurements Home enhanced Node B
Subsystem (HeNS)
The present document is part of a set of specifications, which describe the requirements and information model
necessary for the standardised Operation, Administration and Maintenance (OA&M) of a multi-vendor Home enhanced
Node B Subsystem (HeNS).
During the lifetime of HeNS, its logical and physical configuration will undergo changes of varying degrees and
frequencies in order to optimise the utilisation of the network resources. These changes will be executed through network
configuration management activities and/or network engineering, see 3GPP TS 32.600 [1].
Many of the activities involved in the daily operation and future network planning of HeNS require data on which to base
decisions. This data refers to the load carried by the network and the grade of service offered. In order to produce this
data performance measurements are executed in the NEs, which comprise the network. The data can then be transferred
to an external system, e.g. an Operations System (OS) in TMN terminology, for further evaluation. The purpose of the
present document is to describe the mechanisms involved in the collection of the data and the definition of the data itself.
Annex B of TS 32.404[2] helps in the definition of new performance measurements that can be submitted to 3GPP for
potential adoption and inclusion in the present document. Annex B of TS 32.404[2] discusses a top-down performance
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measurement definition methodology that focuses on how the end-user of performance measurements can use the
measurements.
ETSI
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1 Scope
The present document describes the measurements for Home enhanced Node B Subsystem (HeNS).
HeNS [3] is consists of a HeNB and optionally a HeNB GW. And, it is connected by means of the standard S1 interface
to the EPC (Evolved Packet Core), more specifically to the MME (Mobility Management Entity) by means of the S1-
MME interface and to the Serving Gateway (S-GW) by means of the S1-U interface
TS 32.401 [4] describes Performance Management concepts and requirements.
The present document is valid for all measurement types provided by an implementation of HeNS.
Only measurement types that are specific to HeNS are defined within the present documents. Vendor specific
measurement types used in HeNS are not covered. Instead, these could be applied according to manufacturer's
documentation.
Measurements related to "external" technologies (such as ATM or IP) as described by "external" standards bodies (e.g.
ITU-T or IETF) shall only be referenced within this specification, wherever there is a need identified for the existence
of such a reference.
The definition of the standard measurements is intended to result in comparability of measurement data produced in a
multi-vendor network, for those measurement types that can be standardised across all vendors' implementations.
The structure of the present document is as follows:
- Header 1: Network Element (e.g. measurements related to HeNB and HeNB GW);
- Header 2: Measurement function (e.g. HeNB registration measurements);
- Header 3: Measurements.
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
• References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document.
[1] 3GPP TS 32.600: "Telecommunication management; Configuration Management (CM); Concept
and high-level requirements".
[2] 3GPP TS 32.404: "Performance Management (PM); Performance measurements - Definitions and
template".
[3] 3GPP TS 23.401: “General Packet Radio Service (GPRS) enhancements for Evolved Universal
Terrestrial Radio Access Network (E-UTRAN) access”.
[4] 3GPP TS 32.401: "Telecommunication management; Performance Management (PM); Concept
and requirements".
[5] 3GPP TS 36.300: "Evolved Universal Terrestrial Radio Access (E-UTRA); and Evolved Universal
Terrestrial Radio Access Network (E-UTRAN); Overall description; Stage 2 (Release 9)".
[6] 3GPP TS 36.413: "Technical Specification Group Radio Access Network; Evolved Universal
Terrestrial Radio Access Network (E-UTRAN); S1 Application Protocol (S1AP)".
[7] 3GPP TS 36.331: "Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource
Control (RRC) protocol specification".
[8] 3GPP TS 36.314: "Evolved Universal Terrestrial Radio Access (E-UTRA); Layer 2 –
Measurements".
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[9] 3GPP TS 32.425: "Performance measurements Evolved Universal Terrestrial Radio Access
Network (E-UTRAN)".
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3 Measurement family and abbreviations
3.1 Measurement family
The measurement names defined in the present document are all beginning with a prefix containing the measurement
family name(e.g. S1.IncSctpPkt). This family name identifies all measurements which relate to a given functionality
and it may be used for measurement administration (see 3GPP TS 32.401 [4]).
The list of families currently used in the present document is as follows:
- S1 (measurements related to S1 interface).
- CSG (measurements related to CSG membership)
- HO (measurements related to handover)
- DRB (measurements related to Data Radio Bearer)
3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply:
rd
3G 3 Generation
3GPP 3G Partnership Project
CS Circuit switched
CN Core Network
NE Network Element
NM Network Manager
OA&M Operation, Administration and Maintenance
OS Operations System (EM, NM)
PM Performance Management
QoS Quality of Service
UMTS Universal Mobile Telecommunications System
You can find below a list of abbreviations used within the measurement types for field E of the measurement template
(see 3GPP TS 32.404 [2]).
Ans Answer(ed)
Att Attempted
Auth Authorization
Cs Circuit switched
DER Discrete Event Registration
DeReg De-Registration
Dmn Domain
Estab Establish(ment)
Fail Failed(/Failure)
Fwd Forward(ed)
Inc Incoming
Ind Indication
Nbr Number
Rel Release(s,d)
Res Resource
Succ Success(es,ful)
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4 Functionality related measurements
The measurements defined in this clause are related to the functionality aspect performance. The detailed measurements
for each function are defined in the following subclauses.
4.1 Measurements related to HeNB-GW
A HeNB GW is optional in a HeNB subsystem. If the HeNB is connected by means of the standard S1 interface to the
HeNB GW, more specifically through HeNB GW to the MME (Mobility Management Entity) by means of the S1-
MME interface and to the Serving Gateway (S-GW) by means of the S1-U interface.
NOTE 1: These measurements are only effective when HeNB GW is included in HeNS.
4.1.1 Signalling Plane related measurements
4.1.1.1 Numbers of incoming SCTP packets on the S1 interface, from HeNB to
HeNB GW
a) This measurement provides the number of SCTP data packets sent from HeNB to HeNB GW which have been
accepted and processed by the SCTP protocol entity on the S1 interface.
b) CC.
c) Receipt of a SCTP data PDU from HeNB to HeNB GW on the S1-MME interface.
d) A single integer value.
e) S1.IncSctpPkt
f) HeNBGWFunction
g) Valid for packet switching
h) EPS
4.1.1.2 Numbers of outgoing SCTP packets on the S1 interface, from HeNB GW to
HeNB
a) This measurement provides the number of SCTP data packets sent from HeNB GW to HeNB which have been
generated by the SCTP protocol entity on the S1 interface.
...